Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Workhorse Group Inc.WKHS · Entity 7322 | Director | May 02, 2023 | May 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Workhorse Group Inc.
Report date May 02, 2023 · Filed May 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 455,425 |
Reported balance
After 2023-05-02 transaction · row 1
1 source rowRow 1 · 2023-05-02 · Disposition to issuer · Disposed 24,752 · Balance 455,425 F1: On February 22, 2023, Workhorse Group Inc. (the "Company") granted to the reporting person 49,505 shares of restricted stock under an Award Agreement, which were scheduled to vest based in part based on the reporting person's continued service as a director of the Company, or pro rata in the event that the reporting person ceased being a director of the Company by reason of death, disability or not standing for re-election. The reporting person's service as a director ended on May 2, 2023, and pursuant to the Award Agreement, the reporting person forfeited half of the awarded shares to the Company. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 445,421 |
Reported balance
Holding disclosure · report date 2023-05-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 445,421 F2: Held by the Samuels 2012 Children's Trust UAD 10/28/12. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 220,966 |
Reported balance
Holding disclosure · report date 2023-05-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 220,966 F3: Held by the Marci Rosenberg 2012 Family Trust. Marci Rosenberg is the trustee of such trust. Mrs. Rosenberg is the wife of H. Benjamin Samuels. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 22, 2023, Workhorse Group Inc. (the "Company") granted to the reporting person 49,505 shares of restricted stock under an Award Agreement, which were scheduled to vest based in part based on the reporting person's continued service as a director of the Company, or pro rata in the event that the reporting person ceased being a director of the Company by reason of death, disability or not standing for re-election. The reporting person's service as a director ended on May 2, 2023, and pursuant to the Award Agreement, the reporting person forfeited half of the awarded shares to the Company.
F2: Held by the Samuels 2012 Children's Trust UAD 10/28/12.
F3: Held by the Marci Rosenberg 2012 Family Trust. Marci Rosenberg is the trustee of such trust. Mrs. Rosenberg is the wife of H. Benjamin Samuels.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2023 Filed May 4, 2023 20:16 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Disposition to issuerCommon Stock, $0.001 par value per share | 24,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015758 · wf-form4_168323137820149.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 455,425 F1 · shares: On February 22, 2023, Workhorse Group Inc. (the "Company") granted to the reporting person 49,505 shares of restricted stock under an Award Agreement, which were scheduled to vest based in part based on the reporting person's continued service as a director of the Company, or pro rata in the event that the reporting person ceased being a director of the Company by reason of death, disability or not standing for re-election. The reporting person's service as a director ended on May 2, 2023, and pursuant to the Award Agreement, the reporting person forfeited half of the awarded shares to the Company. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:58 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 49,505 | $2.02 | $100,000.10 |
DisclosureSEC source: 0001425287-23-000031 · wf-form4_167728311071978.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,177 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:03 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 33,003 | $3.03 | $99,999.09 |
DisclosureSEC source: 0001425287-22-000023 · wf-form4_164583020760783.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,672 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022. Read SEC document |
| February 23, 2022 Filed Mar 29, 2022 18:20 UTC Amendment | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 33,003 | $3.03 | $99,999.09 |
DisclosureSEC source: 0001425287-22-000059 · wf-form4a_164857801615790.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,672 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on August 23, 2022. The original Form 4 reported an incorrect vesting date. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:36 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 3,966 | $15.13 | $60,005.58 |
DisclosureSEC source: 0001628280-21-003647 · wf-form4_161463457303247.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,669 F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $32.00 | $1,066,656.00 |
DisclosureSEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 9 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 287,632 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. F3 · ownership.nature: Marci Rosenberg is the trustee of the Marci Rosenberg 2012 Family Trust. Mrs. Rosenberg is the wife of Mr. Samuels. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $30.00 | $999,990.00 |
DisclosureSEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 8 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 254,299 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. F3 · ownership.nature: Marci Rosenberg is the trustee of the Marci Rosenberg 2012 Family Trust. Mrs. Rosenberg is the wife of Mr. Samuels. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $28.00 | $933,324.00 |
DisclosureSEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 7 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 220,966 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. F3 · ownership.nature: Marci Rosenberg is the trustee of the Marci Rosenberg 2012 Family Trust. Mrs. Rosenberg is the wife of Mr. Samuels. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $32.00 | $1,066,656.00 |
DisclosureSEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 6 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 512,087 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. F2 · ownership.nature: Mr. Samuels is the trustee of the Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $30.00 | $999,990.00 |
DisclosureSEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 5 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 478,754 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. F2 · ownership.nature: Mr. Samuels is the trustee of the Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $28.00 | $933,324.00 |
DisclosureSEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 4 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 445,421 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. F2 · ownership.nature: Mr. Samuels is the trustee of the Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $32.00 | $1,066,656.00 |
DisclosureSEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 3 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,369 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $30.00 | $999,990.00 |
DisclosureSEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 2 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,036 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $28.00 | $933,324.00 |
DisclosureSEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,703 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 21:58 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $26.00 | $866,658.00 |
DisclosureSEC source: 0001628280-21-000317 · wf-form4_161014309474787.xml · nonDerivative · entry 3 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 320,965 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. F3 · ownership.nature: Marci Rosenberg is the trustee of the Marci Rosenberg 2012 Family Trust. Mrs. Rosenberg is the wife of Mr. Samuels. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 21:58 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $26.00 | $866,658.00 |
DisclosureSEC source: 0001628280-21-000317 · wf-form4_161014309474787.xml · nonDerivative · entry 2 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 545,420 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. F2 · ownership.nature: Mr. Samuels is the trustee of the Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 21:58 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $26.00 | $866,658.00 |
DisclosureSEC source: 0001628280-21-000317 · wf-form4_161014309474787.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,702 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:00 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $20.73 | $690,993.09 |
DisclosureSEC source: 0001628280-21-000211 · wf-form4_160997043477961.xml · nonDerivative · entry 3 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 354,298 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. F3 · ownership.nature: Marci Rosenberg is the trustee of the Marci Rosenberg 2012 Family Trust. Mrs. Rosenberg is the wife of Mr. Samuels. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:00 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $20.73 | $690,993.09 |
DisclosureSEC source: 0001628280-21-000211 · wf-form4_160997043477961.xml · nonDerivative · entry 2 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 578,753 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. F2 · ownership.nature: Mr. Samuels is the trustee of the Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:00 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $20.73 | $690,993.09 |
DisclosureSEC source: 0001628280-21-000211 · wf-form4_160997043477961.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,035 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 22:15 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $25.00 | $833,391.67 |
DisclosureSEC source: 0001628280-20-016725 · wf-form4_160616969447192.xml · nonDerivative · entry 3 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 387,631 F2 · ownership.nature: On February 11, 2019, the Marci Rosenberg 2012 Family Trust acquired 420,967 shares of common stock. Marci Rosenberg is the trustee of such trust. Mr. Rosenberg is the wife of H. Benjamin Samuels, a director of the Company. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 22:15 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $25.03 | $834,181.66 |
