Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National CineMedia, Inc.NCMI · Entity 6194 | 10% owner | March 16, 2017 | March 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National CineMedia, Inc.
Report date March 16, 2017 · Filed March 20, 2017
Jointly reported with REGAL CINEMAS INC, REGAL ENTERTAINMENT GROUP, Regal Entertainment Holdings, Inc., REGAL CINEMAS CORP, Regal CineMedia CORP, Regal CineMedia Holdings, LLC, ANSCHUTZ Corp
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units of National CineMedia, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Reporting Entities | 27,574,620 |
Reported balance
After 2017-03-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-16 · Grant · Acquired 501,919 · Balance 27,574,620 F1: Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration. F2: The reported securities are owned indirectly by Regal Cinemas, Inc., Regal Entertainment Group, Regal Entertainment Holdings, Inc., Regal Cinemas Corporation, Regal CineMedia Corporation, Regal CineMedia Holdings, LLC, The Anschutz Corporation (formerly known as Anschutz Company) and Philip F. Anschutz. The Anschutz Corporation and Philip F. Anschutz disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration.
F2: The reported securities are owned indirectly by Regal Cinemas, Inc., Regal Entertainment Group, Regal Entertainment Holdings, Inc., Regal Cinemas Corporation, Regal CineMedia Corporation, Regal CineMedia Holdings, LLC, The Anschutz Corporation (formerly known as Anschutz Company) and Philip F. Anschutz. The Anschutz Corporation and Philip F. Anschutz disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
REGAL ENTERTAINMENT GROUP
Report date February 28, 2018 · Filed February 28, 2018
Jointly reported with ANSCHUTZ Corp
Section 16 reporting ended · disclosed 2018-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | IndirectBy The Anschutz Corporation | 0 |
Reported balance
After 2018-02-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-02-28 · Disposition to issuer · Disposed 12,440,000 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of December 5, 2017, by and among Regal Entertainment Group (the "Company"), Cineworld Group plc (the "Parent"), Crown Intermediate Holdco, Inc. and Crown Merger Sub, Inc., a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on December 5, 2017, and by which the Company became a wholly-owned, indirect subsidiary of the Parent on February 28, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of the Company's Class A Common Stock and Class B Common Stock was cancelled and converted into the right to receive $23.00 per share in cash, without interest and subject to deduction for any required withholding tax. F2: Philip F. Anschutz is the sole shareholder of The Anschutz Corporation. |
| CLASS B COMMON STOCKSEC Table I · non-derivative | IndirectBy The Anschutz Corporation | 0 |
Reported balance
After 2018-02-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-02-28 · Disposition to issuer · Disposed 23,708,639 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of December 5, 2017, by and among Regal Entertainment Group (the "Company"), Cineworld Group plc (the "Parent"), Crown Intermediate Holdco, Inc. and Crown Merger Sub, Inc., a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on December 5, 2017, and by which the Company became a wholly-owned, indirect subsidiary of the Parent on February 28, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of the Company's Class A Common Stock and Class B Common Stock was cancelled and converted into the right to receive $23.00 per share in cash, without interest and subject to deduction for any required withholding tax. F2: Philip F. Anschutz is the sole shareholder of The Anschutz Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of December 5, 2017, by and among Regal Entertainment Group (the "Company"), Cineworld Group plc (the "Parent"), Crown Intermediate Holdco, Inc. and Crown Merger Sub, Inc., a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on December 5, 2017, and by which the Company became a wholly-owned, indirect subsidiary of the Parent on February 28, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of the Company's Class A Common Stock and Class B Common Stock was cancelled and converted into the right to receive $23.00 per share in cash, without interest and subject to deduction for any required withholding tax.
F2: Philip F. Anschutz is the sole shareholder of The Anschutz Corporation.
UNION PACIFIC CORP
Report date July 03, 2006 · Filed July 05, 2006
Section 16 reporting ended · disclosed 2006-07-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 16,697 |
Reported balance
After 2006-07-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-07-03 · Grant · Acquired 576 · Balance 16,697 F1: Distribution ratio for Phantom Stock Units is 1:1. F2: Phantom Stock Units are payable in cash only commencing at retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Distribution ratio for Phantom Stock Units is 1:1.
