Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 23 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2023 Filed May 4, 2023 20:12 UTC |
Budde Gerald B.Director
|
Disposition to issuerCommon Stock, $0.001 par value per share | 24,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015737 · wf-form4_168323114270607.xml · nonDerivative · entry 1 Budde Gerald B. · CIK 0001655373 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,077 F1 · shares: On February 22, 2023, Workhorse Group Inc. (the "Company") granted to the reporting person 49,505 shares of restricted stock under an Award Agreement, which were scheduled to vest based in part based on the reporting person's continued service as a director of the Company, or pro rata in the event that the reporting person ceased being a director of the Company by reason of death, disability or not standing for re-election. The reporting person's service as a director ended on May 2, 2023, and pursuant to the Award Agreement, the reporting person forfeited half of the awarded shares to the Company. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:11 UTC |
Ackerson Gregory T.Chief Accounting Officer
|
GrantPerformance Share Units · Derivative | 18,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015735 · wf-form4_168323110253279.xml · derivative · entry 1 Ackerson Gregory T. · CIK 0001794172 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,565 Underlying: Common Stock, $0.001 par value per share · 18,565 shares Expires 2024-12-31 F1 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted to the reporting person on February 22, 2023, subject to stockholder approval of the Company's 2023 Long-Term Incentive Plan, which was obtained on May 2, 2023. Each PSU represents a contingent right to receive, at the Company's option, either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024. Read SEC document |
| May 02, 2023 Filed May 5, 2023 14:50 UTC |
Botti JeanDirector
|
GrantCommon Stock, $0.001 par value per share | 111,982 | $0.89 | $99,999.93 |
DisclosureSEC source: 0001628280-23-016079 · wf-form4_168331260449665.xml · nonDerivative · entry 1 Botti Jean · CIK 0001976670 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,982 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") in connection with the reporting person's election as a new director of the Company. The awarded shares were granted under a Restricted Stock Award Agreement and vest on November 2, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on May 1, 2023. Read SEC document |
| April 30, 2023 Filed May 2, 2023 17:23 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 12,533 | $0.94 | $11,806.09 |
DisclosureSEC source: 0001628280-23-014927 · wf-form4_168306258807950.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,739,180 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| April 22, 2023 Filed Apr 24, 2023 23:41 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
Tax withholdingCommon Stock, $0.001 par value per share | 1,721 | $0.99 | $1,703.79 |
DisclosureSEC source: 0001628280-23-012627 · wf-form4_168237964915311.xml · nonDerivative · entry 1 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,202 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 23:38 UTC |
Graber John WesleyPresident, Aerospace
|
Tax withholdingCommon Stock, $0.001 par value per share | 1,812 | $1.00 | $1,812.00 |
DisclosureSEC source: 0001628280-23-012625 · wf-form4_168237949636756.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,015 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:21 UTC |
Peters JamesVP, Supply Chain Management
|
Tax withholdingCommon Stock, $0.001 par value per share | 1,192 | $1.33 | $1,585.36 |
DisclosureSEC source: 0001425287-23-000087 · wf-form4_168064688900367.xml · nonDerivative · entry 1 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,663 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:10 UTC |
Harrington James D.General Counsel
|
Tax withholdingCommon Stock, $0.001 par value per share | 4,741 | $1.53 | $7,253.73 |
DisclosureSEC source: 0001425287-23-000079 · wf-form4_167908739663127.xml · nonDerivative · entry 1 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,238 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 14:35 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 25,066 | $1.76 | $44,116.16 |
DisclosureSEC source: 0001425287-23-000067 · wf-form4_167787209238681.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751,713 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 25, 2023 Filed Feb 27, 2023 22:40 UTC |
Ackerson Gregory T.Controller
|
Tax withholdingCommon Stock, $0.001 par value per share | 1,145 | $1.91 | $2,186.95 |
DisclosureSEC source: 0001425287-23-000049 · wf-form4_167753757657339.xml · nonDerivative · entry 1 Ackerson Gregory T. · CIK 0001794172 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,291 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 15:22 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 116,055 | $1.99 | $230,949.45 |