DisclosureSEC source: 0001628280-20-016725 · wf-form4_160616969447192.xml · nonDerivative · entry 2 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 612,086 F1 · ownership.nature: On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share and on November 18, 2016 the Trust exercised the Initial Warrant and received 47,604 shares of common stock for a purchase price of $251,349 or $5.28 per share. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 22:15 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 33,333 | $25.00 | $833,448.33 |
DisclosureSEC source: 0001628280-20-016725 · wf-form4_160616969447192.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,368 Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 50,000 | $7.01 Strike: $7.01 | $350,500.00 |
DisclosureSEC source: 0001628280-20-013052 · wf-form4_159838927516466.xml · derivative · entry 6 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 50,000 shares Expires 2020-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 10,000 | $7.21 Strike: $7.21 | $72,100.00 |
DisclosureSEC source: 0001628280-20-013052 · wf-form4_159838927516466.xml · derivative · entry 5 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 10,000 shares Expires 2021-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 50,000 | $7.01 | $350,500.00 |
DisclosureSEC source: 0001628280-20-013052 · wf-form4_159838927516466.xml · nonDerivative · entry 2 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 10,000 | $7.21 | $72,100.00 |
DisclosureSEC source: 0001628280-20-013052 · wf-form4_159838927516466.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 21:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | OtherCommon Stock Purchase Warrant · Derivative | 285,071 | $5.28 Strike: $5.28 | $1,505,174.88 |
DisclosureSEC source: 0001628280-20-012938 · wf-form4_159795731877487.xml · derivative · entry 9 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 285,071 shares Expires 2020-11-07 F1 · ownership.nature: The securities are held by the Samuels 2012 Children's Trust UAD 10/28/12. H. Benjamin Samuels, a director of Workhorse Group Inc., is a trustee and beneficiary of Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 21:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | OtherCommon Stock Purchase Warrant · Derivative | 95,254 | $5.28 Strike: $5.28 | $502,941.12 |
DisclosureSEC source: 0001628280-20-012938 · wf-form4_159795731877487.xml · derivative · entry 8 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 95,254 shares Expires 2020-11-07 F1 · ownership.nature: The securities are held by the Samuels 2012 Children's Trust UAD 10/28/12. H. Benjamin Samuels, a director of Workhorse Group Inc., is a trustee and beneficiary of Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 21:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | OtherCommon Stock, $0.001 par value per share | 285,071 | $5.28 | $1,505,174.88 |
DisclosureSEC source: 0001628280-20-012938 · wf-form4_159795731877487.xml · nonDerivative · entry 2 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 550,165 F1 · ownership.nature: The securities are held by the Samuels 2012 Children's Trust UAD 10/28/12. H. Benjamin Samuels, a director of Workhorse Group Inc., is a trustee and beneficiary of Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 21:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | OtherCommon Stock, $0.001 par value per share | 95,254 | $5.28 | $502,941.12 |
DisclosureSEC source: 0001628280-20-012938 · wf-form4_159795731877487.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 645,419 F1 · ownership.nature: The securities are held by the Samuels 2012 Children's Trust UAD 10/28/12. H. Benjamin Samuels, a director of Workhorse Group Inc., is a trustee and beneficiary of Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 21:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 100,000 | $16.80 | $1,680,000.00 |
DisclosureSEC source: 0001628280-20-012938 · wf-form4_159795731877487.xml · nonDerivative · entry 5 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 665,094 F1 · ownership.nature: The securities are held by the Samuels 2012 Children's Trust UAD 10/28/12. H. Benjamin Samuels, a director of Workhorse Group Inc., is a trustee and beneficiary of Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 21:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 100,000 | $16.62 | $1,662,000.00 |
DisclosureSEC source: 0001628280-20-012938 · wf-form4_159795731877487.xml · nonDerivative · entry 4 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 565,094 F1 · ownership.nature: The securities are held by the Samuels 2012 Children's Trust UAD 10/28/12. H. Benjamin Samuels, a director of Workhorse Group Inc., is a trustee and beneficiary of Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 21:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 300,000 | $16.54 | $4,962,000.00 |
