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UNM

Unum Group

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3369
SEC CIK
0000005513
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447

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Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
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May 202600
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Aug 202600
Sep 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2019 Filed May 28, 2019 22:17 UTC GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000102 · wf-form4_155908186186762.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,247

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 44,854 deferred share rights ("DSRs") and 39,394 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,279.876 DSRs and 986.876 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:15 UTC GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000100 · wf-form4_155908169505660.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,866

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 868 deferred share rights ("DSRs"), 8,814 RSUs, and 29,184 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 1,186.430 DSRs and 3,368.697 RSUs, and the exempt acquisitions of an aggregate of 58.615 DSRs and 114.319 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 23, 2019 Filed May 28, 2019 22:12 UTC GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000098 · wf-form4_155908151233048.xml · nonDerivative · entry 2

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,775

F4 · shares: Represents half of annual chairman retainer for the 2019-2020 Board year, which is paid in the form of RSUs.

F5 · balance_after: Includes 6,205 DSRs, 26,780 RSUs, and 38,791 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:12 UTC GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000098 · wf-form4_155908151233048.xml · nonDerivative · entry 1

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,395

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 6,205 deferred share rights ("DSRs"), 23,400 RSUs, and 38,791 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 1,419.842 DSRs and 5,997.442 RSUs, and the exempt acquisitions of an aggregate of 217.561 DSRs and 605.524 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 23, 2019 Filed May 28, 2019 22:09 UTC
Egan CynthiaDirector
GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000096 · wf-form4_155908138063224.xml · nonDerivative · entry 1

Egan Cynthia · CIK 0001584240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,305

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 11,449 RSUs and 12,856 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 5,879.747 RSUs, and the exempt acquisitions of an aggregate of 217.557 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:03 UTC GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000092 · wf-form4_155908102144106.xml · nonDerivative · entry 1

DeVore Susan D. · CIK 0001587697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,565

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 8,814 RSUs and 750 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 750.309 RSUs, and the exempt acquisitions of an aggregate of 130.282 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 23, 2019 Filed May 28, 2019 21:58 UTC GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000088 · wf-form4_155908072277370.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,963

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 27,947 RSUs and 16 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 660.251 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 21, 2019 Filed May 23, 2019 21:55 UTC
O'Donnell Peter GEVP & CEO, Unum International
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 971 $0.00 Strike: $23.55 $0.00
Disclosure

SEC source: 0000005513-19-000086 · wf-form4_155864849514886.xml · derivative · entry 2

O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 971 shares

Expires 2019-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of common stock acquired upon the exercise of options granted under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.2706 on the date of exercise.

F1 · derivative.underlying_shares: Shares of common stock acquired upon the exercise of options granted under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.2706 on the date of exercise.

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May 21, 2019 Filed May 23, 2019 21:55 UTC
O'Donnell Peter GEVP & CEO, Unum International
Exercise / conversionCommon Stock 971 $23.55 $22,867.05
Disclosure

SEC source: 0000005513-19-000086 · wf-form4_155864849514886.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of common stock acquired upon the exercise of options granted under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.2706 on the date of exercise.

F2 · balance_after: Includes 10,689 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 35,068 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 79.292 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:35 UTC
Bhasin PuneetChief Info & Digital Officer
Tax withholdingCommon Stock 873 $36.03 $31,454.19
Disclosure

SEC source: 0000005513-19-000068 · wf-form4_155242288830277.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · Chief Info & Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,135

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,416.474 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 15,067 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,068 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 08, 2019 Filed Mar 9, 2021 22:52 UTC
O'Donnell Peter GEVP, Unum International
GrantEmployee Stock Option (right to buy) · Derivative 741 $0.00 Strike: $31.61 $0.00
Disclosure

SEC source: 0000005513-21-000072 · wf-form4_161533034243860.xml · derivative · entry 1

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741

Underlying: Common Stock · 741 shares

Expires 2022-11-01

F1 · shares: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2016 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.3015 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise.

F2 · derivative.exercise_date: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due.

F2 · derivative.expiration_date: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due.

F1 · derivative.underlying_shares: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2016 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.3015 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise.

F1 · balance_after: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2016 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.3015 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise.

