Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Director · Chairman | December 10, 2003 | September 29, 2004 |
| EXPAND ENERGY CorpCHK · Entity 3213 | Director | December 21, 2018 | December 26, 2018 |
| UNION PACIFIC CORPUNP · Entity 2854 | Director | April 01, 2014 | April 02, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date December 10, 2003 · Filed September 29, 2004 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,912 |
Last balance in matching sequence
After 2003-12-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2003-12-10 · Exercise / conversion · Acquired 22,754 · Balance 94,666 Row 2 · 2003-12-10 · Tax withholding · Disposed 22,754 · Balance 71,912 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.50 · Expires 2004-03-03 | Direct | 0 |
Reported balance
After 2003-12-10 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2003-12-10 · Exercise / conversion · Disposed 66,826 · Balance 0 F2: The reporting person elected to defer receipt of 44,072 shares of common stock issuable upon exercise of his option, resulting in the accrual to his account of 44,072 stock units. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 253,951 |
Reported balance
After 2003-12-10 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2003-12-10 · Exercise / conversion · Acquired 44,072 · Balance 253,951 F3: 1-for-1 F4: The stock units become payable, at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. F5: This amendment is being filed to correct the number of stock units owned by the reporting person from 253,963 to 253,951 following the reported transaction . The difference was due to an error in calculation. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 22,716 |
Reported balance
Holding disclosure · report date 2003-12-10 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 22,716 F1: The shares are held by Dunham Management Trust, a revocable grantor trust. |
| Common StockSEC Table I · non-derivative | IndirectBy ConocoPhillips Savings Plan | 306 |
Reported balance
Holding disclosure · report date 2003-12-10 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 306 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by Dunham Management Trust, a revocable grantor trust.
F2: The reporting person elected to defer receipt of 44,072 shares of common stock issuable upon exercise of his option, resulting in the accrual to his account of 44,072 stock units.
F3: 1-for-1
F4: The stock units become payable, at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer.
F5: This amendment is being filed to correct the number of stock units owned by the reporting person from 253,963 to 253,951 following the reported transaction . The difference was due to an error in calculation.
EXPAND ENERGY Corp
Report date December 21, 2018 · Filed December 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,347,375 |
Reported balance
After 2018-12-21 transaction · row 1
1 source rowRow 1 · 2018-12-21 · Purchase · Acquired 2,100,000 · Balance 9,347,375 F1: This transaction was executed in multiple trades at prices ranging from $1.92 to $2.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $1.92 to $2.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
UNION PACIFIC CORP
Report date April 01, 2014 · Filed April 02, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 19,511 |
Reported balance
After 2014-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2014-04-01 · Grant · Acquired 266 · Balance 19,511 F1: Distribution ratio for Phantom Stock Units is 1:1. F2: Phantom Stock Units are payable in cash only commencing at retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Distribution ratio for Phantom Stock Units is 1:1.
