Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | VICE CHAIRMAN OPS | September 07, 2010 | September 08, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date September 07, 2010 · Filed September 08, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,037 |
Ending reported balance
After 2010-09-07 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2010-09-07 · Exercise / conversion · Acquired 121,200 · Balance 198,098 Row 2 · 2010-09-07 · Tax withholding · Disposed 66,183 · Balance 131,915 Row 3 · 2010-09-07 · Tax withholding · Disposed 23,878 · Balance 108,037 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.03 · Expires 2016-01-26 | Direct | 0 |
Reported balance
After 2010-09-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2010-09-07 · Exercise / conversion · Disposed 121,200 · Balance 0 F3: This option became exercisable in three equal installments starting one year from the grant date. |
| Common StockSEC Table I · non-derivative | Indirect(1) | 191,515.2996 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 191,515.2996 F1: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. |
| Common StockSEC Table I · non-derivative | Indirectby Foundation | 7,750 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 7,750 F2: Represents shares held in the Duffy Family Foundation for which the reporting person and his wife and children serve as trustees. The reporting person disclaims beneficial ownership of these securities. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT I | 100,000 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT II | 100,000 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 0 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 51,404.1147 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 51,404.1147 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F2: Represents shares held in the Duffy Family Foundation for which the reporting person and his wife and children serve as trustees. The reporting person disclaims beneficial ownership of these securities.
F3: This option became exercisable in three equal installments starting one year from the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 07, 2010 Filed Sep 8, 2010 21:50 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 121,200 | $0.00 Strike: $43.03 | $0.00 |
DisclosureSEC source: 0000100885-10-000106 · edgardoc.xml · derivative · entry 10 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 121,200 shares Expires 2016-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This option became exercisable in three equal installments starting one year from the grant date. F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date. Read SEC document |
| September 07, 2010 Filed Sep 8, 2010 21:50 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 23,878 | $78.80 | $1,881,586.40 |
DisclosureSEC source: 0000100885-10-000106 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,037 Read SEC document |
| September 07, 2010 Filed Sep 8, 2010 21:50 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 66,183 | $78.80 | $5,215,220.40 |
DisclosureSEC source: 0000100885-10-000106 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,915 Read SEC document |
| September 07, 2010 Filed Sep 8, 2010 21:50 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 121,200 | $43.03 | $5,215,236.00 |
DisclosureSEC source: 0000100885-10-000106 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2010 Filed Feb 8, 2010 15:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 12,010.5098 | $60.98 | $732,400.89 |
DisclosureSEC source: 0000100885-10-000042 · edgardoc.xml · nonDerivative · entry 5 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 189,908.8625 F2 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| February 04, 2010 Filed Feb 8, 2010 15:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 60 | $60.98 | $3,658.80 |
DisclosureSEC source: 0000100885-10-000042 · edgardoc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,898 F1 · security: Transfer of shares for additional tax withholding purposes. Read SEC document |
| February 04, 2010 Filed Feb 8, 2010 15:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 12,010.5098 | $60.98 | $732,400.89 |
DisclosureSEC source: 0000100885-10-000042 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,158 Read SEC document |
| February 04, 2010 Filed Feb 8, 2010 15:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 5,260 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-10-000042 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,168.5098 Read SEC document |
| February 04, 2010 Filed Feb 8, 2010 15:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 261.4902 | $60.98 | $15,945.67 |
DisclosureSEC source: 0000100885-10-000042 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,428.5098 Read SEC document |
| January 26, 2010 Filed Jan 28, 2010 15:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 11,472.7662 | $63.70 | $730,815.21 |
DisclosureSEC source: 0000100885-10-000030 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 177,898.3527 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| January 26, 2010 Filed Jan 28, 2010 15:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 327.2338 | $63.70 | $20,844.79 |
DisclosureSEC source: 0000100885-10-000030 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,690 Read SEC document |
| January 26, 2010 Filed Jan 28, 2010 15:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 11,472.7662 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-10-000030 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,017.2338 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| September 29, 2009 Filed Sep 29, 2009 22:24 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000102 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,132.1147 F1 · security: Disposition of shares to a trust in which the reporting person does not have an interest as a beneficiary and which has a third party trustee. Read SEC document |
| February 05, 2009 Filed Feb 9, 2009 16:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 110,292 | $0.00 Strike: $47.28 | $0.00 |
DisclosureSEC source: 0000100885-09-000039 · edgardoc.xml · derivative · entry 6 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,292 Underlying: Common Stock · 110,292 shares Expires 2019-02-05 F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 05, 2009 Filed Feb 9, 2009 16:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 26,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000039 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,312 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| February 05, 2009 Filed Feb 9, 2009 16:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 13,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000039 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,870 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| February 02, 2009 Filed Feb 4, 2009 16:58 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 6,498 | $42.87 | $278,569.26 |
DisclosureSEC source: 0000100885-09-000031 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,650 F1 · security: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. Read SEC document |
| May 23, 2008 Filed May 27, 2008 19:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 36,888 | $0.00 Strike: $77.12 | $0.00 |
DisclosureSEC source: 0000100885-08-000073 · edgardoc.xml · derivative · entry 7 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,888 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2008 Filed May 27, 2008 19:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 7,655 | $154.44 | $1,182,238.20 |
DisclosureSEC source: 0000100885-08-000073 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,574 Read SEC document |
| May 23, 2008 Filed May 27, 2008 19:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 18,420 | $154.44 | $2,844,784.80 |
DisclosureSEC source: 0000100885-08-000073 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,229 Read SEC document |