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March 04, 2019 Filed Mar 6, 2019 23:28 UTC GrantCommon Stock 643 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000067 · wf-form4_155191487774160.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598

F1 · shares: Represents deferred share rights ("DSRs") in lieu of cash for prorated annual retainer pursuant to the election of the reporting person.

F2 · balance_after: Includes 643 DSRs and 955 restricted stock units ("RSUs"). Fractional amounts have been rounded to the nearest whole number. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:42 UTC
Waxenberg Daniel JasonSVP, Chief Accounting Officer
GrantCommon Stock 3,069 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000065 · wf-form4_155182932201713.xml · nonDerivative · entry 3

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,546

F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.

F6 · balance_after: Includes 4,566 stock-settled RSUs and 3,980 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:42 UTC
Waxenberg Daniel JasonSVP, Chief Accounting Officer
Tax withholdingCommon Stock 158 $37.67 $5,951.86
Disclosure

SEC source: 0000005513-19-000065 · wf-form4_155182932201713.xml · nonDerivative · entry 2

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,477

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 532.410 stock-settled RSUs.

F4 · balance_after: Includes 1,497 stock-settled RSUs and 3,980 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:42 UTC
Waxenberg Daniel JasonSVP, Chief Accounting Officer
Tax withholdingCommon Stock 119 $37.67 $4,482.73
Disclosure

SEC source: 0000005513-19-000065 · wf-form4_155182932201713.xml · nonDerivative · entry 1

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,635

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 400.742 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 2,029 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:40 UTC
Simonds Michael QEVP, President & CEO, Unum US
GrantCommon Stock 16,107 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000063 · wf-form4_155182919748145.xml · nonDerivative · entry 3

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,177

F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.

F6 · balance_after: Includes 27,577 stock-settled RSUs and 70,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:40 UTC
Simonds Michael QEVP, President & CEO, Unum US
Tax withholdingCommon Stock 1,726 $37.67 $65,018.42
Disclosure

SEC source: 0000005513-19-000063 · wf-form4_155182919748145.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,070

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,891.326 stock-settled RSUs.

F4 · balance_after: Includes 11,470 stock-settled RSUs and 70,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:40 UTC
Simonds Michael QEVP, President & CEO, Unum US
Tax withholdingCommon Stock 1,017 $37.67 $38,310.39
Disclosure

SEC source: 0000005513-19-000063 · wf-form4_155182919748145.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,796

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,462.284 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 15,361 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 68,434 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:37 UTC
O'Donnell Peter GEVP & CEO, Unum International
GrantCommon Stock 5,923 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000061 · wf-form4_155182902009411.xml · nonDerivative · entry 3

O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,707

F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.

F6 · balance_after: Includes 10,610 stock-settled RSUs and 34,097 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:37 UTC
O'Donnell Peter GEVP & CEO, Unum International
Tax withholdingCommon Stock 722 $37.67 $27,197.74
Disclosure

SEC source: 0000005513-19-000061 · wf-form4_155182902009411.xml · nonDerivative · entry 2

O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,784

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,534.535 stock-settled RSUs.

F4 · balance_after: Includes 4,687 stock-settled RSUs and 34,097 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:37 UTC
O'Donnell Peter GEVP & CEO, Unum International
Tax withholdingCommon Stock 717 $37.67 $27,009.39
Disclosure

SEC source: 0000005513-19-000061 · wf-form4_155182902009411.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,506

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,523.448 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 6,221 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 33,285 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:34 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 81,962 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000059 · wf-form4_155182887212975.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,275

F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.

F6 · balance_after: Includes 147,671 stock-settled RSUs and 381,603 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:34 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 8,932 $37.67 $336,468.44
Disclosure

SEC source: 0000005513-19-000059 · wf-form4_155182887212975.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,313

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,698.376 stock-settled RSUs.

F4 · balance_after: Includes 65,709 stock-settled RSUs and 381,603 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:34 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 7,494 $37.67 $282,298.98
Disclosure

SEC source: 0000005513-19-000059 · wf-form4_155182887212975.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,245

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 19,044.136 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 88,408 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 367,837 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:32 UTC
McGarry John FEVP and CFO
GrantCommon Stock 16,724 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000057 · wf-form4_155182872442518.xml · nonDerivative · entry 3

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,669

F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.

