Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | Director | April 01, 2016 | April 04, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date April 01, 2016 · Filed April 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 56,510 |
Reported balance
After 2016-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-04-01 · Grant · Acquired 801 · Balance 56,510 F1: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2: Phantom Stock Units are payable in cash only commencing at retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.
F2: Phantom Stock Units are payable in cash only commencing at retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2016 Filed Apr 4, 2016 14:27 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 801 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-16-000307 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,510 Underlying: Common Stock · 801 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| March 11, 2016 Filed Mar 14, 2016 15:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,400 | $0.00 Strike: $24.25 | $0.00 |
DisclosureSEC source: 0000100885-16-000298 · edgardoc.xml · derivative · entry 4 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,400 shares Expires 2017-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2016 Filed Mar 14, 2016 15:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 4,000 | $81.15 | $324,604.00 |
DisclosureSEC source: 0000100885-16-000298 · edgardoc.xml · nonDerivative · entry 2 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,940 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.15 to $81.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 11, 2016 Filed Mar 14, 2016 15:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 7,400 | $24.25 | $179,450.00 |
DisclosureSEC source: 0000100885-16-000298 · edgardoc.xml · nonDerivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2016 Filed Jan 5, 2016 15:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 809 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-16-000222 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,709 Underlying: Common Stock · 809 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| December 01, 2015 Filed Dec 2, 2015 16:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,400 | $0.00 Strike: $21.52 | $0.00 |
DisclosureSEC source: 0000100885-15-000210 · edgardoc.xml · derivative · entry 5 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,400 shares Expires 2016-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2015 Filed Dec 2, 2015 16:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 2,400 | $83.84 | $201,216.24 |
DisclosureSEC source: 0000100885-15-000210 · edgardoc.xml · nonDerivative · entry 3 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,540 Read SEC document |
| December 01, 2015 Filed Dec 2, 2015 16:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 8,400 | $21.52 | $180,768.00 |
DisclosureSEC source: 0000100885-15-000210 · edgardoc.xml · nonDerivative · entry 2 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person exercised stock options that were due to expire on January 26, 2016. Read SEC document |
| December 01, 2015 Filed Dec 2, 2015 16:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 2,945 | $83.81 | $246,820.45 |
DisclosureSEC source: 0000100885-15-000210 · edgardoc.xml · nonDerivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,540 Read SEC document |
| October 01, 2015 Filed Oct 2, 2015 13:52 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-15-000168 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,900 Underlying: Common Stock · 693 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2015 Filed Jul 2, 2015 15:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-15-000123 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,207 Underlying: Common Stock · 644 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2015 Filed Apr 2, 2015 22:07 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-15-000071 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,563 Underlying: Common Stock · 575 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 02, 2015 Filed Jan 5, 2015 23:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 492 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-15-000008 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,988 Underlying: Common Stock · 492 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| December 17, 2014 Filed Dec 19, 2014 16:40 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-14-000176 · edgardoc.xml · nonDerivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,485 F1 · security: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. F2 · kind: The reporting person made multiple deminimis gifts totalling 55 shares. Read SEC document |
| October 01, 2014 Filed Oct 2, 2014 19:26 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 549 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-14-000161 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,496 Underlying: Common Stock · 549 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. Read SEC document |
| September 03, 2014 Filed Sep 5, 2014 16:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,200 | $0.00 Strike: $14.78 | $0.00 |
DisclosureSEC source: 0000100885-14-000140 · edgardoc.xml · derivative · entry 4 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,200 shares Expires 2015-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2014 Filed Sep 5, 2014 16:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 6,200 | $106.44 | $659,928.00 |
DisclosureSEC source: 0000100885-14-000140 · edgardoc.xml · nonDerivative · entry 2 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,540 Read SEC document |
| September 03, 2014 Filed Sep 5, 2014 16:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 12,200 | $14.78 | $180,316.00 |
DisclosureSEC source: 0000100885-14-000140 · edgardoc.xml · nonDerivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. Read SEC document |
| July 01, 2014 Filed Jul 2, 2014 18:29 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-14-000130 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,947 Underlying: Common Stock · 559 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. Read SEC document |
| April 01, 2014 Filed Apr 2, 2014 16:01 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 296 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-14-000092 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,694 Underlying: Common Stock · 296 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 02, 2014 Filed Jan 3, 2014 17:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 311 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-14-000010 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,398 Underlying: Common Stock · 311 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2013 Filed Oct 2, 2013 17:08 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 332 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-13-000166 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,087 Underlying: Common Stock · 332 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| August 02, 2013 Filed Aug 5, 2013 22:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,500 | $0.00 Strike: $32.55 | $0.00 |
DisclosureSEC source: 0000100885-13-000150 · edgardoc.xml · derivative · entry 4 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,500 shares Expires 2014-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2013 Filed Aug 5, 2013 22:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 5,500 | $164.15 | $902,825.00 |
