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person · Reporting owner

Harrington James D.

Disclosed activity across 3 companies

Tapewire entity
71551
SEC CIK
0001463530

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TENNECO INCTEN · Entity 11746Senior Vice PresidentSeptember 14, 2017September 18, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TENNECO INC

Report date September 14, 2017 · Filed September 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,207 Reported balance After 2017-09-14 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2017-09-14 · Sale · Disposed 13,765 · Balance 1,207

F1: The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $56.750 and $56.901 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Common StockSEC Table I · non-derivativeDirect15,681 Reported balance Holding disclosure · report date 2017-09-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,681

F2: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $56.750 and $56.901 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

F2: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Delphi Technologies PLC

Report date October 01, 2020 · Filed October 06, 2020

Section 16 reporting ended · disclosed 2020-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-10-01 transaction · row 1
1 source row

Row 1 · 2020-10-01 · Disposition to issuer · Disposed 17,381 · Balance 0

F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-10-01 · Disposition to issuer · Disposed 43,619 · Balance 0

F2: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-10-01 · Disposition to issuer · Disposed 126,516 · Balance 0

F3: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock.

F2: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement.

F3: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).

Workhorse Group Inc.

Report date December 15, 2025 · Filed December 15, 2025

Section 16 reporting ended · disclosed 2025-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivativeDirect168 Ending reported balance After 2025-12-15 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2025-12-15 · Exercise / conversion · Acquired 198 · Balance 366

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Row 2 · 2025-12-15 · Sale · Disposed 198 · Balance 168

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Row 3 · 2025-12-15 · Exercise / conversion · Acquired 38 · Balance 206

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F4: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Row 4 · 2025-12-15 · Sale · Disposed 38 · Balance 168

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F4: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Row 5 · 2025-12-15 · Exercise / conversion · Acquired 296 · Balance 464

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Row 6 · 2025-12-15 · Sale · Disposed 296 · Balance 168

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-21Direct0 Reported balance After 2025-12-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-12-15 · Exercise / conversion · Disposed 198 · Balance 0

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2025-12-31Direct0 Reported balance After 2025-12-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-12-15 · Exercise / conversion · Disposed 38 · Balance 0

F4: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2026-12-31Direct0 Reported balance After 2025-12-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-12-15 · Exercise / conversion · Disposed 296 · Balance 0

F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

Filing footnotes · ownership attribution and instrument terms

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F4: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2025 Filed Dec 15, 2025 16:53 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionPerformance Share Units · Derivative 296 $0.00 $0.00
Disclosure

SEC source: 0001463530-25-000003 · wk-form4_1765835588.xml · derivative · entry 9

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 296 shares

Expires 2026-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F5 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 16:53 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionPerformance Share Units · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001463530-25-000003 · wk-form4_1765835588.xml · derivative · entry 8

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 38 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F4 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 16:53 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionRestricted Stock Units · Derivative 198 $0.00 $0.00
Disclosure

SEC source: 0001463530-25-000003 · wk-form4_1765835588.xml · derivative · entry 7

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 198 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 16:53 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 296 $6.51 $1,926.96
Disclosure

SEC source: 0001463530-25-000003 · wk-form4_1765835588.xml · nonDerivative · entry 6

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F5 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 16:53 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 296 $0.00 $0.00
Disclosure

SEC source: 0001463530-25-000003 · wk-form4_1765835588.xml · nonDerivative · entry 5

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F5 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 16:53 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 38 $6.51 $247.38
Disclosure

SEC source: 0001463530-25-000003 · wk-form4_1765835588.xml · nonDerivative · entry 4

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F4 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 16:53 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 38 $0.00 $0.00
Disclosure

SEC source: 0001463530-25-000003 · wk-form4_1765835588.xml · nonDerivative · entry 3

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F4 · shares: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 16:53 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 198 $6.51 $1,288.98
Disclosure

SEC source: 0001463530-25-000003 · wk-form4_1765835588.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 16:53 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 198 $0.00 $0.00
Disclosure

SEC source: 0001463530-25-000003 · wk-form4_1765835588.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:43 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionPerformance Share Units · Derivative 224 $0.00 $0.00
Disclosure

SEC source: 0001425287-25-000036 · wk-form4_1745282621.xml · derivative · entry 6

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 224 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents PSUs granted by the Company to the reporting person on February 23, 2022. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock.

F2 · shares: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:43 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionPerformance Share Units · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001425287-25-000036 · wk-form4_1745282621.xml · derivative · entry 5

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 145 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted by Workhorse Group Inc. (the "Company") to the reporting person on December 27, 2021. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock.

F2 · shares: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:43 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 224 $1.31 $293.44
Disclosure

SEC source: 0001425287-25-000036 · wk-form4_1745282621.xml · nonDerivative · entry 4

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,244

F3 · shares: Represents PSUs granted by the Company to the reporting person on February 23, 2022. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock.