F6 · balance_after: Includes 28,376 stock-settled RSUs and 77,294 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:32 UTC
McGarry John FEVP and CFO
Tax withholdingCommon Stock 1,672 $37.67 $62,984.24
Disclosure

SEC source: 0000005513-19-000057 · wf-form4_155182872442518.xml · nonDerivative · entry 2

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,945

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,980.746 stock-settled RSUs.

F4 · balance_after: Includes 11,652 stock-settled RSUs and 77,294 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:32 UTC
McGarry John FEVP and CFO
Tax withholdingCommon Stock 935 $37.67 $35,221.45
Disclosure

SEC source: 0000005513-19-000057 · wf-form4_155182872442518.xml · nonDerivative · entry 1

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,617

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,462.284 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 15,633 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 74,985 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:27 UTC
Farrell Breege AEVP, Chief Investment Officer
GrantCommon Stock 6,716 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000053 · wf-form4_155182842215342.xml · nonDerivative · entry 3

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,729

F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.

F6 · balance_after: Includes 11,947 stock-settled RSUs and 52,782 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:27 UTC
Farrell Breege AEVP, Chief Investment Officer
Tax withholdingCommon Stock 424 $37.67 $15,972.08
Disclosure

SEC source: 0000005513-19-000053 · wf-form4_155182842215342.xml · nonDerivative · entry 2

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,013

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,740.099 stock-settled RSUs.

F4 · balance_after: Includes 5,231 stock-settled RSUs and 52,782 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:27 UTC
Farrell Breege AEVP, Chief Investment Officer
Tax withholdingCommon Stock 402 $37.67 $15,143.34
Disclosure

SEC source: 0000005513-19-000053 · wf-form4_155182842215342.xml · nonDerivative · entry 1

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,437

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,646.913 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 6,971 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 51,466 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:29 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000055 · wf-form4_155182856263856.xml · nonDerivative · entry 3

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,765

F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.

F6 · balance_after: Includes 17,026 stock-settled RSUs and 40,739 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2019 Filed Mar 5, 2019 23:29 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 582 $37.67 $21,923.94
Disclosure

SEC source: 0000005513-19-000055 · wf-form4_155182856263856.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,796

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,387.626 stock-settled RSUs.

F4 · balance_after: Includes 7,057 stock-settled RSUs and 40,739 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2019 Filed Mar 5, 2019 23:29 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 522 $37.67 $19,663.74
Disclosure

SEC source: 0000005513-19-000055 · wf-form4_155182856263856.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,378

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,142.871 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 9,445 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 38,934 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2019 Filed Mar 5, 2019 23:24 UTC
Bhasin PuneetChief Info & Digital Officer
GrantCommon Stock 8,128 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000051 · wf-form4_155182827217584.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · Chief Info & Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,008

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2020.

F2 · balance_after: Includes 18,483 stock-settled RSUs and 524 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 524.409 shares of common stock under the issuer's employee stock purchase plan and 280.286 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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March 01, 2019 Filed Mar 5, 2019 23:21 UTC
Arnold Timothy GeraldEVP, President & CEO, Colonial
GrantCommon Stock 8,711 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000049 · wf-form4_155182808822367.xml · nonDerivative · entry 3

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,205

F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.

F6 · balance_after: Includes 14,824 stock-settled RSUs and 25,382 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2019 Filed Mar 5, 2019 23:21 UTC
Arnold Timothy GeraldEVP, President & CEO, Colonial
Tax withholdingCommon Stock 639 $37.67 $24,071.13
Disclosure

SEC source: 0000005513-19-000049 · wf-form4_155182808822367.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,494

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,201.590 stock-settled RSUs.

F4 · balance_after: Includes 6,113 stock-settled RSUs and 25,382 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2019 Filed Mar 5, 2019 23:21 UTC
Arnold Timothy GeraldEVP, President & CEO, Colonial
Tax withholdingCommon Stock 462 $37.67 $17,403.54
Disclosure

SEC source: 0000005513-19-000049 · wf-form4_155182808822367.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,133

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,592.503 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 8,314 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 23,819 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2019 Filed Mar 5, 2019 23:18 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
GrantCommon Stock 6,371 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000047 · wf-form4_155182789146542.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,371

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and which vest in three equal annual installments beginning on March 1, 2020.