DisclosureSEC source: 0001425287-23-000047 · wf-form4_167752932637386.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,776,779 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 15:05 UTC |
Harrington James D.General Counsel
|
Tax withholdingCommon Stock, $0.001 par value per share | 15,009 | $1.99 | $29,867.91 |
DisclosureSEC source: 0001425287-23-000039 · wf-form4_167752832836710.xml · nonDerivative · entry 1 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,899 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:17 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
Tax withholdingCommon Stock, $0.001 par value per share | 13,052 | $1.99 | $25,973.48 |
DisclosureSEC source: 0001425287-23-000045 · wf-form4_167752900817098.xml · nonDerivative · entry 1 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,923 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:12 UTC |
GINNAN ROBERT MChief Financial Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 16,009 | $1.99 | $31,857.91 |
DisclosureSEC source: 0001425287-23-000043 · wf-form4_167752870571587.xml · nonDerivative · entry 1 GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,887 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:07 UTC |
Graber John WesleyPresident, Aerospace
|
Tax withholdingCommon Stock, $0.001 par value per share | 12,111 | $1.99 | $24,100.89 |
DisclosureSEC source: 0001425287-23-000041 · wf-form4_167752844970298.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,827 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:02 UTC |
Roraff KerryChief Human Resources Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 7,570 | $1.99 | $15,064.30 |
DisclosureSEC source: 0001425287-23-000037 · wf-form4_167752813667234.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,263 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 19:57 UTC |
Peters JamesVP, Supply Chain Management
|
Tax withholdingCommon Stock, $0.001 par value per share | 6,526 | $1.99 | $12,986.74 |
DisclosureSEC source: 0001425287-23-000035 · wf-form4_167752782466523.xml · nonDerivative · entry 1 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,627 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:57 UTC |
Mader Pamela S.Director
|
GrantCommon Stock, $0.001 par value per share | 49,505 | $2.02 | $100,000.10 |
DisclosureSEC source: 0001425287-23-000028 · wf-form4_167728305425363.xml · nonDerivative · entry 1 Mader Pamela S. · CIK 0001811389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,013 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 18:56 UTC |
DeMott HarryDirector
|
GrantCommon Stock, $0.001 par value per share | 49,505 | $2.02 | $100,000.10 |
DisclosureSEC source: 0001425287-23-000024 · wf-form4_167728297068749.xml · nonDerivative · entry 1 DeMott Harry · CIK 0001684919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,508 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 18:56 UTC |
CLARK MICHAEL L.Director
|
GrantCommon Stock, $0.001 par value per share | 49,505 | $2.02 | $100,000.10 |
DisclosureSEC source: 0001425287-23-000025 · wf-form4_167728299103721.xml · nonDerivative · entry 1 CLARK MICHAEL L. · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,006 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:59 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
GrantPerformance Share Units · Derivative | 50,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-23-000033 · wf-form4_167728315045789.xml · derivative · entry 2 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,496 Underlying: Common Stock, $0.001 par value per share · 50,496 shares Expires 2025-12-31 F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2025. F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2025. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:59 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
GrantCommon Stock, $0.001 par value per share | 151,486 | $2.02 | $306,001.72 |
DisclosureSEC source: 0001425287-23-000033 · wf-form4_167728315045789.xml · nonDerivative · entry 1 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,975 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:59 UTC |
Graber John WesleyPresident, Aerospace
|
GrantPerformance Share Units · Derivative | 47,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-23-000032 · wf-form4_167728313094077.xml · derivative · entry 2 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,228 Underlying: Common Stock, $0.001 par value per share · 47,228 shares Expires 2025-12-31 F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2025. F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2025. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:59 UTC |
Graber John WesleyPresident, Aerospace
|
GrantCommon Stock, $0.001 par value per share | 141,684 | $2.02 | $286,201.68 |