F2: Phantom Stock Units are payable in cash only commencing at retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2018 Filed Dec 26, 2018 13:24 UTC | EXPAND ENERGY Corp CHK · Entity 3213 | PurchaseCommon Stock | 2,100,000 | $1.97 | $4,126,500.00 |
DisclosureSEC source: 0000895126-18-000314 · wf-form4_154583063054936.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,347,375 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.92 to $2.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 21:26 UTC | EXPAND ENERGY Corp CHK · Entity 3213 | PurchaseCommon Stock | 1,200,000 | $2.02 | $2,421,600.00 |
DisclosureSEC source: 0000895126-18-000303 · wf-form4_154534116686321.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,247,375 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.01 to $2.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 12:09 UTC | EXPAND ENERGY Corp CHK · Entity 3213 | PurchaseCommon Stock | 1,200,000 | $2.22 | $2,660,400.00 |
DisclosureSEC source: 0000895126-18-000301 · wf-form4_154530777518828.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,047,375 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.195 to $2.230. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:42 UTC | EXPAND ENERGY Corp CHK · Entity 3213 | GrantCommon Stock | 123,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-18-000147 · wf-form4_152702168653639.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,847,375 Read SEC document |
| May 19, 2017 Filed May 23, 2017 21:44 UTC | EXPAND ENERGY Corp CHK · Entity 3213 | GrantCommon Stock | 43,253 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-17-000168 · wf-form4_149557583614548.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680,970 Read SEC document |
| May 19, 2017 Filed Jun 30, 2017 20:15 UTC Amendment | EXPAND ENERGY Corp CHK · Entity 3213 | GrantCommon Stock | 86,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-17-000204 · wf-form4a_149885370402930.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,724,222 Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 12:30 UTC | EXPAND ENERGY Corp CHK · Entity 3213 | PurchaseCommon Stock | 500,000 | $5.24 | $2,622,100.00 |
DisclosureSEC source: 0000895126-17-000077 · wf-form4_148906262753481.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,637,717 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.225 to $5.26. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:03 UTC | EXPAND ENERGY Corp CHK · Entity 3213 | GrantCommon Stock | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-16-000577 · wf-form4_147569777953324.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,137,717 Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 12:05 UTC | EXPAND ENERGY Corp CHK · Entity 3213 | PurchaseCommon Stock | 1,000,000 | $6.67 | $6,668,900.00 |
DisclosureSEC source: 0000895126-16-000555 · wf-form4_147445949281056.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,127,951 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.655 to $6.690. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 01, 2014 Filed Apr 2, 2014 15:58 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 266 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-14-000090 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,511 Underlying: Common Stock · 266 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 02, 2014 Filed Jan 3, 2014 17:08 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-14-000008 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,245 Underlying: Common Stock · 282 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2013 Filed Oct 2, 2013 16:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-13-000164 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,963 Underlying: Common Stock · 302 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 18:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 290 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-13-000126 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,661 Underlying: Common Stock · 290 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:09 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 317 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-13-000080 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,371 Underlying: Common Stock · 317 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 15:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 348 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-13-000008 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,054 Underlying: Common Stock · 348 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2012 Filed Oct 2, 2012 15:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 362 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-12-000184 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,706 Underlying: Common Stock · 362 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 30, 2012 Filed Jul 31, 2012 13:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,500 | $0.00 Strike: $32.55 | $0.00 |
DisclosureSEC source: 0000100885-12-000154 · edgardoc.xml · derivative · entry 6 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,500 shares Expires 2014-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2012 Filed Jul 31, 2012 13:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,400 | $0.00 Strike: $27.99 | $0.00 |
DisclosureSEC source: 0000100885-12-000154 · edgardoc.xml · derivative · entry 5 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,400 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2012 Filed Jul 31, 2012 13:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 6,400 | $122.98 | $787,076.48 |
DisclosureSEC source: 0000100885-12-000154 · edgardoc.xml · nonDerivative · entry 4 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,428.8179 F1 · price: This transaction was executed in multiple trades at prices ranging from $122.9500 to $123.0200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired through dividend reinvestment. Read SEC document |
| July 30, 2012 Filed Jul 31, 2012 13:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 6,400 | $27.99 | $179,136.00 |
DisclosureSEC source: 0000100885-12-000154 · edgardoc.xml · nonDerivative · entry 3 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,828.8179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2012 Filed Jul 31, 2012 13:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 5,500 | $122.98 | $676,393.85 |
DisclosureSEC source: 0000100885-12-000154 · edgardoc.xml · nonDerivative · entry 2 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,428.8179 F1 · price: This transaction was executed in multiple trades at prices ranging from $122.9500 to $123.0200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 30, 2012 Filed Jul 31, 2012 13:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 5,500 | $32.55 | $179,025.00 |
DisclosureSEC source: 0000100885-12-000154 · edgardoc.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,928.8179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2012 Filed Jul 3, 2012 14:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 360 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-12-000124 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,344 Underlying: Common Stock · 360 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 02, 2012 Filed Apr 4, 2012 18:49 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 391 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-12-000082 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,984 Underlying: Common Stock · 391 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 03, 2012 Filed Jan 4, 2012 17:33 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-12-000008 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,593 Underlying: Common Stock · 389 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 20:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,900 | $0.00 Strike: $30.57 | $0.00 |
