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Nasdaq · USD

WKHS

Workhorse Group Inc.

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Tapewire entity
7322
SEC CIK
0001425287
Parsed reports
402

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025023
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2023 Filed May 4, 2023 20:12 UTC Disposition to issuerCommon Stock, $0.001 par value per share 24,752 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-015737 · wf-form4_168323114270607.xml · nonDerivative · entry 1

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,077

F1 · shares: On February 22, 2023, Workhorse Group Inc. (the "Company") granted to the reporting person 49,505 shares of restricted stock under an Award Agreement, which were scheduled to vest based in part based on the reporting person's continued service as a director of the Company, or pro rata in the event that the reporting person ceased being a director of the Company by reason of death, disability or not standing for re-election. The reporting person's service as a director ended on May 2, 2023, and pursuant to the Award Agreement, the reporting person forfeited half of the awarded shares to the Company.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:11 UTC
Ackerson Gregory T.Chief Accounting Officer
GrantPerformance Share Units · Derivative 18,565 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-015735 · wf-form4_168323110253279.xml · derivative · entry 1

Ackerson Gregory T. · CIK 0001794172 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,565

Underlying: Common Stock, $0.001 par value per share · 18,565 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Represents Performance Share Units ("PSUs") granted to the reporting person on February 22, 2023, subject to stockholder approval of the Company's 2023 Long-Term Incentive Plan, which was obtained on May 2, 2023. Each PSU represents a contingent right to receive, at the Company's option, either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2024.

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May 02, 2023 Filed May 5, 2023 14:50 UTC
Botti JeanDirector
GrantCommon Stock, $0.001 par value per share 111,982 $0.89 $99,999.93
Disclosure

SEC source: 0001628280-23-016079 · wf-form4_168331260449665.xml · nonDerivative · entry 1

Botti Jean · CIK 0001976670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,982

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") in connection with the reporting person's election as a new director of the Company. The awarded shares were granted under a Restricted Stock Award Agreement and vest on November 2, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on May 1, 2023.

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April 30, 2023 Filed May 2, 2023 17:23 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.001 par value per share 12,533 $0.94 $11,806.09
Disclosure

SEC source: 0001628280-23-014927 · wf-form4_168306258807950.xml · nonDerivative · entry 1

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,739,180

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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April 22, 2023 Filed Apr 24, 2023 23:41 UTC
Gaul Ryan WesleyPresident, Commercial Vehicles
Tax withholdingCommon Stock, $0.001 par value per share 1,721 $0.99 $1,703.79
Disclosure

SEC source: 0001628280-23-012627 · wf-form4_168237964915311.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,202

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 23:38 UTC
Graber John WesleyPresident, Aerospace
Tax withholdingCommon Stock, $0.001 par value per share 1,812 $1.00 $1,812.00
Disclosure

SEC source: 0001628280-23-012625 · wf-form4_168237949636756.xml · nonDerivative · entry 1

Graber John Wesley · CIK 0001407542 · President, Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,015

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:21 UTC
Peters JamesVP, Supply Chain Management
Tax withholdingCommon Stock, $0.001 par value per share 1,192 $1.33 $1,585.36
Disclosure

SEC source: 0001425287-23-000087 · wf-form4_168064688900367.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,663

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 17:10 UTC
Harrington James D.General Counsel
Tax withholdingCommon Stock, $0.001 par value per share 4,741 $1.53 $7,253.73
Disclosure

SEC source: 0001425287-23-000079 · wf-form4_167908739663127.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,238

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 14:35 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.001 par value per share 25,066 $1.76 $44,116.16
Disclosure

SEC source: 0001425287-23-000067 · wf-form4_167787209238681.xml · nonDerivative · entry 1

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,713

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 25, 2023 Filed Feb 27, 2023 22:40 UTC Tax withholdingCommon Stock, $0.001 par value per share 1,145 $1.91 $2,186.95
Disclosure

SEC source: 0001425287-23-000049 · wf-form4_167753757657339.xml · nonDerivative · entry 1

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,291

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 15:22 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.001 par value per share 116,055 $1.99 $230,949.45
Disclosure

SEC source: 0001425287-23-000047 · wf-form4_167752932637386.xml · nonDerivative · entry 1

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776,779

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 15:05 UTC
Harrington James D.General Counsel
Tax withholdingCommon Stock, $0.001 par value per share 15,009 $1.99 $29,867.91
Disclosure

SEC source: 0001425287-23-000039 · wf-form4_167752832836710.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,899