| May 23, 2008 Filed May 27, 2008 19:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 36,888 | $77.12 | $2,844,802.56 |
DisclosureSEC source: 0000100885-08-000073 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2008 Filed Apr 8, 2008 21:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 37,508 | $0.00 Strike: $67.13 | $0.00 |
DisclosureSEC source: 0000100885-08-000060 · edgardoc.xml · derivative · entry 11 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,508 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2008 Filed Apr 8, 2008 21:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 28,923 | $0.00 Strike: $66.24 | $0.00 |
DisclosureSEC source: 0000100885-08-000060 · edgardoc.xml · derivative · entry 10 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,923 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2008 Filed Apr 8, 2008 21:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 6,048 | $133.66 | $808,375.68 |
DisclosureSEC source: 0000100885-08-000060 · edgardoc.xml · nonDerivative · entry 6 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,761 Read SEC document |
| April 07, 2008 Filed Apr 8, 2008 21:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 14,333 | $133.66 | $1,915,748.78 |
DisclosureSEC source: 0000100885-08-000060 · edgardoc.xml · nonDerivative · entry 5 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,809 Read SEC document |
| April 07, 2008 Filed Apr 8, 2008 21:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 28,923 | $66.24 | $1,915,859.52 |
DisclosureSEC source: 0000100885-08-000060 · edgardoc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2008 Filed Apr 8, 2008 21:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 7,739 | $133.66 | $1,034,394.74 |
DisclosureSEC source: 0000100885-08-000060 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,219 Read SEC document |
| April 07, 2008 Filed Apr 8, 2008 21:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 18,838 | $133.66 | $2,517,887.08 |
DisclosureSEC source: 0000100885-08-000060 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,958 Read SEC document |
| April 07, 2008 Filed Apr 8, 2008 21:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 37,508 | $67.13 | $2,517,912.04 |
DisclosureSEC source: 0000100885-08-000060 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 17:34 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 42,171 | $0.00 Strike: $124.76 | $0.00 |
DisclosureSEC source: 0000100885-08-000024 · edgardoc.xml · derivative · entry 6 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,171 Underlying: Common Stock · 42,171 shares Expires 2018-01-31 F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 17:34 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 9,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-08-000024 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,288 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 17:34 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 4,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-08-000024 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,276 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| December 11, 2007 Filed Dec 12, 2007 20:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-07-000206 · edgardoc.xml · derivative · entry 7 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,000 shares Expires 2014-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2007 Filed Dec 12, 2007 20:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 19,316 | $135.26 | $2,612,682.16 |
DisclosureSEC source: 0000100885-07-000206 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,766 Read SEC document |
| December 11, 2007 Filed Dec 12, 2007 20:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 40,910 | $135.26 | $5,533,486.60 |
DisclosureSEC source: 0000100885-07-000206 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,082 Read SEC document |
| December 11, 2007 Filed Dec 12, 2007 20:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 85,000 | $65.10 | $5,533,500.00 |
DisclosureSEC source: 0000100885-07-000206 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2007 Filed Dec 10, 2007 23:00 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 3,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000204 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 70,666.1147 F1 · security: The reporting person made a charitable contribution to a Foundation. Read SEC document |
| July 24, 2007 Filed Jul 25, 2007 20:39 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 18,763 | $0.00 Strike: $59.12 | $0.00 |
DisclosureSEC source: 0000100885-07-000170 · edgardoc.xml · derivative · entry 7 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,763 shares Expires 2015-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2007 Filed Jul 25, 2007 20:39 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,404 | $127.32 | $560,717.28 |
DisclosureSEC source: 0000100885-07-000170 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,459 Read SEC document |
| July 24, 2007 Filed Jul 25, 2007 20:39 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 8,712 | $127.32 | $1,109,211.84 |
DisclosureSEC source: 0000100885-07-000170 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,863 Read SEC document |
| July 24, 2007 Filed Jul 25, 2007 20:39 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 18,763 | $59.12 | $1,109,268.56 |
DisclosureSEC source: 0000100885-07-000170 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2007 Filed Jul 20, 2007 20:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,325 | $0.00 Strike: $61.14 | $0.00 |
DisclosureSEC source: 0000100885-07-000168 · edgardoc.xml · derivative · entry 11 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,325 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2007 Filed Jul 20, 2007 20:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 81,237 | $0.00 Strike: $59.12 | $0.00 |
DisclosureSEC source: 0000100885-07-000168 · edgardoc.xml · derivative · entry 10 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,763 Underlying: Common Stock · 81,237 shares Expires 2015-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2007 Filed Jul 20, 2007 20:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 18,879 | $125.91 | $2,377,054.89 |
DisclosureSEC source: 0000100885-07-000168 · edgardoc.xml · nonDerivative · entry 6 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,812 Read SEC document |
| July 19, 2007 Filed Jul 20, 2007 20:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 38,144 | $125.91 | $4,802,711.04 |
DisclosureSEC source: 0000100885-07-000168 · edgardoc.xml · nonDerivative · entry 5 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,691 Read SEC document |
| July 19, 2007 Filed Jul 20, 2007 20:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 81,237 | $59.12 | $4,802,731.44 |
DisclosureSEC source: 0000100885-07-000168 · edgardoc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2007 Filed Jul 20, 2007 20:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,877 | $125.91 | $236,333.07 |
DisclosureSEC source: 0000100885-07-000168 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,598 Read SEC document |
| July 19, 2007 Filed Jul 20, 2007 20:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,042 | $125.91 | $508,928.22 |
DisclosureSEC source: 0000100885-07-000168 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,475 Read SEC document |
| July 19, 2007 Filed Jul 20, 2007 20:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 8,325 | $61.14 | $508,990.50 |
DisclosureSEC source: 0000100885-07-000168 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2007 Filed Jul 18, 2007 14:46 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200 | $0.00 Strike: $55.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000164 · edgardoc.xml · derivative · entry 5 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200 shares Expires 2008-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.