F1 · balance_after: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and which vest in three equal annual installments beginning on March 1, 2020.

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February 25, 2019 Filed Feb 27, 2019 22:33 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000045 · wf-form4_155130677770462.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

F1 · shares: All are restricted stock units ("RSUs") vesting on February 25, 2020. The RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.

F1 · balance_after: All are restricted stock units ("RSUs") vesting on February 25, 2020. The RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.

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February 23, 2019 Filed Feb 26, 2019 23:45 UTC
Farrell Breege AEVP, Chief Investment Officer
Tax withholdingCommon Stock 709 $37.27 $26,424.43
Disclosure

SEC source: 0000005513-19-000029 · wf-form4_155122471433515.xml · nonDerivative · entry 1

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,839

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,909.285 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 8,618 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 50,221 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2019 Filed Feb 27, 2019 00:00 UTC
Waxenberg Daniel JasonSVP, Chief Accounting Officer
Tax withholdingCommon Stock 198 $37.27 $7,379.46
Disclosure

SEC source: 0000005513-19-000041 · wf-form4_155122560073303.xml · nonDerivative · entry 1

Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,754

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 667.023 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 2,430 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,324 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 15.393 shares of common stock under the issuer's employee stock purchase plan and 83.821 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 23, 2019 Filed Feb 26, 2019 23:58 UTC
Simonds Michael QEVP, President & CEO, Unum US
Tax withholdingCommon Stock 1,815 $37.27 $67,645.05
Disclosure

SEC source: 0000005513-19-000039 · wf-form4_155122547813206.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,813

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,181.432 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 18,823 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 65,989 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2019 Filed Feb 26, 2019 23:56 UTC
O'Donnell Peter GEVP & CEO, Unum International
Tax withholdingCommon Stock 1,348 $37.27 $50,239.96
Disclosure

SEC source: 0000005513-19-000037 · wf-form4_155122537370738.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,223

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,866.596 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 7,745 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 32,478 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2019 Filed Feb 26, 2019 23:54 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 13,203 $37.27 $492,075.81
Disclosure

SEC source: 0000005513-19-000035 · wf-form4_155122523573111.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,739

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 33,550.699 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 107,452 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 356,287 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2019 Filed Feb 26, 2019 23:51 UTC
McGarry John FEVP and CFO
Tax withholdingCommon Stock 1,597 $37.27 $59,520.19
Disclosure

SEC source: 0000005513-19-000033 · wf-form4_155122507875358.xml · nonDerivative · entry 1

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,552

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,912.486 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 19,095 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 72,458 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2019 Filed Feb 26, 2019 23:48 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,010 $37.27 $37,642.70
Disclosure

SEC source: 0000005513-19-000031 · wf-form4_155122489054728.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,900

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,147.278 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 11,587 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 37,313 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2019 Filed Feb 26, 2019 23:42 UTC
Arnold Timothy GeraldEVP, President & CEO, Colonial
Tax withholdingCommon Stock 851 $37.27 $31,716.77
Disclosure

SEC source: 0000005513-19-000027 · wf-form4_155122454891644.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,595

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,931.699 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 9,907 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 22,688 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 18, 2019 Filed Feb 20, 2019 23:47 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 37,343 $36.32 $1,356,297.76
Disclosure

SEC source: 0000005513-19-000015 · wf-form4_155070643201502.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,942

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs.

F5 · balance_after: Includes 141,002 stock-settled RSUs and 335,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 18, 2019 Filed Feb 20, 2019 23:47 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 94,926.928 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000015 · wf-form4_155070643201502.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,285

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018.

F2 · balance_after: Includes 141,002 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 373,282 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 3,816.512 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 18, 2019 Filed Feb 20, 2019 23:50 UTC
Simonds Michael QEVP, President & CEO, Unum US
Tax withholdingCommon Stock 5,171 $36.32 $187,810.72
Disclosure

SEC source: 0000005513-19-000019 · wf-form4_155070663008505.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,628

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs.

F5 · balance_after: Includes 25,005 stock-settled RSUs and 61,623 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.