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:17 UTC
Gaul Ryan WesleyPresident, Commercial Vehicles
Tax withholdingCommon Stock, $0.001 par value per share 13,052 $1.99 $25,973.48
Disclosure

SEC source: 0001425287-23-000045 · wf-form4_167752900817098.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,923

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:12 UTC
GINNAN ROBERT MChief Financial Officer
Tax withholdingCommon Stock, $0.001 par value per share 16,009 $1.99 $31,857.91
Disclosure

SEC source: 0001425287-23-000043 · wf-form4_167752870571587.xml · nonDerivative · entry 1

GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,887

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:07 UTC
Graber John WesleyPresident, Aerospace
Tax withholdingCommon Stock, $0.001 par value per share 12,111 $1.99 $24,100.89
Disclosure

SEC source: 0001425287-23-000041 · wf-form4_167752844970298.xml · nonDerivative · entry 1

Graber John Wesley · CIK 0001407542 · President, Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,827

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:02 UTC
Roraff KerryChief Human Resources Officer
Tax withholdingCommon Stock, $0.001 par value per share 7,570 $1.99 $15,064.30
Disclosure

SEC source: 0001425287-23-000037 · wf-form4_167752813667234.xml · nonDerivative · entry 1

Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,263

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:57 UTC
Peters JamesVP, Supply Chain Management
Tax withholdingCommon Stock, $0.001 par value per share 6,526 $1.99 $12,986.74
Disclosure

SEC source: 0001425287-23-000035 · wf-form4_167752782466523.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,627

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:57 UTC GrantCommon Stock, $0.001 par value per share 49,505 $2.02 $100,000.10
Disclosure

SEC source: 0001425287-23-000028 · wf-form4_167728305425363.xml · nonDerivative · entry 1

Mader Pamela S. · CIK 0001811389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,013

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 18:56 UTC
DeMott HarryDirector
GrantCommon Stock, $0.001 par value per share 49,505 $2.02 $100,000.10
Disclosure

SEC source: 0001425287-23-000024 · wf-form4_167728297068749.xml · nonDerivative · entry 1

DeMott Harry · CIK 0001684919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,508

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 18:56 UTC GrantCommon Stock, $0.001 par value per share 49,505 $2.02 $100,000.10
Disclosure

SEC source: 0001425287-23-000025 · wf-form4_167728299103721.xml · nonDerivative · entry 1

CLARK MICHAEL L. · CIK 0001683605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,006

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:59 UTC
Gaul Ryan WesleyPresident, Commercial Vehicles
GrantPerformance Share Units · Derivative 50,496 $0.00 $0.00
Disclosure

SEC source: 0001425287-23-000033 · wf-form4_167728315045789.xml · derivative · entry 2

Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,496

Underlying: Common Stock, $0.001 par value per share · 50,496 shares

Expires 2025-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2025.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:59 UTC
Gaul Ryan WesleyPresident, Commercial Vehicles
GrantCommon Stock, $0.001 par value per share 151,486 $2.02 $306,001.72
Disclosure

SEC source: 0001425287-23-000033 · wf-form4_167728315045789.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,975

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:59 UTC
Graber John WesleyPresident, Aerospace
GrantPerformance Share Units · Derivative 47,228 $0.00 $0.00
Disclosure

SEC source: 0001425287-23-000032 · wf-form4_167728313094077.xml · derivative · entry 2

Graber John Wesley · CIK 0001407542 · President, Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,228

Underlying: Common Stock, $0.001 par value per share · 47,228 shares

Expires 2025-12-31

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2025.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive either one share of common stock of the Company or an equivalent cash value. Between 0% to 200% of the reported shares will vest based on the Company's performance compared to certain peer issuers, measured by the total return to shareholders over a performance period ending on December 31, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:59 UTC
Graber John WesleyPresident, Aerospace
GrantCommon Stock, $0.001 par value per share 141,684 $2.02 $286,201.68
Disclosure

SEC source: 0001425287-23-000032 · wf-form4_167728313094077.xml · nonDerivative · entry 1

Graber John Wesley · CIK 0001407542 · President, Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,938

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:58 UTC GrantCommon Stock, $0.001 par value per share 49,505 $2.02 $100,000.10
Disclosure

SEC source: 0001425287-23-000031 · wf-form4_167728311071978.xml · nonDerivative · entry 1

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,177

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:58 UTC GrantCommon Stock, $0.001 par value per share 49,505 $2.02 $100,000.10
Disclosure