F2: Phantom Stock Units are payable in cash only commencing at retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2018 Filed Feb 28, 2018 16:10 UTC | REGAL ENTERTAINMENT GROUP RGC · Entity 121239 | Disposition to issuerCLASS B COMMON STOCK | 23,708,639 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-005798 · doc4.xml · nonDerivative · entry 2 ANSCHUTZ PHILIP F · CIK 0000944423 · 10% owner ANSCHUTZ Corp · CIK 0001022325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 0 F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of December 5, 2017, by and among Regal Entertainment Group (the "Company"), Cineworld Group plc (the "Parent"), Crown Intermediate Holdco, Inc. and Crown Merger Sub, Inc., a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on December 5, 2017, and by which the Company became a wholly-owned, indirect subsidiary of the Parent on February 28, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of the Company's Class A Common Stock and Class B Common Stock was cancelled and converted into the right to receive $23.00 per share in cash, without interest and subject to deduction for any required withholding tax. F2 · ownership.nature: Philip F. Anschutz is the sole shareholder of The Anschutz Corporation. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 16:10 UTC | REGAL ENTERTAINMENT GROUP RGC · Entity 121239 | Disposition to issuerCLASS A COMMON STOCK | 12,440,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-005798 · doc4.xml · nonDerivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · 10% owner ANSCHUTZ Corp · CIK 0001022325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 0 F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of December 5, 2017, by and among Regal Entertainment Group (the "Company"), Cineworld Group plc (the "Parent"), Crown Intermediate Holdco, Inc. and Crown Merger Sub, Inc., a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on December 5, 2017, and by which the Company became a wholly-owned, indirect subsidiary of the Parent on February 28, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of the Company's Class A Common Stock and Class B Common Stock was cancelled and converted into the right to receive $23.00 per share in cash, without interest and subject to deduction for any required withholding tax. F2 · ownership.nature: Philip F. Anschutz is the sole shareholder of The Anschutz Corporation. Read SEC document |
| December 04, 2017 Filed Dec 14, 2017 14:15 UTC | REGAL ENTERTAINMENT GROUP RGC · Entity 121239 | GiftCLASS A COMMON STOCK | 6,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028685 · doc4.xml · nonDerivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · 10% owner ANSCHUTZ Corp · CIK 0001022325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 12,440,000 F1 · ownership.nature: Philip F. Anschutz is the sole member of The Anschutz Corporation which is the registered owner of the reported securities. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:03 UTC | National CineMedia, Inc. NCMI · Entity 6194 | GrantCommon Units of National CineMedia, LLC · Derivative | 501,919 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000722 · edgar.xml · derivative · entry 1 REGAL CINEMAS INC · CIK 0000905035 · Director · 10% owner REGAL ENTERTAINMENT GROUP · CIK 0001168696 · Director · 10% owner Regal Entertainment Holdings, Inc. · CIK 0001389065 · Director · 10% owner REGAL CINEMAS CORP · CIK 0001172371 · Director · 10% owner Regal CineMedia CORP · CIK 0001389064 · Director · 10% owner Regal CineMedia Holdings, LLC · CIK 0001389063 · Director · 10% owner ANSCHUTZ Corp · CIK 0001022325 · 10% owner ANSCHUTZ PHILIP F · CIK 0000944423 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Reporting Entities Disclosed balance after: 27,574,620 Underlying: Common Stock of National CineMedia, Inc. · 501,919 shares Expires not disclosed F1 · derivative.exercise_date: Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration. F1 · derivative.expiration_date: Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration. F2 · balance_after: The reported securities are owned indirectly by Regal Cinemas, Inc., Regal Entertainment Group, Regal Entertainment Holdings, Inc., Regal Cinemas Corporation, Regal CineMedia Corporation, Regal CineMedia Holdings, LLC, The Anschutz Corporation (formerly known as Anschutz Company) and Philip F. Anschutz. The Anschutz Corporation and Philip F. Anschutz disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| December 22, 2016 Filed Feb 13, 2017 14:20 UTC | REGAL ENTERTAINMENT GROUP RGC · Entity 121239 | GiftCLASS A COMMON STOCK | 5,560,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-001238 · t1700362.xml · nonDerivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · 10% owner ANSCHUTZ Corp · CIK 0001022325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 18,440,000 F1 · ownership.nature: Philip F. Anschutz is the sole member of The Anschutz Corporation which is the registered owner of the reported securities. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 13:26 UTC | REGAL ENTERTAINMENT GROUP RGC · Entity 121239 | SaleCLASS A COMMON STOCK | 1,159,854 | $22.95 | $26,618,649.30 |
DisclosureSEC source: 0001635698-16-000090 · anschutz2.xml · nonDerivative · entry 2 ANSCHUTZ PHILIP F · CIK 0000944423 · 10% owner ANSCHUTZ Corp · CIK 0001022325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AFIC II LLC Disclosed balance after: 0 F2 · ownership.nature: AC is the manager and one percent owner of AFIC II LLC ("AFIC II") and may be deemed to beneficially own all shares held by AFIC II. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 13:26 UTC | REGAL ENTERTAINMENT GROUP RGC · Entity 121239 | SaleCLASS A COMMON STOCK | 11,840,146 | $22.95 | $271,731,350.70 |
DisclosureSEC source: 0001635698-16-000090 · anschutz2.xml · nonDerivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · 10% owner ANSCHUTZ Corp · CIK 0001022325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 24,000,000 F1 · ownership.nature: Philip F. Anschutz is the sole member of The Anschutz Corporation ("AC") which is the registered owner of the securities. Read SEC document |