DisclosureSEC source: 0001628280-20-012938 · wf-form4_159795731877487.xml · nonDerivative · entry 3 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 265,094 F1 · ownership.nature: The securities are held by the Samuels 2012 Children's Trust UAD 10/28/12. H. Benjamin Samuels, a director of Workhorse Group Inc., is a trustee and beneficiary of Samuels 2012 Children's Trust UAD 10/28/12. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:41 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 22,642 | $2.65 | $60,001.30 |
DisclosureSEC source: 0001628280-20-008407 · wf-form4_159052568006918.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,701 F1 · date: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant. Read SEC document |
| November 06, 2019 Filed Nov 12, 2019 22:24 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 71,713 | $2.51 | $179,999.63 |
DisclosureSEC source: 0001213900-19-023005 · ownership.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,059 F6 · date: 35,856 of the securities vest on May 6, 2020 and an additional 11,952 shall vest every six (6) months thereafter. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:17 UTC | Workhorse Group Inc. WKHS · Entity 7322 | PurchaseCommon Stock, $0.001 par value per share | 420,967 | $0.95 | $400,002.84 |
DisclosureSEC source: 0001213900-19-002365 · ownership.xml · nonDerivative · entry 2 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 420,967 F5 · ownership.nature: On February 11, 2019, the Marci Rosenberg 2012 Family Trust acquired 420,967 shares of common stock. Marci Rosenberg is the trustee of such trust. Mr. Rosenberg is the wife of H. Benjamin Samuels, a director of the Company. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:17 UTC | Workhorse Group Inc. WKHS · Entity 7322 | PurchaseCommon Stock, $0.001 par value per share | 420,967 | $0.95 | $400,002.84 |
DisclosureSEC source: 0001213900-19-002365 · ownership.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,349 Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 13:32 UTC | Workhorse Group Inc. WKHS · Entity 7322 | PurchaseCommon Stock, $0.001 par value per share | 18,382 | $2.72 | $49,999.04 |
DisclosureSEC source: 0001213900-18-005123 · f4042618samuels_workhorse.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,382 Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 20:53 UTC | Workhorse Group Inc. WKHS · Entity 7322 | OtherCommon Stock Purchase Warrant · Derivative | 47,604 | $5.28 Strike: $5.28 | $251,349.12 |
DisclosureSEC source: 0001213900-16-018722 · f4111816samuels_workhorse.xml · derivative · entry 2 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 237,467 Underlying: Common Stock, Par Value · 47,604 shares Expires 2020-11-09 F2 · derivative.underlying_shares: On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share and on November 18, 2016, the Trust exercised the Initial Warrant and received 47,604 shares of common stock for a purchase price of $251,349 or $5.28 per share F3 · ownership.nature: H. Benjamin Samuels is a trustee and beneficiary of the Trust Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 20:53 UTC | Workhorse Group Inc. WKHS · Entity 7322 | OtherCommon Stock, $0.001 par value per share | 47,604 | $5.28 | $251,349.12 |
DisclosureSEC source: 0001213900-16-018722 · f4111816samuels_workhorse.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 762,532 F2 · ownership.nature: On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share and on November 18, 2016, the Trust exercised the Initial Warrant and received 47,604 shares of common stock for a purchase price of $251,349 or $5.28 per share Read SEC document |
| September 14, 2016 Filed Sep 14, 2016 21:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | OtherCommon Stock Purchase Warrant · Derivative | 143,500 | $5.28 Strike: $5.28 | $757,680.00 |
DisclosureSEC source: 0001213900-16-016796 · f4091416hsamuels_workhorse.xml · derivative · entry 2 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 285,071 Underlying: Common Stock, Par Value · 143,500 shares Expires 2020-11-09 F2 · derivative.underlying_shares: On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share. F3 · ownership.nature: H. Benjamin Samuels is a trustee and beneficiary of the Trust Read SEC document |
| September 14, 2016 Filed Sep 14, 2016 21:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | PurchaseCommon Stock, $0.001 par value per share | 143,500 | $5.28 | $757,680.00 |
DisclosureSEC source: 0001213900-16-016796 · f4091416hsamuels_workhorse.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 714,928 F2 · ownership.nature: On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share. Read SEC document |
| August 16, 2016 Filed Sep 14, 2016 21:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 10,000 | $7.21 Strike: $7.21 | $72,100.00 |
DisclosureSEC source: 0001213900-16-016796 · f4091416hsamuels_workhorse.xml · derivative · entry 3 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock, Par Value $0.001 · Not disclosed shares Expires 2021-08-16 F4 · security: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter. F4 · underlyingValue: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter. F4 · valueOwnedAfter: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.