DisclosureSEC source: 0000100885-11-000164 · edgardoc.xml · derivative · entry 3 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,900 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 20:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 5,900 | $102.04 | $602,038.36 |
DisclosureSEC source: 0000100885-11-000164 · edgardoc.xml · nonDerivative · entry 2 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,390.1584 F1 · security: Exercised stock options were scheduled to expire on January 31, 2012. F2 · price: This transaction was executed in multiple trades at prices ranging from $102.0400 to $102.0410. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes shares acquired through dividend reinvestment. Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 20:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 5,900 | $30.57 | $180,363.00 |
DisclosureSEC source: 0000100885-11-000164 · edgardoc.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,290.1584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercised stock options were scheduled to expire on January 31, 2012. Read SEC document |
| October 03, 2011 Filed Oct 4, 2011 15:46 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 492 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-11-000146 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,204 Underlying: Common Stock · 492 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2011 Filed Jul 5, 2011 13:56 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 376 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-11-000114 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,712 Underlying: Common Stock · 376 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2011 Filed Apr 4, 2011 13:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 387 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-11-000076 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,336 Underlying: Common Stock · 387 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 03, 2011 Filed Jan 4, 2011 14:58 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 405 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-11-000008 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,949 Underlying: Common Stock · 405 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| November 03, 2010 Filed Nov 4, 2010 20:29 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,200 | $0.00 Strike: $24.94 | $0.00 |
DisclosureSEC source: 0000100885-10-000156 · edgardoc.xml · derivative · entry 3 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,200 shares Expires 2011-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2010 Filed Nov 4, 2010 20:29 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 7,200 | $90.15 | $649,080.72 |
DisclosureSEC source: 0000100885-10-000156 · edgardoc.xml · nonDerivative · entry 2 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,347.0621 F1 · security: Includes shares acquired through dividend reinvestment. Read SEC document |
| November 03, 2010 Filed Nov 4, 2010 20:29 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 7,200 | $24.94 | $179,568.00 |
DisclosureSEC source: 0000100885-10-000156 · edgardoc.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,547.0621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2010 Filed Oct 4, 2010 20:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 458 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-10-000118 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,544 Underlying: Common Stock · 458 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 14:52 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 536 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-10-000084 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,086 Underlying: Common Stock · 536 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2010 Filed Apr 5, 2010 15:54 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 455 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-10-000060 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,550 Underlying: Common Stock · 455 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 04, 2010 Filed Jan 5, 2010 19:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 437 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-10-000008 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,095 Underlying: Common Stock · 437 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2009 Filed Oct 5, 2009 13:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000110 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,658 Underlying: Common Stock · 478 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2009 Filed Jul 2, 2009 18:46 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 532 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000084 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,180 Underlying: Common Stock · 532 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2009 Filed Apr 2, 2009 19:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 684 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000059 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,648 Underlying: Common Stock · 684 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 02, 2009 Filed Jan 5, 2009 16:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 567 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000012 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,964 Underlying: Common Stock · 567 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2008 Filed Oct 2, 2008 17:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 395 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-08-000117 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,397 Underlying: Common Stock · 395 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. F3 · balance_after: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. Read SEC document |
| July 01, 2008 Filed Jul 2, 2008 21:23 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-08-000085 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,002 Underlying: Common Stock · 372 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. F3 · balance_after: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. Read SEC document |
| April 01, 2008 Filed Apr 2, 2008 18:39 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-08-000046 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,815 Underlying: Common Stock · 212 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 02, 2008 Filed Jan 3, 2008 22:10 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 104 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-08-000010 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,603 Underlying: Common Stock · 104 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2007 Filed Oct 2, 2007 20:14 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000190 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,499 Underlying: Common Stock · 113 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 02, 2007 Filed Jul 3, 2007 16:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 109 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000153 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,386 Underlying: Common Stock · 109 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 02, 2007 Filed Apr 3, 2007 23:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 126 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000101 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,277 Underlying: Common Stock · 126 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.