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MCCONNELL MICHAEL W

Disclosed activity across 1 company

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16104
SEC CIK
0001277000

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNION PACIFIC CORPUNP · Entity 2854DirectorApril 02, 2018April 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNION PACIFIC CORP

Report date April 02, 2018 · Filed April 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct69,418 Reported balance After 2018-04-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-04-02 · Grant · Acquired 621 · Balance 69,418

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2018 Filed Apr 3, 2018 19:43 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000107 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,418

Underlying: Common Stock · 621 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:38 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000015 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,797

Underlying: Common Stock · 574 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 16:33 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000221 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,223

Underlying: Common Stock · 638 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 17:50 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000150 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,585

Underlying: Common Stock · 665 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 15:42 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000095 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,920

Underlying: Common Stock · 685 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:19 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000019 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,235

Underlying: Common Stock · 697 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:56 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,400 $0.00 Strike: $24.25 $0.00
Disclosure

SEC source: 0000100885-16-000465 · edgardoc.xml · derivative · entry 3

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,400 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:56 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 7,400 $105.15 $778,118.88
Disclosure

SEC source: 0000100885-16-000465 · edgardoc.xml · nonDerivative · entry 2

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,010

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:56 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 7,400 $24.25 $179,450.00
Disclosure

SEC source: 0000100885-16-000465 · edgardoc.xml · nonDerivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person exercised stock options that were due to expire on January 30, 2017.

F2 · shares: On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 16:27 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 698 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000438 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,538

Underlying: Common Stock · 698 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 17:21 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 773 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000386 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,840

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 15:11 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000313 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,067

Underlying: Common Stock · 854 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 16:14 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 1,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000228 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,213

Underlying: Common Stock · 1,325 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 09, 2015 Filed Dec 10, 2015 18:08 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,400 $0.00 Strike: $21.52 $0.00
Disclosure

SEC source: 0000100885-15-000214 · edgardoc.xml · derivative · entry 3

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,400 shares

Expires 2016-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2015 Filed Dec 10, 2015 18:08 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 2,070 $77.51 $160,454.60
Disclosure

SEC source: 0000100885-15-000214 · edgardoc.xml · nonDerivative · entry 2

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,010

F2 · price: This transaction was executed in multiple trades at prices ranging from $77.51 to $77.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2015 Filed Dec 10, 2015 18:08 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 8,400 $21.52 $180,768.00
Disclosure

SEC source: 0000100885-15-000214 · edgardoc.xml · nonDerivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person exercised stock options that were due to expire on January 26, 2016.

Read SEC document
October 01, 2015 Filed Oct 2, 2015 14:43 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 1,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000174 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,888

Underlying: Common Stock · 1,137 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2015 Filed Jul 2, 2015 15:09 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 1,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000129 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,751

Underlying: Common Stock · 1,056 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2015 Filed Apr 2, 2015 22:18 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 942 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000077 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,695

Underlying: Common Stock · 942 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2015 Filed Jan 6, 2015 00:01 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000014 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,753

Underlying: Common Stock · 820 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
November 21, 2014 Filed Nov 25, 2014 00:34 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,200 $0.00 Strike: $14.78 $0.00
Disclosure

SEC source: 0000100885-14-000174 · edgardoc.xml · derivative · entry 3

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,200 shares

Expires 2015-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2014 Filed Nov 25, 2014 00:34 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 12,200 $121.80 $1,485,901.44
Disclosure

SEC source: 0000100885-14-000174 · edgardoc.xml · nonDerivative · entry 2

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,680

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · price: This transaction was executed in multiple trades at prices ranging from $121.7700 to $121.8550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 21, 2014 Filed Nov 25, 2014 00:34 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 12,200 $14.78 $180,316.00
Disclosure

SEC source: 0000100885-14-000174 · edgardoc.xml · nonDerivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2014 Filed Oct 2, 2014 19:25 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 912 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000158 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,933

Underlying: Common Stock · 912 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 16:53 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000114 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,021

Underlying: Common Stock · 941 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 18:23 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 501 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000098 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,040

Underlying: Common Stock · 501 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2014 Filed Jan 3, 2014 17:26 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 535 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000016 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,539

Underlying: Common Stock · 535 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 22, 2013 Filed Oct 24, 2013 22:17 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,500 $0.00 Strike: $32.55 $0.00
Disclosure

SEC source: 0000100885-13-000182 · edgardoc.xml · derivative · entry 3

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2014-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2013 Filed Oct 24, 2013 22:17 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 1,160 $155.13 $179,945.46
Disclosure

SEC source: 0000100885-13-000182 · edgardoc.xml · nonDerivative · entry 2

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,340

F1 · price: This transaction was executed in multiple trades at prices ranging from $155.11 to $155.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 22, 2013 Filed Oct 24, 2013 22:17 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 5,500 $32.55 $179,025.00
Disclosure

SEC source: 0000100885-13-000182 · edgardoc.xml · nonDerivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 19:00 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 572 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000172 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,004

Underlying: Common Stock · 572 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 18:58 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000134 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,432

Underlying: Common Stock · 555 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2013 Filed Apr 2, 2013 20:53 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000088 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,877

Underlying: Common Stock · 609 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 15:52 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000016 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,268

Underlying: Common Stock · 668 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2012 Filed Oct 2, 2012 16:03 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000192 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Stock · 701 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 14:49 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 696 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000132 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,899

Underlying: Common Stock · 696 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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April 02, 2012 Filed Apr 4, 2012 19:05 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 757 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000090 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,203

Underlying: Common Stock · 757 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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January 03, 2012 Filed Jan 4, 2012 18:36 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000016 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,446

Underlying: Common Stock · 754 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 03, 2011 Filed Oct 4, 2011 17:00 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000154 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

Underlying: Common Stock · 966 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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July 01, 2011 Filed Jul 5, 2011 18:00 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000122 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,726

Underlying: Common Stock · 740 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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April 01, 2011 Filed Apr 4, 2011 18:34 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 773 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000086 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,986

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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January 03, 2011 Filed Jan 4, 2011 15:22 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000016 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,213

Underlying: Common Stock · 805 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 20:49 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000126 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,408

Underlying: Common Stock · 920 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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July 01, 2010 Filed Jul 2, 2010 15:14 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000092 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,488

Underlying: Common Stock · 1,055 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2010 Filed Apr 5, 2010 17:16 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000068 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,433

Underlying: Common Stock · 905 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:38 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000016 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 14:01 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 1,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000118 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,582

Underlying: Common Stock · 1,035 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 19:06 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 1,149 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000092 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,547

Underlying: Common Stock · 1,149 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2009 Filed Apr 2, 2009 22:29 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 1,479 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000074 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,398

Underlying: Common Stock · 1,479 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2009 Filed Jan 5, 2009 20:40 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 1,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000022 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,919

Underlying: Common Stock · 1,224 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.