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SCHAEFER BARBARA W

Disclosed activity across 1 company

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16691
SEC CIK
0001200014

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNION PACIFIC CORPUNP · Entity 2854SVP HR & SEC UPC & RRFebruary 07, 2013February 11, 2013

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNION PACIFIC CORP

Report date February 07, 2013 · Filed February 11, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,877 Reported balance After 2013-02-07 transaction · row 1
1 source row

Row 1 · 2013-02-07 · Tax withholding · Disposed 4,622 · Balance 96,877

Common StockSEC Table I · non-derivativeIndirectby Managed Account0 Reported balance Holding disclosure · report date 2013-02-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2013 Filed Feb 11, 2013 23:09 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 4,622 $132.00 $610,104.00
Disclosure

SEC source: 0000100885-13-000054 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,877

Read SEC document
February 05, 2013 Filed Feb 6, 2013 22:46 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 607 $133.14 $80,815.98
Disclosure

SEC source: 0000100885-13-000028 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,499

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
February 05, 2013 Filed Feb 6, 2013 22:46 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,450 $133.14 $193,053.00
Disclosure

SEC source: 0000100885-13-000028 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,106

Read SEC document
November 30, 2012 Filed Dec 3, 2012 14:24 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 20,000 $122.96 $2,459,200.00
Disclosure

SEC source: 0000100885-12-000212 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,556

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2012.

Read SEC document
August 29, 2012 Filed Aug 30, 2012 21:12 UTC UNION PACIFIC CORP UNP · Entity 2854 GiftCommon Stock 6,050 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000170 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,556

F1 · security: The reporting person made a charitable contribution to a non-affiliated entity.

Read SEC document
August 20, 2012 Filed Aug 21, 2012 21:31 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 29,982 $0.00 Strike: $62.38 $0.00
Disclosure

SEC source: 0000100885-12-000164 · edgardoc.xml · derivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,982 shares

Expires 2018-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
August 20, 2012 Filed Aug 21, 2012 21:31 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 6,520 $125.01 $815,065.20
Disclosure

SEC source: 0000100885-12-000164 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,606

Read SEC document
August 20, 2012 Filed Aug 21, 2012 21:31 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 14,961 $125.01 $1,870,274.61
Disclosure

SEC source: 0000100885-12-000164 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,126

Read SEC document
August 20, 2012 Filed Aug 21, 2012 21:31 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 29,982 $62.38 $1,870,277.16
Disclosure

SEC source: 0000100885-12-000164 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2012 Filed Jul 23, 2012 18:57 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,514 $0.00 Strike: $60.98 $0.00
Disclosure

SEC source: 0000100885-12-000144 · edgardoc.xml · derivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257

Underlying: Common Stock · 10,514 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
July 20, 2012 Filed Jul 23, 2012 18:57 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 2,297 $122.77 $282,002.69
Disclosure

SEC source: 0000100885-12-000144 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,105

Read SEC document
July 20, 2012 Filed Jul 23, 2012 18:57 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 5,222 $122.77 $641,104.94
Disclosure

SEC source: 0000100885-12-000144 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,402

Read SEC document
July 20, 2012 Filed Jul 23, 2012 18:57 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 10,514 $60.98 $641,143.72
Disclosure

SEC source: 0000100885-12-000144 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2012 Filed Jun 21, 2012 16:09 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,569 $0.00 Strike: $47.28 $0.00
Disclosure

SEC source: 0000100885-12-000114 · edgardoc.xml · derivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,569 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 20, 2012 Filed Jun 21, 2012 16:09 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 3,017 $118.41 $357,242.97
Disclosure

SEC source: 0000100885-12-000114 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,110

Read SEC document
June 20, 2012 Filed Jun 21, 2012 16:09 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 4,619 $118.41 $546,935.79
Disclosure

SEC source: 0000100885-12-000114 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,127

Read SEC document
June 20, 2012 Filed Jun 21, 2012 16:09 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 11,569 $47.28 $546,982.32
Disclosure

SEC source: 0000100885-12-000114 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2012 Filed May 21, 2012 15:43 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 6,500 $110.00 $715,000.00
Disclosure

SEC source: 0000100885-12-000108 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,177

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 20, 2012.

