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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2005 Filed Jan 7, 2005 02:03 UTC Tax withholdingCommon Stock 1,687 $67.44 $113,771.28
Disclosure

SEC source: 0000100885-05-000057 · edgardoc.xml · nonDerivative · entry 4

BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,978

Read SEC document
January 04, 2005 Filed Jan 7, 2005 02:03 UTC Tax withholdingCommon Stock 24,902 $67.44 $1,679,390.88
Disclosure

SEC source: 0000100885-05-000057 · edgardoc.xml · nonDerivative · entry 3

BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,665

Read SEC document
January 04, 2005 Filed Jan 7, 2005 02:03 UTC Exercise / conversionCommon Stock 30,000 $55.98 $1,679,400.00
Disclosure

SEC source: 0000100885-05-000057 · edgardoc.xml · nonDerivative · entry 2

BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2005 Filed Jan 7, 2005 02:08 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
GrantNon-Qualified Stock Option (right to buy) · Derivative 291,336 $0.00 Strike: $66.24 $0.00
Disclosure

SEC source: 0000100885-05-000058 · edgardoc.xml · derivative · entry 9

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,336

Underlying: Common Stock · 291,336 shares

Expires 2013-01-30

F5 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
January 04, 2005 Filed Jan 7, 2005 02:08 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 325,000 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000058 · edgardoc.xml · derivative · entry 8

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 325,000 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2005 Filed Jan 7, 2005 02:08 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
Tax withholdingCommon Stock 21,563 $67.44 $1,454,208.72
Disclosure

SEC source: 0000100885-05-000058 · edgardoc.xml · nonDerivative · entry 3

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,856

Read SEC document
January 04, 2005 Filed Jan 7, 2005 02:08 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
Tax withholdingCommon Stock 269,773 $67.44 $18,193,491.12
Disclosure

SEC source: 0000100885-05-000058 · edgardoc.xml · nonDerivative · entry 2

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,419

Read SEC document
January 04, 2005 Filed Jan 7, 2005 02:08 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
Exercise / conversionCommon Stock 325,000 $55.98 $18,193,500.00
Disclosure

SEC source: 0000100885-05-000058 · edgardoc.xml · nonDerivative · entry 1

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2005 Filed Jan 10, 2005 21:49 UTC Amendment
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,181 $0.00 Strike: $66.24 $0.00
Disclosure

SEC source: 0000100885-05-000062 · edgardoc.xml · derivative · entry 5

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,181

Underlying: Common Stock · 6,181 shares

Expires 2013-01-30

F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

F1 · shares: The exercise and reload grant calculations were originally prepared in error. This amended form shows the corrected calculations.

Read SEC document
January 04, 2005 Filed Jan 10, 2005 21:49 UTC Amendment
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,988 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000062 · edgardoc.xml · derivative · entry 4

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,044

Underlying: Common Stock · 6,988 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and reload grant calculations were originally prepared in error. This amended form shows the corrected calculations.

Read SEC document
January 04, 2005 Filed Jan 10, 2005 21:49 UTC Amendment
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Tax withholdingCommon Stock 381 $67.44 $25,694.64
Disclosure

SEC source: 0000100885-05-000062 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,733

F1 · shares: The exercise and reload grant calculations were originally prepared in error. This amended form shows the corrected calculations.

Read SEC document
January 04, 2005 Filed Jan 10, 2005 21:49 UTC Amendment
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Exercise / conversionCommon Stock 6,988 $55.98 $391,188.24
Disclosure

SEC source: 0000100885-05-000062 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and reload grant calculations were originally prepared in error. This amended form shows the corrected calculations.

Read SEC document
January 04, 2005 Filed Jan 10, 2005 21:49 UTC Amendment
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Tax withholdingCommon Stock 5,800 $67.44 $391,152.00
Disclosure

SEC source: 0000100885-05-000062 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,126

F1 · shares: The exercise and reload grant calculations were originally prepared in error. This amended form shows the corrected calculations.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 5,348 $0.00 Strike: $66.24 $0.00
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · derivative · entry 12

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,348

Underlying: Common Stock · 5,348 shares

Expires 2013-01-30

F4 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

F2 · shares: Exercise calculation amended due to administrative error. Two other swap exercises should have been calculated prior to this one, but the exercise orders were overlooked. Given a limited number of mature shares available for stock for stock exercises in a given day, only a portion of the grant could be exercised.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,400 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · derivative · entry 11

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,400 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error.

F3 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,053 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · derivative · entry 10

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,447

Underlying: Common Stock · 6,053 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise calculation amended due to administrative error. Two other swap exercises should have been calculated prior to this one, but the exercise orders were overlooked. Given a limited number of mature shares available for stock for stock exercises in a given day, only a portion of the grant could be exercised.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,100 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · derivative · entry 9

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error.

F3 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 5,024 $67.44 $338,818.56
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 8

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,791

F2 · shares: Exercise calculation amended due to administrative error. Two other swap exercises should have been calculated prior to this one, but the exercise orders were overlooked. Given a limited number of mature shares available for stock for stock exercises in a given day, only a portion of the grant could be exercised.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 324 $67.44 $21,850.56
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 7

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,815

F2 · shares: Exercise calculation amended due to administrative error. Two other swap exercises should have been calculated prior to this one, but the exercise orders were overlooked. Given a limited number of mature shares available for stock for stock exercises in a given day, only a portion of the grant could be exercised.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionCommon Stock 6,053 $55.98 $338,846.94
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 6

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise calculation amended due to administrative error. Two other swap exercises should have been calculated prior to this one, but the exercise orders were overlooked. Given a limited number of mature shares available for stock for stock exercises in a given day, only a portion of the grant could be exercised.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 646 $67.44 $43,566.24
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 5

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,086

F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 7,037 $67.44 $474,575.28
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 4

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,732

F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionCommon Stock 8,400 $56.50 $474,600.00
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 3

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 4,272 $67.44 $288,103.68
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 2

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,369

F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error.