SEC source: 0001425287-23-000030 · wf-form4_167728309073444.xml · nonDerivative · entry 1

QUIGLEY WILLIAM G III · CIK 0001215201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,508

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:58 UTC GrantCommon Stock, $0.001 par value per share 49,505 $2.02 $100,000.10
Disclosure

SEC source: 0001425287-23-000029 · wf-form4_167728307212424.xml · nonDerivative · entry 1

Miller Austin Scott · CIK 0001928932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,315

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:57 UTC GrantCommon Stock, $0.001 par value per share 49,505 $2.02 $100,000.10
Disclosure

SEC source: 0001425287-23-000027 · wf-form4_167728302940515.xml · nonDerivative · entry 1

DEDO JACQUELINE A · CIK 0001279383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,428

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:57 UTC GrantCommon Stock, $0.001 par value per share 61,881 $2.02 $124,999.62
Disclosure

SEC source: 0001425287-23-000026 · wf-form4_167728300909154.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,163

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:56 UTC GrantCommon Stock, $0.001 par value per share 49,505 $2.02 $100,000.10
Disclosure

SEC source: 0001425287-23-000023 · wf-form4_167728294913464.xml · nonDerivative · entry 1

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,829

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date.

Read SEC document
February 22, 2023 Filed Mar 17, 2023 17:11 UTC
March Stanley RaymondVP, Business Development
GrantCommon Stock, $0.001 par value per share 89,109 $2.02 $180,000.18
Disclosure

SEC source: 0001425287-23-000082 · wf-form4_167908747127010.xml · nonDerivative · entry 1

March Stanley Raymond · CIK 0001896024 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,375

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023.

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February 22, 2023 Filed Mar 17, 2023 21:11 UTC
Anderson Joshua JosephChief Technology Officer
GrantCommon Stock, $0.001 par value per share 92,674 $2.02 $187,201.48
Disclosure

SEC source: 0001425287-23-000081 · wf-form4_167908745152908.xml · nonDerivative · entry 1

Anderson Joshua Joseph · CIK 0001886368 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,753

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023.

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February 22, 2023 Filed Mar 17, 2023 17:05 UTC
Harrington James D.General Counsel
GrantCommon Stock, $0.001 par value per share 167,080 $2.02 $337,501.60
Disclosure

SEC source: 0001425287-23-000071 · wf-form4_167908710029651.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,979

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023.

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February 22, 2023 Filed Mar 17, 2023 21:12 UTC GrantCommon Stock, $0.001 par value per share 55,694 $2.02 $112,501.88
Disclosure

SEC source: 0001425287-23-000085 · wf-form4_167908752834610.xml · nonDerivative · entry 1

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,985

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023.

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February 22, 2023 Filed Mar 17, 2023 21:12 UTC
Roraff KerryChief Human Resources Officer
GrantCommon Stock, $0.001 par value per share 86,139 $2.02 $174,000.78
Disclosure

SEC source: 0001425287-23-000084 · wf-form4_167908751474713.xml · nonDerivative · entry 1

Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,402

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023.

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February 22, 2023 Filed Mar 17, 2023 21:11 UTC
Peters JamesVP, Supply Chain Management
GrantCommon Stock, $0.001 par value per share 77,228 $2.02 $156,000.56
Disclosure

SEC source: 0001425287-23-000083 · wf-form4_167908749700226.xml · nonDerivative · entry 1

Peters James · CIK 0001928934 · VP, Supply Chain Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,855

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023.

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February 22, 2023 Filed Mar 17, 2023 21:10 UTC
GINNAN ROBERT MChief Financial Officer
GrantCommon Stock, $0.001 par value per share 178,218 $2.02 $360,000.36
Disclosure

SEC source: 0001425287-23-000080 · wf-form4_167908743044074.xml · nonDerivative · entry 1

GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,189

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in one year intervals beginning on February 22, 2024, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 21, 2023.