Read SEC document
February 05, 2012 Filed Feb 6, 2012 21:20 UTC UNION PACIFIC CORP UNP · Entity 2854 Disposition to issuerCommon Stock 889 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000055 · edgardoc.xml · nonDerivative · entry 4

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,677

Read SEC document
February 05, 2012 Filed Feb 6, 2012 21:20 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 3,471 $116.11 $403,017.81
Disclosure

SEC source: 0000100885-12-000055 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,566

Read SEC document
February 02, 2012 Filed Feb 6, 2012 21:20 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 11,508 $0.00 Strike: $114.73 $0.00
Disclosure

SEC source: 0000100885-12-000055 · edgardoc.xml · derivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,508

Underlying: Common Stock · 11,508 shares

Expires 2022-02-02

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 02, 2012 Filed Feb 6, 2012 21:20 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantCommon Stock 6,276 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000055 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,037

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 02, 2012 Filed Feb 6, 2012 21:20 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantCommon Stock 1,569 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000055 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,761

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
January 31, 2012 Filed Feb 2, 2012 02:40 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 320 $114.31 $36,579.20
Disclosure

SEC source: 0000100885-12-000045 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,192

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
January 31, 2012 Filed Feb 2, 2012 02:40 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,097 $114.31 $125,398.07
Disclosure

SEC source: 0000100885-12-000045 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,512

Read SEC document
December 28, 2011 Filed Dec 29, 2011 16:07 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,569 $0.00 Strike: $47.28 $0.00
Disclosure

SEC source: 0000100885-11-000176 · edgardoc.xml · derivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,569

Underlying: Common Stock · 11,569 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
December 28, 2011 Filed Dec 29, 2011 16:07 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 2,775 $105.69 $293,289.75
Disclosure

SEC source: 0000100885-11-000176 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,609

Read SEC document
December 28, 2011 Filed Dec 29, 2011 16:07 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 5,175 $105.69 $546,945.75
Disclosure

SEC source: 0000100885-11-000176 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,384

Read SEC document
December 28, 2011 Filed Dec 29, 2011 16:07 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 11,569 $47.28 $546,982.32
Disclosure

SEC source: 0000100885-11-000176 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2011 Filed Feb 7, 2011 17:38 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 11,955 $0.00 Strike: $93.60 $0.00
Disclosure

SEC source: 0000100885-11-000042 · edgardoc.xml · derivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,955

Underlying: Common Stock · 11,955 shares

Expires 2021-02-03

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 03, 2011 Filed Feb 7, 2011 17:38 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantCommon Stock 7,266 $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000042 · edgardoc.xml · nonDerivative · entry 4

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,990

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 03, 2011 Filed Feb 7, 2011 17:38 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantCommon Stock 1,817 $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000042 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,724

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 03, 2011 Filed Feb 7, 2011 17:38 UTC UNION PACIFIC CORP UNP · Entity 2854 Disposition to issuerCommon Stock 1,923 $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000042 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,907

Read SEC document
February 03, 2011 Filed Feb 7, 2011 17:38 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,947 $93.60 $182,239.20
Disclosure

SEC source: 0000100885-11-000042 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,830

Read SEC document
January 30, 2011 Filed Jan 31, 2011 20:25 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 343 $93.54 $32,084.22
Disclosure

SEC source: 0000100885-11-000038 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,777

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
January 30, 2011 Filed Jan 31, 2011 20:25 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,180 $93.54 $110,377.20
Disclosure

SEC source: 0000100885-11-000038 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,120

Read SEC document
December 07, 2010 Filed Dec 8, 2010 21:37 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 12,000 $95.10 $1,141,200.00
Disclosure

SEC source: 0000100885-10-000170 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,300

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2010.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 29,844 $0.00 Strike: $48.49 $0.00
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · derivative · entry 9

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,844 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,569 $0.00 Strike: $47.28 $0.00
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · derivative · entry 8

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,138

Underlying: Common Stock · 11,569 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 2,287 $86.82 $198,557.34
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,300

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 6,300 $86.82 $546,966.00
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,587

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 11,569 $47.28 $546,982.32
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 4

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 5,719 $86.82 $496,523.58
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,318

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 16,668 $86.82 $1,447,115.76
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,037

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 29,844 $48.49 $1,447,135.56
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2010 Filed Sep 24, 2010 15:42 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 44,400 $0.00 Strike: $43.03 $0.00
Disclosure

SEC source: 0000100885-10-000110 · edgardoc.xml · derivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,400 shares

Expires 2016-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

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September 22, 2010 Filed Sep 24, 2010 15:42 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 9,062 $81.23 $736,106.26
Disclosure

SEC source: 0000100885-10-000110 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,861

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September 22, 2010 Filed Sep 24, 2010 15:42 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 23,520 $81.23 $1,910,529.60
Disclosure

SEC source: 0000100885-10-000110 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,923

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September 22, 2010 Filed Sep 24, 2010 15:42 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 44,400 $43.03 $1,910,532.00
Disclosure

SEC source: 0000100885-10-000110 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2010 Filed Feb 8, 2010 13:56 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 15,771 $0.00 Strike: $60.98 $0.00
Disclosure

SEC source: 0000100885-10-000038 · edgardoc.xml · derivative · entry 7

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,771

Underlying: Common Stock · 15,771 shares

Expires 2020-02-04

F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.