Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | VP CONTROLLER & CAO | November 16, 2007 | November 19, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date November 16, 2007 · Filed November 19, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,508 |
Reported balance
After 2007-11-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-11-16 · Exercise / conversion · Acquired 200 · Balance 20,508 F1: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan. |
| Common StockSEC Table I · non-derivative | Direct | 20,308 |
Reported balance
After 2007-11-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-11-16 · Sale · Disposed 200 · Balance 20,308 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.00 · Expires 2008-04-30 | Direct | 0 |
Reported balance
After 2007-11-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2007-11-16 · Exercise / conversion · Disposed 200 · Balance 0 F1: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan. |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 3,576.041 |
Reported balance
Holding disclosure · report date 2007-11-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,576.041 F2: Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.
F2: Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2007 Filed Nov 19, 2007 15:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200 | $0.00 Strike: $55.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000198 · edgardoc.xml · derivative · entry 4 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200 shares Expires 2008-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan. Read SEC document |
| November 16, 2007 Filed Nov 19, 2007 15:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 200 | $125.75 | $25,150.00 |
DisclosureSEC source: 0000100885-07-000198 · edgardoc.xml · nonDerivative · entry 2 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,308 Read SEC document |
| November 16, 2007 Filed Nov 19, 2007 15:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 200 | $55.00 | $11,000.00 |
DisclosureSEC source: 0000100885-07-000198 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan. Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,944 | $0.00 Strike: $77.12 | $0.00 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · derivative · entry 14 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,944 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,483 | $0.00 Strike: $69.45 | $0.00 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · derivative · entry 13 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,483 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,348 | $0.00 Strike: $66.24 | $0.00 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · derivative · entry 12 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,348 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 584 | $116.60 | $68,094.40 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · nonDerivative · entry 10 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,308 F2 · security: Transfer of shares for additional tax withholding purposes. Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 887 | $116.60 | $103,424.20 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · nonDerivative · entry 9 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,892 Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 3,861 | $116.60 | $450,192.60 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · nonDerivative · entry 8 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,779 Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 6,483 | $69.45 | $450,244.35 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · nonDerivative · entry 7 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of securities beneficially owned in column 5 does not include shares transferred pursuant to a Qualified Domestic Relations Order. Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,383 | $116.60 | $161,257.80 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · nonDerivative · entry 6 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 6,577 | $116.60 | $766,878.20 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · nonDerivative · entry 5 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,540 Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 9,944 | $77.12 | $766,881.28 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · nonDerivative · entry 4 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of securities beneficially owned in column 5 does not include shares transferred pursuant to a Qualified Domestic Relations Order. Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 781 | $116.60 | $91,064.60 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · nonDerivative · entry 3 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,173 Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 3,038 | $116.60 | $354,230.80 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · nonDerivative · entry 2 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,954 Read SEC document |
| April 24, 2007 Filed Apr 26, 2007 15:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 5,348 | $66.24 | $354,251.52 |
DisclosureSEC source: 0000100885-07-000121 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of securities beneficially owned in column 5 does not include shares transferred pursuant to a Qualified Domestic Relations Order. Read SEC document |
| January 30, 2007 Filed Feb 1, 2007 16:58 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 4,029 | $0.00 Strike: $96.98 | $0.00 |
DisclosureSEC source: 0000100885-07-000066 · edgardoc.xml · derivative · entry 4 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,029 Underlying: Common Stock · 4,029 shares Expires 2017-01-30 F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| January 30, 2007 Filed Feb 1, 2007 16:58 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000066 · edgardoc.xml · nonDerivative · entry 2 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,976 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| January 30, 2007 Filed Feb 1, 2007 16:58 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 464 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000066 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,944 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| July 25, 2006 Filed Jul 26, 2006 23:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,798 | $83.96 | $150,960.08 |