DisclosureSEC source: 0001425287-23-000032 · wf-form4_167728313094077.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,938 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:58 UTC |
Samuels H. BenjaminDirector
|
GrantCommon Stock, $0.001 par value per share | 49,505 | $2.02 | $100,000.10 |
DisclosureSEC source: 0001425287-23-000031 · wf-form4_167728311071978.xml · nonDerivative · entry 1 Samuels H. Benjamin · CIK 0001661669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,177 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:58 UTC |
QUIGLEY WILLIAM G IIIDirector
|
GrantCommon Stock, $0.001 par value per share | 49,505 | $2.02 | $100,000.10 |
DisclosureSEC source: 0001425287-23-000030 · wf-form4_167728309073444.xml · nonDerivative · entry 1 QUIGLEY WILLIAM G III · CIK 0001215201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,508 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:58 UTC |
Miller Austin ScottDirector
|
GrantCommon Stock, $0.001 par value per share | 49,505 | $2.02 | $100,000.10 |
DisclosureSEC source: 0001425287-23-000029 · wf-form4_167728307212424.xml · nonDerivative · entry 1 Miller Austin Scott · CIK 0001928932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,315 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:57 UTC |
DEDO JACQUELINE ADirector
|
GrantCommon Stock, $0.001 par value per share | 49,505 | $2.02 | $100,000.10 |
DisclosureSEC source: 0001425287-23-000027 · wf-form4_167728302940515.xml · nonDerivative · entry 1 DEDO JACQUELINE A · CIK 0001279383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,428 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:57 UTC |
Chess Raymond JosephDirector
|
GrantCommon Stock, $0.001 par value per share | 61,881 | $2.02 | $124,999.62 |
DisclosureSEC source: 0001425287-23-000026 · wf-form4_167728300909154.xml · nonDerivative · entry 1 Chess Raymond Joseph · CIK 0001593040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,163 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:56 UTC |
Budde Gerald B.Director
|
GrantCommon Stock, $0.001 par value per share | 49,505 | $2.02 | $100,000.10 |
DisclosureSEC source: 0001425287-23-000023 · wf-form4_167728294913464.xml · nonDerivative · entry 1 Budde Gerald B. · CIK 0001655373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,829 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 17:11 UTC |
March Stanley RaymondVP, Business Development
|
GrantCommon Stock, $0.001 par value per share | 89,109 | $2.02 | $180,000.18 |
DisclosureSEC source: 0001425287-23-000082 · wf-form4_167908747127010.xml · nonDerivative · entry 1 March Stanley Raymond · CIK 0001896024 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,375 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 21:11 UTC |
Anderson Joshua JosephChief Technology Officer
|
GrantCommon Stock, $0.001 par value per share | 92,674 | $2.02 | $187,201.48 |
DisclosureSEC source: 0001425287-23-000081 · wf-form4_167908745152908.xml · nonDerivative · entry 1 Anderson Joshua Joseph · CIK 0001886368 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,753 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 17:05 UTC |
Harrington James D.General Counsel
|
GrantCommon Stock, $0.001 par value per share | 167,080 | $2.02 | $337,501.60 |
DisclosureSEC source: 0001425287-23-000071 · wf-form4_167908710029651.xml · nonDerivative · entry 1 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,979 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 21:12 UTC |
Ackerson Gregory T.Controller
|
GrantCommon Stock, $0.001 par value per share | 55,694 | $2.02 | $112,501.88 |
DisclosureSEC source: 0001425287-23-000085 · wf-form4_167908752834610.xml · nonDerivative · entry 1 Ackerson Gregory T. · CIK 0001794172 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,985 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 21:12 UTC |
Roraff KerryChief Human Resources Officer
|
GrantCommon Stock, $0.001 par value per share | 86,139 | $2.02 | $174,000.78 |
DisclosureSEC source: 0001425287-23-000084 · wf-form4_167908751474713.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,402 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 21:11 UTC |
Peters JamesVP, Supply Chain Management
|
GrantCommon Stock, $0.001 par value per share | 77,228 | $2.02 | $156,000.56 |
DisclosureSEC source: 0001425287-23-000083 · wf-form4_167908749700226.xml · nonDerivative · entry 1 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,855 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 21:10 UTC |
GINNAN ROBERT MChief Financial Officer
|
GrantCommon Stock, $0.001 par value per share | 178,218 | $2.02 | $360,000.36 |
DisclosureSEC source: 0001425287-23-000080 · wf-form4_167908743044074.xml · nonDerivative · entry 1 GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,189 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:58 UTC |
Roraff KerryChief Human Resources Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 2,824 | $2.02 | $5,704.48 |