DisclosureSEC source: 0000100885-13-000150 · edgardoc.xml · nonDerivative · entry 2 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,770 Read SEC document |
| August 02, 2013 Filed Aug 5, 2013 22:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 5,500 | $32.55 | $179,025.00 |
DisclosureSEC source: 0000100885-13-000150 · edgardoc.xml · nonDerivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 18:40 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 317 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-13-000128 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,755 Underlying: Common Stock · 317 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 347 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-13-000082 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,438 Underlying: Common Stock · 347 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 15:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 380 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-13-000010 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,091 Underlying: Common Stock · 380 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2012 Filed Oct 2, 2012 15:19 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 392 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-12-000186 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,711 Underlying: Common Stock · 392 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 02, 2012 Filed Jul 3, 2012 14:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-12-000126 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,319 Underlying: Common Stock · 390 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| May 03, 2012 Filed May 4, 2012 19:19 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,400 | $0.00 Strike: $27.99 | $0.00 |
DisclosureSEC source: 0000100885-12-000102 · edgardoc.xml · derivative · entry 4 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,400 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2012 Filed May 4, 2012 19:19 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 6,400 | $116.03 | $742,592.00 |
DisclosureSEC source: 0000100885-12-000102 · edgardoc.xml · nonDerivative · entry 2 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,770 Read SEC document |
| May 03, 2012 Filed May 4, 2012 19:19 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 6,400 | $27.99 | $179,136.00 |
DisclosureSEC source: 0000100885-12-000102 · edgardoc.xml · nonDerivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2012 Filed Apr 4, 2012 18:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 424 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-12-000084 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,929 Underlying: Common Stock · 424 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 03, 2012 Filed Jan 4, 2012 17:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 422 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-12-000010 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,505 Underlying: Common Stock · 422 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 26, 2011 Filed Oct 27, 2011 20:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,900 | $0.00 Strike: $30.57 | $0.00 |
DisclosureSEC source: 0000100885-11-000162 · edgardoc.xml · derivative · entry 4 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,900 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2011 Filed Oct 27, 2011 20:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 5,900 | $98.38 | $580,439.05 |
DisclosureSEC source: 0000100885-11-000162 · edgardoc.xml · nonDerivative · entry 2 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,770 F1 · security: Exercised stock options were scheduled to expire on January 31, 2012. F2 · price: This transaction was executed in multiple trades at prices ranging from $98.35 to $98.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2011 Filed Oct 27, 2011 20:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 5,900 | $30.57 | $180,363.00 |
DisclosureSEC source: 0000100885-11-000162 · edgardoc.xml · nonDerivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercised stock options were scheduled to expire on January 31, 2012. Read SEC document |
| October 03, 2011 Filed Oct 4, 2011 15:49 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-11-000148 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,083 Underlying: Common Stock · 525 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2011 Filed Jul 5, 2011 14:07 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 402 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-11-000116 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,558 Underlying: Common Stock · 402 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2011 Filed Apr 4, 2011 13:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-11-000078 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,156 Underlying: Common Stock · 410 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 03, 2011 Filed Jan 4, 2011 15:01 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 428 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-11-000010 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,746 Underlying: Common Stock · 428 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2010 Filed Oct 4, 2010 20:34 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-10-000120 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,318 Underlying: Common Stock · 482 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 14:58 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 562 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-10-000086 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,836 Underlying: Common Stock · 562 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2010 Filed Apr 5, 2010 16:59 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 476 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-10-000062 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,274 Underlying: Common Stock · 476 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 04, 2010 Filed Jan 5, 2010 19:22 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 461 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-10-000010 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,798 Underlying: Common Stock · 461 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2009 Filed Oct 5, 2009 13:42 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000112 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,337 Underlying: Common Stock · 505 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2009 Filed Jul 2, 2009 18:51 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 560 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000086 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,832 Underlying: Common Stock · 560 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2009 Filed Apr 2, 2009 19:33 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 721 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000062 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,272 Underlying: Common Stock · 721 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 02, 2009 Filed Jan 5, 2009 16:16 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 596 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-09-000014 · edgardoc.xml · derivative · entry 1 HOPE RICHARDS JUDITH · CIK 0001227314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,551 Underlying: Common Stock · 596 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.