DisclosureSEC source: 0000100885-06-000186 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,480 F1 · security: The amount of securities disposed of in column 4 includes shares transferred pursuant to a Qualified Domestic Relations Order. Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,996 | $0.00 Strike: $49.88 | $0.00 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · derivative · entry 13 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,996 shares Expires 2011-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,200 | $0.00 Strike: $47.50 | $0.00 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · derivative · entry 12 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,200 shares Expires 2008-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,004 | $0.00 Strike: $49.88 | $0.00 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · derivative · entry 11 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,004 shares Expires 2011-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 389 | $97.21 | $37,814.69 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 9 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,278 F2 · security: Transfer of shares for additional tax withholding purposes. Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,317 | $97.21 | $128,025.57 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 8 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,667 Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,102 | $97.21 | $398,755.42 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 7 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,984 Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 7,996 | $49.88 | $398,840.48 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 6 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of securities beneficially owned in column 5 does not include shares transferred pursuant to a Qualified Domestic Relations Order. Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,389 | $97.21 | $135,024.69 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 5 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,090 Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 3,029 | $97.21 | $294,449.09 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 4 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,479 Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 6,200 | $47.50 | $294,500.00 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 3 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of securities beneficially owned in column 5 does not include shares transferred pursuant to a Qualified Domestic Relations Order. Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,028 | $97.21 | $99,931.88 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 2 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,308 Read SEC document |
| April 25, 2006 Filed Apr 26, 2006 14:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 2,004 | $49.88 | $99,959.52 |
DisclosureSEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of securities beneficially owned in column 5 does not include shares transferred pursuant to a Qualified Domestic Relations Order. Read SEC document |
| January 30, 2006 Filed Feb 1, 2006 20:46 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 2,406 | $87.63 | $210,837.78 |
DisclosureSEC source: 0000100885-06-000083 · edgardoc.xml · nonDerivative · entry 2 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,805 F2 · security: The amount of securities disposed of in column 4 includes shares transferred pursuant to a Qualified Domestic Relations Order. Read SEC document |
| January 30, 2006 Filed Feb 1, 2006 20:46 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 388 | $87.63 | $34,000.44 |
DisclosureSEC source: 0000100885-06-000083 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,211 F1 · security: Transfer of shares for additional tax withholding purposes. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 19:36 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $86.05 | $0.00 |
DisclosureSEC source: 0000100885-06-000063 · edgardoc.xml · derivative · entry 3 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2016-01-26 F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 19:36 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000063 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,599 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| November 28, 2005 Filed Nov 30, 2005 20:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 9,944 | $0.00 Strike: $77.12 | $0.00 |
DisclosureSEC source: 0000100885-05-000282 · edgardoc.xml · derivative · entry 7 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,944 Underlying: Common Stock · 9,944 shares Expires 2012-01-31 F4 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date. Read SEC document |
| November 28, 2005 Filed Nov 30, 2005 20:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,500 | $0.00 Strike: $61.14 | $0.00 |
DisclosureSEC source: 0000100885-05-000282 · edgardoc.xml · derivative · entry 6 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,500 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2005 Filed Nov 30, 2005 20:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 235 | $76.85 | $18,059.75 |
DisclosureSEC source: 0000100885-05-000282 · edgardoc.xml · nonDerivative · entry 4 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,499 F2 · security: Transfer of shares for additional tax withholding purposes. Read SEC document |
| November 28, 2005 Filed Nov 30, 2005 20:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 795 | $76.85 | $61,095.75 |
DisclosureSEC source: 0000100885-05-000282 · edgardoc.xml · nonDerivative · entry 3 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,734 Read SEC document |
| November 28, 2005 Filed Nov 30, 2005 20:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 9,149 | $76.85 | $703,100.65 |
DisclosureSEC source: 0000100885-05-000282 · edgardoc.xml · nonDerivative · entry 2 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,529 Read SEC document |
| November 28, 2005 Filed Nov 30, 2005 20:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 11,500 | $61.14 | $703,110.00 |
DisclosureSEC source: 0000100885-05-000282 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of securities beneficially owned in column 5 does not include shares transferred pursuant to a Qualified Domestic Relations Order. Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 22:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 6,483 | $0.00 Strike: $69.45 | $0.00 |
DisclosureSEC source: 0000100885-05-000154 · edgardoc.xml · derivative · entry 7 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,483 Underlying: Common Stock · 6,483 shares Expires 2013-01-30 F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date. Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 22:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,447 | $0.00 Strike: $55.98 | $0.00 |
DisclosureSEC source: 0000100885-05-000154 · edgardoc.xml · derivative · entry 6 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,447 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 22:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 509 | $69.59 | $35,421.31 |
DisclosureSEC source: 0000100885-05-000154 · edgardoc.xml · nonDerivative · entry 4 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,291 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 22:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 493 | $69.59 | $34,307.87 |
DisclosureSEC source: 0000100885-05-000154 · edgardoc.xml · nonDerivative · entry 3 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,800 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 22:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 5,990 | $69.59 | $416,844.10 |
DisclosureSEC source: 0000100885-05-000154 · edgardoc.xml · nonDerivative · entry 2 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,293 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 22:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 7,447 | $55.98 | $416,883.06 |
DisclosureSEC source: 0000100885-05-000154 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 01:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 955 | $59.64 | $56,956.20 |
DisclosureSEC source: 0000100885-05-000127 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,836 Read SEC document |
| January 27, 2005 Filed Jan 31, 2005 16:24 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $59.12 | $0.00 |
DisclosureSEC source: 0000100885-05-000105 · edgardoc.xml · derivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2015-01-27 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.