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February 21, 2023 Filed Feb 23, 2023 22:58 UTC
Roraff KerryChief Human Resources Officer
Tax withholdingCommon Stock, $0.001 par value per share 2,824 $2.02 $5,704.48
Disclosure

SEC source: 0001425287-23-000011 · wf-form4_167719308668442.xml · nonDerivative · entry 1

Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,833

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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January 04, 2023 Filed Jan 6, 2023 22:04 UTC
GINNAN ROBERT MChief Financial Officer
Tax withholdingCommon Stock, $0.001 par value per share 4,859 $1.69 $8,211.71
Disclosure

SEC source: 0001425287-23-000005 · wf-form4_167304268247415.xml · nonDerivative · entry 1

GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,896

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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January 04, 2023 Filed Mar 17, 2023 21:02 UTC Amendment
GINNAN ROBERT MChief Financial Officer
Tax withholdingCommon Stock, $0.001 par value per share 5,775 $1.69 $9,759.75
Disclosure

SEC source: 0001425287-23-000069 · wf-form4a_167908693667352.xml · nonDerivative · entry 1

GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,971

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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December 27, 2022 Filed Dec 29, 2022 13:49 UTC
Harrington James D.General Counsel
Tax withholdingCommon Stock, $0.001 par value per share 1,770 $1.48 $2,619.60
Disclosure

SEC source: 0001425287-22-000129 · wf-form4_167233973146311.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,908

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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December 14, 2022 Filed Dec 15, 2022 16:08 UTC
March Stanley RaymondVP, Business Development
PurchaseCommon Stock, $0.001 par value per share 24,000 $1.88 $45,120.00
Disclosure

SEC source: 0001425287-22-000127 · wf-form4_167113850675330.xml · nonDerivative · entry 2

March Stanley Raymond · CIK 0001896024 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 67,000

F1 · shares: The price reported in Column 4 is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.87 to $1.92. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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December 13, 2022 Filed Dec 15, 2022 16:08 UTC
March Stanley RaymondVP, Business Development
PurchaseCommon Stock, $0.001 par value per share 1,000 $1.90 $1,900.00
Disclosure

SEC source: 0001425287-22-000127 · wf-form4_167113850675330.xml · nonDerivative · entry 1

March Stanley Raymond · CIK 0001896024 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 43,000

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December 12, 2022 Filed Dec 14, 2022 15:19 UTC SaleCommon Stock, $0.001 par value per share 39,823 $1.85 $73,672.55
Disclosure

SEC source: 0001425287-22-000125 · wf-form4_167104916796597.xml · nonDerivative · entry 1

CLARK MICHAEL L. · CIK 0001683605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,501

F1 · shares: The price reported in Column 4 is a volume weighted average price. These shares were sold in multiple transactions at prices ranging from $1.79 to $1.90. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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December 09, 2022 Filed Dec 13, 2022 17:25 UTC PurchaseCommon Stock, $0.001 par value per share 52,015 $1.92 $99,868.80
Disclosure

SEC source: 0001425287-22-000123 · wf-form4_167095229515007.xml · nonDerivative · entry 1

DEDO JACQUELINE A · CIK 0001279383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,923

F1 · shares: The price reported in Column 4 is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.91 to $1.93. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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December 08, 2022 Filed Dec 12, 2022 10:45 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
PurchaseCommon Stock, $0.001 par value per share 50,000 $1.87 $93,525.00
Disclosure

SEC source: 0001425287-22-000119 · wf-form4_167085992038734.xml · nonDerivative · entry 1

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892,834

F1 · shares: The price reported in Column 4 is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.865 to $1.88. The reporting person undertakes to provide to Workhorse Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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December 08, 2022 Filed Dec 12, 2022 15:48 UTC PurchaseCommon Stock, $0.001 par value per share 25,000 $1.91 $47,750.00
Disclosure

SEC source: 0001425287-22-000121 · wf-form4_167086006502028.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,282

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November 18, 2022 Filed Nov 22, 2022 19:29 UTC
DeMott HarryDirector
SaleCommon Stock, $0.001 par value per share 27,871 $2.43 $67,754.40
Disclosure

SEC source: 0001425287-22-000104 · wf-form4_166916337018074.xml · nonDerivative · entry 1

DeMott Harry · CIK 0001684919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,003

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October 31, 2022 Filed Dec 1, 2022 18:33 UTC
DAUCH RICHARD FDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.001 par value per share 18,783 $2.70 $50,714.10
Disclosure

SEC source: 0001425287-22-000110 · wf-form4_166993761724941.xml · nonDerivative · entry 1

DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842,834

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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October 22, 2022 Filed Dec 1, 2022 23:39 UTC
Gaul Ryan WesleyPresident, Commercial Vehicles
Tax withholdingCommon Stock, $0.001 par value per share 1,721 $2.38 $4,095.98
Disclosure

SEC source: 0001425287-22-000114 · wf-form4_166993794317042.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,489

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.