| July 03, 2006 Filed Jul 5, 2006 17:27 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 576 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000155 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,697 Underlying: Common Stock · 576 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| May 17, 2006 Filed May 19, 2006 21:27 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherContract · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001341447-06-000006 · edgar.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · security: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · security: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.exercise_price: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_price: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.exercise_price: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract. F1 · price: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · price: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · price: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.exercise_date: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_date: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.exercise_date: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.expiration_date: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.expiration_date: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.expiration_date: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.underlying_shares: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.underlying_shares: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.underlying_shares: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract. F1 · balance_after: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · balance_after: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · balance_after: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract. F4 · ownership.nature: Philip F. Anschutz owns 100% of the capital stock of Anschutz Company, which owns 100% of the capital stock of The Anschutz Corporation. The Anschutz Corporation is the registered owner of the securities indicated. Read SEC document |
| April 25, 2006 Filed Apr 27, 2006 19:31 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherContract · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001341447-06-000004 · edgar.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: On April 25, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 207,543 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following November 23, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · security: (a) If the closing price (the "Settlement Price") of the common stock on November 23, 2009 is less than or equal to $96.3654 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $134.9116 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · security: In consideration therefor, The Anschutz Corporation will receive on April 28, 2006 an aggregate prepayment amount of $15,600,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 207,543 shares of common stock to secure its obligations under the Contract. F1 · derivative.exercise_price: On April 25, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 207,543 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following November 23, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_price: (a) If the closing price (the "Settlement Price") of the common stock on November 23, 2009 is less than or equal to $96.3654 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $134.9116 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.exercise_price: In consideration therefor, The Anschutz Corporation will receive on April 28, 2006 an aggregate prepayment amount of $15,600,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 207,543 shares of common stock to secure its obligations under the Contract. F1 · shares: On April 25, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 207,543 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following November 23, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · shares: (a) If the closing price (the "Settlement Price") of the common stock on November 23, 2009 is less than or equal to $96.3654 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $134.9116 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · shares: In consideration therefor, The Anschutz Corporation will receive on April 28, 2006 an aggregate prepayment amount of $15,600,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 207,543 shares of common stock to secure its obligations under the Contract. F1 · price: On April 25, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 207,543 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following November 23, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · price: (a) If the closing price (the "Settlement Price") of the common stock on November 23, 2009 is less than or equal to $96.3654 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $134.9116 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · price: In consideration therefor, The Anschutz Corporation will receive on April 28, 2006 an aggregate prepayment amount of $15,600,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 207,543 shares of common stock to secure its obligations under the Contract. F1 · derivative.exercise_date: On April 25, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 207,543 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following November 23, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_date: (a) If the closing price (the "Settlement Price") of the common stock on November 23, 2009 is less than or equal to $96.3654 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $134.9116 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.exercise_date: In consideration therefor, The Anschutz Corporation will receive on April 28, 2006 an aggregate prepayment amount of $15,600,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 207,543 shares of common stock to secure its obligations under the Contract. F1 · derivative.expiration_date: On April 25, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 207,543 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following November 23, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.expiration_date: (a) If the closing price (the "Settlement Price") of the common stock on November 23, 2009 is less than or equal to $96.3654 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $134.9116 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.expiration_date: In consideration therefor, The Anschutz Corporation will receive on April 28, 2006 an aggregate prepayment amount of $15,600,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 207,543 shares of common stock to secure its obligations under the Contract. F1 · derivative.underlying_shares: On April 25, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 207,543 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following November 23, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.underlying_shares: (a) If the closing price (the "Settlement Price") of the common stock on November 23, 2009 is less than or equal to $96.3654 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $134.9116 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.underlying_shares: In consideration therefor, The Anschutz Corporation will receive on April 28, 2006 an aggregate prepayment amount of $15,600,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 207,543 shares of common stock to secure its obligations under the Contract. F1 · balance_after: On April 25, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 207,543 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following November 23, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows: F2 · balance_after: (a) If the closing price (the "Settlement Price") of the common stock on November 23, 2009 is less than or equal to $96.3654 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $134.9116 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · balance_after: In consideration therefor, The Anschutz Corporation will receive on April 28, 2006 an aggregate prepayment amount of $15,600,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 207,543 shares of common stock to secure its obligations under the Contract. F4 · ownership.nature: Philip F. Anschutz owns 100% of the capital stock of Anschutz Company, which owns 100% of the capital stock of The Anschutz Corporation. The Anschutz Corporation is the registered owner of the securities indicated. Read SEC document |