F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:43 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 224 $0.00 $0.00
Disclosure

SEC source: 0001425287-25-000036 · wk-form4_1745282621.xml · nonDerivative · entry 3

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents PSUs granted by the Company to the reporting person on February 23, 2022. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock.

F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:43 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 145 $1.31 $189.95
Disclosure

SEC source: 0001425287-25-000036 · wk-form4_1745282621.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,244

F1 · shares: Represents Performance Share Units ("PSUs") granted by Workhorse Group Inc. (the "Company") to the reporting person on December 27, 2021. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock.

F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:43 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 145 $0.00 $0.00
Disclosure

SEC source: 0001425287-25-000036 · wk-form4_1745282621.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Performance Share Units ("PSUs") granted by Workhorse Group Inc. (the "Company") to the reporting person on December 27, 2021. On April 17, 2025, the PSUs vested upon the achievement of certain performance incentives and settled in cash based on the fair market value of the Company's common stock.

F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 20:39 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 757 $0.49 $368.51
Disclosure

SEC source: 0001425287-25-000020 · wk-form4_1740533974.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,539

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 20:39 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 162 $0.49 $78.86
Disclosure

SEC source: 0001425287-25-000020 · wk-form4_1740533974.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,296

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 22, 2025 Filed Apr 28, 2025 20:39 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionRestricted Stock Units · Derivative 1,183 $0.00 $0.00
Disclosure

SEC source: 0001425287-25-000052 · wk-form4_1745887157.xml · derivative · entry 3

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,366

Underlying: Common Stock, $0.001 par value per share · 1,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

F3 · derivative.exercise_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

F3 · derivative.expiration_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

Read SEC document
February 22, 2025 Filed Apr 28, 2025 20:39 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 414 $6.09 $2,521.26
Disclosure

SEC source: 0001425287-25-000052 · wk-form4_1745887157.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,013

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

F2 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted stock units previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 22, 2025 Filed Apr 28, 2025 20:39 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 1,183 $0.00 $0.00
Disclosure

SEC source: 0001425287-25-000052 · wk-form4_1745887157.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split.

Read SEC document
December 27, 2024 Filed Dec 30, 2024 16:17 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 89 $0.79 $70.31
Disclosure

SEC source: 0001425287-24-000143 · wk-form4_1735593445.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,458

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 17:38 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 665 $0.78 $515.38
Disclosure

SEC source: 0001425287-24-000139 · wk-form4_1735339118.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,547

F1 · shares: Reflects shares of restricted stock withheld by Workhorse Group Inc. to satisfy tax obligations in connection with the Reporting Person becoming retirement eligible, which constitutes a deemed vesting for federal income tax purposes.

Read SEC document
September 15, 2024 Filed Sep 16, 2024 16:22 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 247 $0.68 $167.96
Disclosure

SEC source: 0001425287-24-000119 · wk-form4_1726518164.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,212

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 16:13 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 87 $1.61 $140.07
Disclosure

SEC source: 0001425287-24-000107 · wk-form4_1719864790.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,821

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 09:53 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 5,825 $0.27 $1,549.45
Disclosure

SEC source: 0001425287-24-000072 · wk-form4_1710856411.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,238,135

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 19:39 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 15,230 $0.29 $4,366.44
Disclosure

SEC source: 0001425287-24-000050 · wk-form4_1708994377.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,243,960

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 19:39 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 19,841 $0.29 $5,658.65
Disclosure

SEC source: 0001425287-24-000050 · wk-form4_1708994377.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,259,190

F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:36 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 887,224 $0.32 $281,250.01
Disclosure

SEC source: 0001425287-24-000027 · wk-form4_1708724191.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,279,031

F1 · shares: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

Read SEC document
February 21, 2024 Filed Sep 16, 2024 16:18 UTC Amendment Workhorse Group Inc. WKHS · Entity 7322 GrantRestricted Stock Units · Derivative 44,362 $0.00 $0.00
Disclosure

SEC source: 0001425287-24-000117 · wk-form4a_1726517912.xml · derivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,362

Underlying: Common Stock, $0.001 par value per share · 44,362 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

F2 · shares: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split.

F1 · derivative.exercise_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

F1 · derivative.expiration_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

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December 27, 2023 Filed Dec 29, 2023 16:51 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 1,770 $0.38 $666.58
Disclosure

SEC source: 0001425287-23-000091 · wk-form4_1703886652.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,807

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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September 15, 2023 Filed Sep 18, 2023 16:43 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 4,891 $0.60 $2,917.48
Disclosure

SEC source: 0001628280-23-032475 · wk-form4_1695069799.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,577

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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June 27, 2023 Filed Jun 29, 2023 11:56 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 1,770 $0.80 $1,411.40
Disclosure

SEC source: 0001628280-23-023859 · wk-form4_1688054184.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,468

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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May 02, 2023 Filed May 4, 2023 16:14 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantPerformance Share Units · Derivative 55,694 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-015749 · wf-form4_168323127626457.xml · derivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,694

Underlying: Common Stock, $0.001 par value per share · 55,694 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted to the reporting person on February 22, 2023, subject to stockholder approval of the Company's 2023 Long-Term Incentive Plan, which was obtained on May 2, 2023. Each PSU represents a contingent right to receive, at the Company's option, either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