Read SEC document
January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionCommon Stock 5,100 $56.50 $288,150.00
Disclosure

SEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 1

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 19:19 UTC GrantPhantom Stock · Derivative 452 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000010 · edgardoc.xml · derivative · entry 1

ANSCHUTZ PHILIP F · CIK 0000944423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,066

Underlying: Common Stock · 452 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 19:21 UTC GrantPhantom Stock · Derivative 168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000011 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422

Underlying: Common Stock · 168 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 19:22 UTC GrantPhantom Stock · Derivative 194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000012 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,118

Underlying: Common Stock · 194 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 19:22 UTC GrantPhantom Stock · Derivative 180 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000013 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

Underlying: Common Stock · 180 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 19:23 UTC GrantPhantom Stock · Derivative 192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000014 · edgardoc.xml · derivative · entry 1

ECCLES SPENCER F · CIK 0001224500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

Underlying: Common Stock · 192 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 19:25 UTC GrantPhantom Stock · Derivative 192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000015 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Common Stock · 192 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 19:25 UTC GrantPhantom Stock · Derivative 170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000016 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742

Underlying: Common Stock · 170 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 19:25 UTC GrantPhantom Stock · Derivative 179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000017 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,732

Underlying: Common Stock · 179 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 19:25 UTC GrantPhantom Stock · Derivative 178 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000018 · edgardoc.xml · derivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580

Underlying: Common Stock · 178 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:53 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 37,508 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-05-000020 · edgardoc.xml · derivative · entry 8

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,508

Underlying: Common Stock · 37,508 shares

Expires 2013-01-30

F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 42,264 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000020 · edgardoc.xml · derivative · entry 7

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,736

Underlying: Common Stock · 42,264 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:53 UTC Tax withholdingCommon Stock 2,327 $67.25 $156,490.75
Disclosure

SEC source: 0000100885-05-000020 · edgardoc.xml · nonDerivative · entry 4

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,043.1147

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:53 UTC Tax withholdingCommon Stock 35,181 $67.25 $2,365,922.25
Disclosure

SEC source: 0000100885-05-000020 · edgardoc.xml · nonDerivative · entry 3

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,370.1147

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:53 UTC Exercise / conversionCommon Stock 42,264 $55.98 $2,365,938.72
Disclosure

SEC source: 0000100885-05-000020 · edgardoc.xml · nonDerivative · entry 2

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,551.1147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:18 UTC
EVANS IVOR JDirector · VICE CHAIRMAN
GrantNon-Qualified Stock Option (right to buy) · Derivative 84,485 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-05-000022 · edgardoc.xml · derivative · entry 6

EVANS IVOR J · CIK 0001200003 · Director · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,485

Underlying: Common Stock · 84,485 shares

Expires 2013-01-30

F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

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January 03, 2005 Filed Jan 5, 2005 22:18 UTC
EVANS IVOR JDirector · VICE CHAIRMAN
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 95,393 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000022 · edgardoc.xml · derivative · entry 5

EVANS IVOR J · CIK 0001200003 · Director · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,607

Underlying: Common Stock · 95,393 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 03, 2005 Filed Jan 5, 2005 22:18 UTC
EVANS IVOR JDirector · VICE CHAIRMAN
Tax withholdingCommon Stock 5,079 $67.25 $341,562.75
Disclosure

SEC source: 0000100885-05-000022 · edgardoc.xml · nonDerivative · entry 3

EVANS IVOR J · CIK 0001200003 · Director · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,298

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January 03, 2005 Filed Jan 5, 2005 22:18 UTC
EVANS IVOR JDirector · VICE CHAIRMAN
Tax withholdingCommon Stock 79,406 $67.25 $5,340,053.50
Disclosure

SEC source: 0000100885-05-000022 · edgardoc.xml · nonDerivative · entry 2

EVANS IVOR J · CIK 0001200003 · Director · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,377

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January 03, 2005 Filed Jan 5, 2005 22:18 UTC
EVANS IVOR JDirector · VICE CHAIRMAN
Exercise / conversionCommon Stock 95,393 $55.98 $5,340,100.14
Disclosure

SEC source: 0000100885-05-000022 · edgardoc.xml · nonDerivative · entry 1

EVANS IVOR J · CIK 0001200003 · Director · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 03, 2005 Filed Jan 5, 2005 22:37 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,456 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-05-000024 · edgardoc.xml · derivative · entry 7

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456

Underlying: Common Stock · 1,456 shares

Expires 2013-01-30

F3 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

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January 03, 2005 Filed Jan 5, 2005 22:37 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,626 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000024 · edgardoc.xml · derivative · entry 6

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,374

Underlying: Common Stock · 1,626 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:37 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Tax withholdingCommon Stock 103 $67.25 $6,926.75
Disclosure

SEC source: 0000100885-05-000024 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,368

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January 03, 2005 Filed Jan 5, 2005 22:37 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Tax withholdingCommon Stock 1,353 $67.25 $90,989.25
Disclosure

SEC source: 0000100885-05-000024 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,471

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January 03, 2005 Filed Jan 5, 2005 22:37 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Exercise / conversionCommon Stock 1,626 $55.98 $91,023.48
Disclosure

SEC source: 0000100885-05-000024 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:50 UTC
SCHAEFER BARBARA WSVP HR/SECRETARY - RR & UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 19,106 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-05-000026 · edgardoc.xml · derivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,106

Underlying: Common Stock · 19,106 shares

Expires 2013-01-30

F1 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.