| April 03, 2006 Filed Apr 4, 2006 15:26 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000118 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,121 Underlying: Common Stock · 328 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| March 20, 2006 Filed Mar 22, 2006 20:48 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherContract · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001221662-06-000023 · edgar.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: On March 20, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 100,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following September 17, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · security: (a) If the closing price (the "Settlement Price") of the common stock on September 17, 2010 is less than or equal to $91.3190 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $127.8466 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · security: In consideration therefor, The Anschutz Corporation will receive on March 23, 2006 an aggregate prepayment amount of $6,953,941.85. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 100,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.exercise_price: On March 20, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 100,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following September 17, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_price: (a) If the closing price (the "Settlement Price") of the common stock on September 17, 2010 is less than or equal to $91.3190 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $127.8466 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.exercise_price: In consideration therefor, The Anschutz Corporation will receive on March 23, 2006 an aggregate prepayment amount of $6,953,941.85. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 100,000 shares of common stock to secure its obligations under the Contract. F1 · price: On March 20, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 100,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following September 17, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · price: (a) If the closing price (the "Settlement Price") of the common stock on September 17, 2010 is less than or equal to $91.3190 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $127.8466 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · price: In consideration therefor, The Anschutz Corporation will receive on March 23, 2006 an aggregate prepayment amount of $6,953,941.85. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 100,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.exercise_date: On March 20, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 100,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following September 17, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_date: (a) If the closing price (the "Settlement Price") of the common stock on September 17, 2010 is less than or equal to $91.3190 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $127.8466 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.exercise_date: In consideration therefor, The Anschutz Corporation will receive on March 23, 2006 an aggregate prepayment amount of $6,953,941.85. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 100,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.expiration_date: On March 20, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 100,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following September 17, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.expiration_date: (a) If the closing price (the "Settlement Price") of the common stock on September 17, 2010 is less than or equal to $91.3190 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $127.8466 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.expiration_date: In consideration therefor, The Anschutz Corporation will receive on March 23, 2006 an aggregate prepayment amount of $6,953,941.85. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 100,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.underlying_shares: On March 20, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 100,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following September 17, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.underlying_shares: (a) If the closing price (the "Settlement Price") of the common stock on September 17, 2010 is less than or equal to $91.3190 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $127.8466 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.underlying_shares: In consideration therefor, The Anschutz Corporation will receive on March 23, 2006 an aggregate prepayment amount of $6,953,941.85. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 100,000 shares of common stock to secure its obligations under the Contract. F1 · balance_after: On March 20, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 100,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following September 17, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · balance_after: (a) If the closing price (the "Settlement Price") of the common stock on September 17, 2010 is less than or equal to $91.3190 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $127.8466 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · balance_after: In consideration therefor, The Anschutz Corporation will receive on March 23, 2006 an aggregate prepayment amount of $6,953,941.85. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 100,000 shares of common stock to secure its obligations under the Contract. F4 · ownership.nature: Philip F. Anschutz owns 100% of the capital stock of Anschutz Company, which owns 100% of the capital stock of The Anschutz Corporation. The Anschutz Corporation is the registered owner of the securities indicated. Read SEC document |