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March 15, 2023 Filed Mar 17, 2023 17:10 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 4,741 $1.53 $7,253.73
Disclosure

SEC source: 0001425287-23-000079 · wf-form4_167908739663127.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,238

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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February 23, 2023 Filed Feb 27, 2023 15:05 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 15,009 $1.99 $29,867.91
Disclosure

SEC source: 0001425287-23-000039 · wf-form4_167752832836710.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,899

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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February 22, 2023 Filed Mar 17, 2023 17:05 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 167,080 $2.02 $337,501.60
Disclosure

SEC source: 0001425287-23-000071 · wf-form4_167908710029651.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,979

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023.

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December 27, 2022 Filed Dec 29, 2022 13:49 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 1,770 $1.48 $2,619.60
Disclosure

SEC source: 0001425287-22-000129 · wf-form4_167233973146311.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,908

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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September 15, 2022 Filed Dec 1, 2022 18:43 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 4,891 $3.27 $15,993.57
Disclosure

SEC source: 0001425287-22-000117 · wf-form4_166993818581395.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,678

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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June 27, 2022 Filed Jun 29, 2022 18:14 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 1,770 $2.92 $5,168.40
Disclosure

SEC source: 0001425287-22-000078 · wf-form4_165654086301902.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,569

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I, Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on June 27, 2022.

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March 15, 2022 Filed Mar 28, 2022 16:47 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 4,808 $3.23 $15,529.84
Disclosure

SEC source: 0001425287-22-000039 · wf-form4_164850021543894.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,339

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on March 15, 2022.

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February 23, 2022 Filed Feb 25, 2022 17:57 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantPerformance Share Units · Derivative 27,846.5 $0.00 $0.00
Disclosure

SEC source: 0001425287-22-000020 · wf-form4_164582980446674.xml · derivative · entry 2

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,043.5

Underlying: Common Stock, $0.001 par value per share · 27,846.5 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

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February 23, 2022 Filed Feb 25, 2022 17:57 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 129,950 $3.03 $393,748.50
Disclosure

SEC source: 0001425287-22-000020 · wf-form4_164582980446674.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,147

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 23, 2023, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

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December 27, 2021 Filed Dec 28, 2021 17:03 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantPerformance Share Units · Derivative 36,197 $0.00 $0.00
Disclosure

SEC source: 0001425287-21-000008 · wf-form4_164072898144500.xml · derivative · entry 2

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,197

Underlying: Common Stock, $0.001 par value per share · 36,197 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of common stock of the Company. The shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive one share of common stock of the Company. The shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

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December 27, 2021 Filed Dec 28, 2021 17:03 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 36,197 $5.18 $187,500.46
Disclosure

SEC source: 0001425287-21-000008 · wf-form4_164072898144500.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,197

F1 · shares: Represents 36,197 shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals beginning six months after the grant date, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 23, 2021.

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November 05, 2021 Filed Nov 9, 2021 18:50 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 100,000 $7.22 $722,000.00
Disclosure

SEC source: 0001628280-21-022634 · wf-form4_163650183395703.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals beginning on March 15, 2022, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on November 4, 2021.

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October 01, 2020 Filed Oct 6, 2020 06:18 UTC Delphi Technologies PLC DLPH · Entity 146095 Disposition to issuerRestricted Share Units · Derivative 126,516 $16.60 $2,100,165.60
Disclosure

SEC source: 0000899243-20-027506 · doc4.xml · derivative · entry 3

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 126,516 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).

F3 · price: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).

F3 · derivative.exercise_date: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).

F3 · derivative.expiration_date: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).

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October 01, 2020 Filed Oct 6, 2020 06:18 UTC Delphi Technologies PLC DLPH · Entity 146095 Disposition to issuerRestricted Share Units · Derivative 43,619 $16.60 $724,075.40
Disclosure

SEC source: 0000899243-20-027506 · doc4.xml · derivative · entry 2

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 43,619 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement.

F2 · price: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement.

F2 · derivative.exercise_date: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement.

F2 · derivative.expiration_date: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement.

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October 01, 2020 Filed Oct 6, 2020 06:18 UTC Delphi Technologies PLC DLPH · Entity 146095 Disposition to issuerOrdinary Shares 17,381 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027506 · doc4.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock.

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February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantRestricted Share Units · Derivative 27,031 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · derivative · entry 11

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,031

Underlying: Ordinary Shares · 27,031 shares

Expires not disclosed

F9 · derivative.exercise_price: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023.

F9 · derivative.exercise_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023.

F9 · derivative.expiration_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023.

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February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherRestricted Share Units · Derivative 6,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · derivative · entry 10

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,038

Underlying: Ordinary Shares · 6,518 shares

Expires not disclosed

F8 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on February 28, 2021 and February 28, 2022.

F8 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on February 28, 2021 and February 28, 2022.

F8 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on February 28, 2021 and February 28, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.