DisclosureSEC source: 0001425287-23-000011 · wf-form4_167719308668442.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,833 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 22:04 UTC |
GINNAN ROBERT MChief Financial Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 4,859 | $1.69 | $8,211.71 |
DisclosureSEC source: 0001425287-23-000005 · wf-form4_167304268247415.xml · nonDerivative · entry 1 GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,896 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| January 04, 2023 Filed Mar 17, 2023 21:02 UTC Amendment |
GINNAN ROBERT MChief Financial Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 5,775 | $1.69 | $9,759.75 |
DisclosureSEC source: 0001425287-23-000069 · wf-form4a_167908693667352.xml · nonDerivative · entry 1 GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,971 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 13:49 UTC |
Harrington James D.General Counsel
|
Tax withholdingCommon Stock, $0.001 par value per share | 1,770 | $1.48 | $2,619.60 |
DisclosureSEC source: 0001425287-22-000129 · wf-form4_167233973146311.xml · nonDerivative · entry 1 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,908 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 16:08 UTC |
March Stanley RaymondVP, Business Development
|
PurchaseCommon Stock, $0.001 par value per share | 24,000 | $1.88 | $45,120.00 |
DisclosureSEC source: 0001425287-22-000127 · wf-form4_167113850675330.xml · nonDerivative · entry 2 March Stanley Raymond · CIK 0001896024 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 67,000 F1 · shares: The price reported in Column 4 is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.87 to $1.92. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 16:08 UTC |
March Stanley RaymondVP, Business Development
|
PurchaseCommon Stock, $0.001 par value per share | 1,000 | $1.90 | $1,900.00 |
DisclosureSEC source: 0001425287-22-000127 · wf-form4_167113850675330.xml · nonDerivative · entry 1 March Stanley Raymond · CIK 0001896024 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 43,000 Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 15:19 UTC |
CLARK MICHAEL L.Director
|
SaleCommon Stock, $0.001 par value per share | 39,823 | $1.85 | $73,672.55 |
DisclosureSEC source: 0001425287-22-000125 · wf-form4_167104916796597.xml · nonDerivative · entry 1 CLARK MICHAEL L. · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,501 F1 · shares: The price reported in Column 4 is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $1.79 to $1.90. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 17:25 UTC |
DEDO JACQUELINE ADirector
|
PurchaseCommon Stock, $0.001 par value per share | 52,015 | $1.92 | $99,868.80 |
DisclosureSEC source: 0001425287-22-000123 · wf-form4_167095229515007.xml · nonDerivative · entry 1 DEDO JACQUELINE A · CIK 0001279383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,923 F1 · shares: The price reported in Column 4 is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.91 to $1.93. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 10:45 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.001 par value per share | 50,000 | $1.87 | $93,525.00 |
DisclosureSEC source: 0001425287-22-000119 · wf-form4_167085992038734.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,892,834 F1 · shares: The price reported in Column 4 is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.865 to $1.88. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 15:48 UTC |
Chess Raymond JosephDirector
|
PurchaseCommon Stock, $0.001 par value per share | 25,000 | $1.91 | $47,750.00 |
DisclosureSEC source: 0001425287-22-000121 · wf-form4_167086006502028.xml · nonDerivative · entry 1 Chess Raymond Joseph · CIK 0001593040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,282 Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 19:29 UTC |
DeMott HarryDirector
|
SaleCommon Stock, $0.001 par value per share | 27,871 | $2.43 | $67,754.40 |
DisclosureSEC source: 0001425287-22-000104 · wf-form4_166916337018074.xml · nonDerivative · entry 1 DeMott Harry · CIK 0001684919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,003 Read SEC document |
| October 31, 2022 Filed Dec 1, 2022 18:33 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 18,783 | $2.70 | $50,714.10 |
DisclosureSEC source: 0001425287-22-000110 · wf-form4_166993761724941.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,842,834 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| October 22, 2022 Filed Dec 1, 2022 23:39 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
Tax withholdingCommon Stock, $0.001 par value per share | 1,721 | $2.38 | $4,095.98 |
DisclosureSEC source: 0001425287-22-000114 · wf-form4_166993794317042.xml · nonDerivative · entry 1 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,489 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.