| February 17, 2006 Filed Feb 22, 2006 22:50 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherContract · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001221662-06-000016 · edgar.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: On February 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 250,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following August 2, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · security: (a) If the closing price (the "Settlement Price") of the common stock on August 2, 2010 is less than or equal to $86.5497 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $121.1696 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · security: In consideration therefor, The Anschutz Corporation will receive on February 23, 2006 an aggregate prepayment amount of $16,476,900. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 250,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.exercise_price: On February 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 250,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following August 2, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_price: (a) If the closing price (the "Settlement Price") of the common stock on August 2, 2010 is less than or equal to $86.5497 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $121.1696 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.exercise_price: In consideration therefor, The Anschutz Corporation will receive on February 23, 2006 an aggregate prepayment amount of $16,476,900. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 250,000 shares of common stock to secure its obligations under the Contract. F1 · shares: On February 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 250,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following August 2, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · shares: (a) If the closing price (the "Settlement Price") of the common stock on August 2, 2010 is less than or equal to $86.5497 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $121.1696 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · shares: In consideration therefor, The Anschutz Corporation will receive on February 23, 2006 an aggregate prepayment amount of $16,476,900. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 250,000 shares of common stock to secure its obligations under the Contract. F1 · price: On February 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 250,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following August 2, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · price: (a) If the closing price (the "Settlement Price") of the common stock on August 2, 2010 is less than or equal to $86.5497 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $121.1696 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · price: In consideration therefor, The Anschutz Corporation will receive on February 23, 2006 an aggregate prepayment amount of $16,476,900. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 250,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.exercise_date: On February 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 250,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following August 2, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_date: (a) If the closing price (the "Settlement Price") of the common stock on August 2, 2010 is less than or equal to $86.5497 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $121.1696 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.exercise_date: In consideration therefor, The Anschutz Corporation will receive on February 23, 2006 an aggregate prepayment amount of $16,476,900. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 250,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.expiration_date: On February 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 250,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following August 2, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.expiration_date: (a) If the closing price (the "Settlement Price") of the common stock on August 2, 2010 is less than or equal to $86.5497 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $121.1696 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.expiration_date: In consideration therefor, The Anschutz Corporation will receive on February 23, 2006 an aggregate prepayment amount of $16,476,900. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 250,000 shares of common stock to secure its obligations under the Contract. F1 · derivative.underlying_shares: On February 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 250,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following August 2, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.underlying_shares: (a) If the closing price (the "Settlement Price") of the common stock on August 2, 2010 is less than or equal to $86.5497 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $121.1696 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.underlying_shares: In consideration therefor, The Anschutz Corporation will receive on February 23, 2006 an aggregate prepayment amount of $16,476,900. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 250,000 shares of common stock to secure its obligations under the Contract. F1 · balance_after: On February 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 250,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following August 2, 2010 (the "Settlement Date") a number of shares of common stock equal to (i) the applicable Base Amount, and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · balance_after: (a) If the closing price (the "Settlement Price") of the common stock on August 2, 2010 is less than or equal to $86.5497 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $121.1696 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · balance_after: In consideration therefor, The Anschutz Corporation will receive on February 23, 2006 an aggregate prepayment amount of $16,476,900. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 250,000 shares of common stock to secure its obligations under the Contract. F4 · ownership.nature: Philip F. Anschutz owns 100% of the capital stock of Anschutz Company, which owns 100% of the capital stock of The Anschutz Corporation. The Anschutz Corporation is the registered owner of the securities indicated. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 16:23 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,100 | $0.00 Strike: $86.05 | $0.00 |
DisclosureSEC source: 0000100885-06-000028 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 2,100 shares Expires 2016-01-26 Read SEC document |
| January 03, 2006 Filed Jan 4, 2006 20:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 387 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000010 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,793 Underlying: Common Stock · 387 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 04, 2005 Filed Oct 4, 2005 18:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 430 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000228 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,406 Underlying: Common Stock · 430 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 19:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherContract · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001235110-05-000083 · edgar.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: On August 31, 2005, The Anschutz Corporation entered into a confirmation that set the terms of a forward sale contract (the "Contract") relating to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver on May 6, 2010, a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · security: (a) If the closing price of the common stock on the 10 consecutive trading days beginning on April 19, 2010 (the "Settlement Price") is less than or equal to $69.6332 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than $97.4865 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is equal to or greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · security: In consideration for its commitments under the Contract, The Anschutz Corporation will receive on or about September 1, 2005 an aggregate purchase price of $10,479,796.60. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, one or more of the Base Amount, the Settlement Price, the Forward Floor Price and the Forward Cap Price is subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.exercise_price: On August 31, 2005, The Anschutz Corporation entered into a confirmation that set the terms of a forward sale contract (the "Contract") relating to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver on May 6, 2010, a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_price: (a) If the closing price of the common stock on the 10 consecutive trading days beginning on April 19, 2010 (the "Settlement Price") is less than or equal to $69.6332 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than $97.4865 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is equal to or greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.exercise_price: In consideration for its commitments under the Contract, The Anschutz Corporation will receive on or about September 1, 2005 an aggregate purchase price of $10,479,796.60. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, one or more of the Base Amount, the Settlement Price, the Forward Floor Price and the Forward Cap Price is subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · shares: On August 31, 2005, The Anschutz Corporation entered into a confirmation that set the terms of a forward sale contract (the "Contract") relating to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver on May 6, 2010, a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · shares: (a) If the closing price of the common stock on the 10 consecutive trading days beginning on April 19, 2010 (the "Settlement Price") is less than or equal to $69.6332 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than $97.4865 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is equal to or greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · shares: In consideration for its commitments under the Contract, The Anschutz Corporation will receive on or about September 1, 2005 an aggregate purchase price of $10,479,796.60. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, one or more of the Base Amount, the Settlement Price, the Forward Floor Price and the Forward Cap Price is subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · price: On August 31, 2005, The Anschutz Corporation entered into a confirmation that set the terms of a forward sale contract (the "Contract") relating to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver on May 6, 2010, a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · price: (a) If the closing price of the common stock on the 10 consecutive trading days beginning on April 19, 2010 (the "Settlement Price") is less than or equal to $69.6332 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than $97.4865 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is equal to or greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · price: In consideration for its commitments under the Contract, The Anschutz Corporation will receive on or about September 1, 2005 an aggregate purchase price of $10,479,796.60. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, one or more of the Base Amount, the Settlement Price, the Forward Floor Price and the Forward Cap Price is subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.exercise_date: On August 31, 2005, The Anschutz Corporation entered into a confirmation that set the terms of a forward sale contract (the "Contract") relating to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver on May 6, 2010, a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_date: (a) If the closing price of the common stock on the 10 consecutive trading days beginning on April 19, 2010 (the "Settlement Price") is less than or equal to $69.6332 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than $97.4865 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is equal to or greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.exercise_date: In consideration for its commitments under the Contract, The Anschutz Corporation will receive on or about September 1, 2005 an aggregate purchase price of $10,479,796.60. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, one or more of the Base Amount, the Settlement Price, the Forward Floor Price and the Forward Cap Price is subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.expiration_date: On August 31, 2005, The Anschutz Corporation entered into a confirmation that set the terms of a forward sale contract (the "Contract") relating to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver on May 6, 2010, a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.expiration_date: (a) If the closing price of the common stock on the 10 consecutive trading days beginning on April 19, 2010 (the "Settlement Price") is less than or equal to $69.6332 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than $97.4865 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is equal to or greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.expiration_date: In consideration for its commitments under the Contract, The Anschutz Corporation will receive on or about September 1, 2005 an aggregate purchase price of $10,479,796.60. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, one or more of the Base Amount, the Settlement Price, the Forward Floor Price and the Forward Cap Price is subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.underlying_shares: On August 31, 2005, The Anschutz Corporation entered into a confirmation that set the terms of a forward sale contract (the "Contract") relating to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver on May 6, 2010, a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.underlying_shares: (a) If the closing price of the common stock on the 10 consecutive trading days beginning on April 19, 2010 (the "Settlement Price") is less than or equal to $69.6332 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than $97.4865 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is equal to or greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · derivative.underlying_shares: In consideration for its commitments under the Contract, The Anschutz Corporation will receive on or about September 1, 2005 an aggregate purchase price of $10,479,796.60. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, one or more of the Base Amount, the Settlement Price, the Forward Floor Price and the Forward Cap Price is subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · balance_after: On August 31, 2005, The Anschutz Corporation entered into a confirmation that set the terms of a forward sale contract (the "Contract") relating to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver on May 6, 2010, a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · balance_after: (a) If the closing price of the common stock on the 10 consecutive trading days beginning on April 19, 2010 (the "Settlement Price") is less than or equal to $69.6332 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than $97.4865 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is equal to or greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price. F3 · balance_after: In consideration for its commitments under the Contract, The Anschutz Corporation will receive on or about September 1, 2005 an aggregate purchase price of $10,479,796.60. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, one or more of the Base Amount, the Settlement Price, the Forward Floor Price and the Forward Cap Price is subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F4 · ownership.nature: Philip F. Anschutz is the indirect owner of 100% of the capital stock of The Anschutz Corporation, which is the registered owner of the securities indicated. Read SEC document |
