Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | SR VP & CIO | January 04, 2005 | January 07, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date January 04, 2005 · Filed January 07, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,978 |
Ending reported balance
After 2005-01-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2004-11-09 · Gift · Disposed 1,602 · Balance 55,567 Row 2 · 2005-01-04 · Exercise / conversion · Acquired 30,000 · Balance 85,567 Row 3 · 2005-01-04 · Tax withholding · Disposed 24,902 · Balance 60,665 Row 4 · 2005-01-04 · Tax withholding · Disposed 1,687 · Balance 58,978 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.98 · Expires 2013-01-30 | Direct | 0 |
Reported balance
After 2005-01-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2005-01-04 · Exercise / conversion · Disposed 30,000 · Balance 0 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $66.24 · Expires 2013-01-30 | Direct | 26,589 |
Reported balance
After 2005-01-04 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2005-01-04 · Grant · Acquired 26,589 · Balance 26,589 F2: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date. |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 703.1517 |
Reported balance
Holding disclosure · report date 2005-01-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 703.1517 F1: Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.
F2: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2005 Filed Jan 7, 2005 02:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 26,589 | $0.00 Strike: $66.24 | $0.00 |
DisclosureSEC source: 0000100885-05-000057 · edgardoc.xml · derivative · entry 7 BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,589 Underlying: Common Stock · 26,589 shares Expires 2013-01-30 F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date. Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 02:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $55.98 | $0.00 |
DisclosureSEC source: 0000100885-05-000057 · edgardoc.xml · derivative · entry 6 BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 02:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,687 | $67.44 | $113,771.28 |
DisclosureSEC source: 0000100885-05-000057 · edgardoc.xml · nonDerivative · entry 4 BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,978 Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 02:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 24,902 | $67.44 | $1,679,390.88 |
DisclosureSEC source: 0000100885-05-000057 · edgardoc.xml · nonDerivative · entry 3 BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,665 Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 02:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 30,000 | $55.98 | $1,679,400.00 |
DisclosureSEC source: 0000100885-05-000057 · edgardoc.xml · nonDerivative · entry 2 BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2004 Filed Jan 7, 2005 02:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000057 · edgardoc.xml · nonDerivative · entry 1 BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,567 Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 18:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000100 · primary_doc.xml · nonDerivative · entry 2 BRYAN L MERILL JR · CIK 0001199998 · Senior VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,169 Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 18:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,990 | $64.15 | $127,658.50 |
DisclosureSEC source: 0000100885-04-000100 · primary_doc.xml · nonDerivative · entry 1 BRYAN L MERILL JR · CIK 0001199998 · Senior VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,369 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 23:21 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 33,000 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000083 · edgardoc.xml · derivative · entry 1 BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 33,000 shares Expires 2014-01-29 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,618 | $65.90 | $106,626.20 |
DisclosureSEC source: 0000100885-04-000029 · primary_doc.xml · nonDerivative · entry 1 BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,359 Read SEC document |
| November 19, 2003 Filed Nov 24, 2003 22:19 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-03-000081 · primary_doc.xml · nonDerivative · entry 1 BRYAN L MERILL JR · CIK 0001199998 · Sr. VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,977 F1 · security: The reporting person made a charitable contribution to a non-affiliated entity. Read SEC document |
| September 05, 2003 Filed Sep 9, 2003 15:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $31.60 | $0.00 |
DisclosureSEC source: 0000100885-03-000044 · primary_doc.xml · derivative · entry 5 BRYAN L MERILL JR · CIK 0001199998 · Senior VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2004-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| September 05, 2003 Filed Sep 9, 2003 15:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,018 | $61.31 | $246,343.58 |
DisclosureSEC source: 0000100885-03-000044 · primary_doc.xml · nonDerivative · entry 3 BRYAN L MERILL JR · CIK 0001199998 · Senior VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,127 Read SEC document |
| September 05, 2003 Filed Sep 9, 2003 15:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 10,308 | $61.31 | $631,983.48 |
DisclosureSEC source: 0000100885-03-000044 · primary_doc.xml · nonDerivative · entry 2 BRYAN L MERILL JR · CIK 0001199998 · Senior VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,145 Read SEC document |
| September 05, 2003 Filed Sep 9, 2003 15:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 20,000 | $31.60 | $632,000.00 |
DisclosureSEC source: 0000100885-03-000044 · primary_doc.xml · nonDerivative · entry 1 BRYAN L MERILL JR · CIK 0001199998 · Senior VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| June 02, 2003 Filed Jun 4, 2003 15:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 6,635 | $61.12 | $405,531.20 |
DisclosureSEC source: 0000100885-03-000011 · primary_doc.xml · nonDerivative · entry 1 BRYAN L MERILL JR · CIK 0001199998 · Senior Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,453 F1 · balance_after: The reporting person also has the following indirect holding: 1) 684.5012 units by a Managed Account which include holdings in Union Pacific's Payroll Based and Tax Reduction Stock Ownership Plans and 401(k) Plan as of the Transaction Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.