| July 01, 2005 Filed Jul 5, 2005 16:09 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 470 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000212 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,976 Underlying: Common Stock · 470 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2005 Filed Apr 4, 2005 19:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 440 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000181 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,506 Underlying: Common Stock · 440 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 27, 2005 Filed Jan 28, 2005 23:14 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,050 | $0.00 Strike: $59.12 | $0.00 |
DisclosureSEC source: 0000100885-05-000074 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,050 Underlying: Common Stock · 3,050 shares Expires 2015-01-27 Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 19:19 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 452 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000010 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,066 Underlying: Common Stock · 452 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 18:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 510 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000185 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,614 Underlying: Common Stock · 510 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2004 Filed Jul 6, 2004 18:14 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 510 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000164 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,104 Underlying: Common Stock · 510 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 18:26 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 501 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000136 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,594 Underlying: Common Stock · 501 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,750 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000072 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 2,750 shares Expires 2014-01-29 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 20:07 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherContract · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001172578-04-000004 · edgar.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · security: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · security: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.exercise_price: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_price: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.exercise_price: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · shares: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · shares: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · shares: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · price: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · price: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · price: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.exercise_date: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_date: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.exercise_date: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.expiration_date: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.expiration_date: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.expiration_date: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.underlying_shares: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.underlying_shares: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.underlying_shares: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · balance_after: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · balance_after: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · balance_after: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F4 · ownership.nature: Philip F. Anschutz is the indirect owner of 100% of the capital stock of The Anschutz Corporation, which is the registered owner of the securities indicated. Read SEC document |
| January 02, 2004 Filed Jan 5, 2004 20:36 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 430 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000010 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,093 Underlying: Common Stock · 430 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2003 Filed Oct 2, 2003 20:29 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-03-000056 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,663 Underlying: Common Stock · 493 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2003 Filed Jul 2, 2003 21:39 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 498 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-03-000021 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,170 Underlying: Common Stock · 498 shares Expires 1988-08-08 F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. (This footnote applies to both dates in Column 6 of Table II, "Date Exercisable" and "Expiration Date".) Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 17:25 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherContract · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001221662-03-000011 · edgar.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 1988-08-08 F1 · security: On July 1, 2003, The Anschutz Corporation entered into a Pricing Schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Pricing Schedule relates to 165,976 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in July 2013 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · security: (a) If the average closing price (the "Maturity Price") of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $60.9525 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than $150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · security: In consideration therefor, The Anschutz Corporation will receive on July 7, 2003 an aggregate purchase price of $7,789,822.15. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated June 13, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spin-offs, mergers or similar events affecting the common stock of Union Pacific Corporation, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of Common Stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.exercise_price: On July 1, 2003, The Anschutz Corporation entered into a Pricing Schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Pricing Schedule relates to 165,976 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in July 2013 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_price: (a) If the average closing price (the "Maturity Price") of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $60.9525 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than $150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.exercise_price: In consideration therefor, The Anschutz Corporation will receive on July 7, 2003 an aggregate purchase price of $7,789,822.15. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated June 13, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spin-offs, mergers or similar events affecting the common stock of Union Pacific Corporation, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of Common Stock equal to the Base Amount to secure its obligations under the Contract. F1 · shares: On July 1, 2003, The Anschutz Corporation entered into a Pricing Schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Pricing Schedule relates to 165,976 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in July 2013 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · shares: (a) If the average closing price (the "Maturity Price") of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $60.9525 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than $150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · shares: In consideration therefor, The Anschutz Corporation will receive on July 7, 2003 an aggregate purchase price of $7,789,822.15. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated June 13, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spin-offs, mergers or similar events affecting the common stock of Union Pacific Corporation, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of Common Stock equal to the Base Amount to secure its obligations under the Contract. F1 · price: On July 1, 2003, The Anschutz Corporation entered into a Pricing Schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Pricing Schedule relates to 165,976 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in July 2013 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · price: (a) If the average closing price (the "Maturity Price") of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $60.9525 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than $150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · price: In consideration therefor, The Anschutz Corporation will receive on July 7, 2003 an aggregate purchase price of $7,789,822.15. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated June 13, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spin-offs, mergers or similar events affecting the common stock of Union Pacific Corporation, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of Common Stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.exercise_date: On July 1, 2003, The Anschutz Corporation entered into a Pricing Schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Pricing Schedule relates to 165,976 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in July 2013 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_date: (a) If the average closing price (the "Maturity Price") of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $60.9525 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than $150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.exercise_date: In consideration therefor, The Anschutz Corporation will receive on July 7, 2003 an aggregate purchase price of $7,789,822.15. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated June 13, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spin-offs, mergers or similar events affecting the common stock of Union Pacific Corporation, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of Common Stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.expiration_date: On July 1, 2003, The Anschutz Corporation entered into a Pricing Schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Pricing Schedule relates to 165,976 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in July 2013 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.expiration_date: (a) If the average closing price (the "Maturity Price") of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $60.9525 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than $150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.expiration_date: In consideration therefor, The Anschutz Corporation will receive on July 7, 2003 an aggregate purchase price of $7,789,822.15. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated June 13, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spin-offs, mergers or similar events affecting the common stock of Union Pacific Corporation, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of Common Stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.underlying_shares: On July 1, 2003, The Anschutz Corporation entered into a Pricing Schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Pricing Schedule relates to 165,976 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in July 2013 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.underlying_shares: (a) If the average closing price (the "Maturity Price") of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $60.9525 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than $150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.underlying_shares: In consideration therefor, The Anschutz Corporation will receive on July 7, 2003 an aggregate purchase price of $7,789,822.15. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated June 13, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spin-offs, mergers or similar events affecting the common stock of Union Pacific Corporation, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of Common Stock equal to the Base Amount to secure its obligations under the Contract. F1 · balance_after: On July 1, 2003, The Anschutz Corporation entered into a Pricing Schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Pricing Schedule relates to 165,976 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in July 2013 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · balance_after: (a) If the average closing price (the "Maturity Price") of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $60.9525 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than $150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · balance_after: In consideration therefor, The Anschutz Corporation will receive on July 7, 2003 an aggregate purchase price of $7,789,822.15. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated June 13, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spin-offs, mergers or similar events affecting the common stock of Union Pacific Corporation, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of Common Stock equal to the Base Amount to secure its obligations under the Contract. F4 · ownership.nature: Philip F. Anschutz is the indirect owner of 100% of the capital stock of The Anschutz Corporation, which is the registered owner of the securities indicated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.