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Cross Susan Lee

Disclosed activity across 4 companies

Tapewire entity
43161
SEC CIK
0001441862

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SiriusPoint LtdSPNT · Entity 554DirectorMay 29, 2026May 29, 2026
Unum GroupUNM · Entity 3369DirectorMay 26, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SiriusPoint Ltd

Report date May 29, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect23,887 Reported balance After 2026-05-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 5,903 · Balance 23,887

F1: Includes restricted shares that vest in full on May 30, 2027, subject to the Reporting Person's continued service as a director of the Company.

F2: Includes Restricted Shares.

Filing footnotes · ownership attribution and instrument terms

F1: Includes restricted shares that vest in full on May 30, 2027, subject to the Reporting Person's continued service as a director of the Company.

F2: Includes Restricted Shares.

Unum Group

Report date May 26, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect66,185 Reported balance After 2026-05-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-26 · Grant · Acquired 2,191 · Balance 66,185

F1: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.

F2: Includes 8,599 deferred share rights ("DSRs"), 13,820 RSUs, and 43,766 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs since the date of the reporting person's prior Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.

F2: Includes 8,599 deferred share rights ("DSRs"), 13,820 RSUs, and 43,766 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs since the date of the reporting person's prior Form 4.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Enstar Group LTD

Report date July 02, 2025 · Filed July 03, 2025

Section 16 reporting ended · disclosed 2025-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-07-02 · Disposition to issuer · Disposed 1,929 · Balance 0

F1: On July 2, 2025, Enstar Group Limited (the "Issuer") consummated the previously announced transaction with Sixth Street Partners, LLC ("Sixth Street"), pursuant to the Agreement and Plan of Merger, dated as of July 29, 2024, by and among Elk Bidco Limited, Enstar Group Limited and the other parties thereto, whereby Sixth Street indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each Ordinary Share of the Issuer was canceled and converted into the right to receive an amount in cash equal to $338, without interest and less any applicable withholding taxes (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: On July 2, 2025, Enstar Group Limited (the "Issuer") consummated the previously announced transaction with Sixth Street Partners, LLC ("Sixth Street"), pursuant to the Agreement and Plan of Merger, dated as of July 29, 2024, by and among Elk Bidco Limited, Enstar Group Limited and the other parties thereto, whereby Sixth Street indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each Ordinary Share of the Issuer was canceled and converted into the right to receive an amount in cash equal to $338, without interest and less any applicable withholding taxes (the "Merger Consideration").

XL GROUP LTD

Report date September 12, 2018 · Filed September 14, 2018

Section 16 reporting ended · disclosed 2018-09-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2018-09-12 transaction · row 1
1 source row

Row 1 · 2018-09-12 · Disposition to issuer · Disposed 39,394 · Balance 0

F1: Disposed of following the completion of the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 5, 2018, by and among AXA SA, Camelot Holdings Ltd. and the Issuer. At the effective time of the Merger, each issued and outstanding common share of XL Group Ltd was automatically cancelled and converted into the right to receive $57.60 in cash (the "Merger Consideration").

F2: Includes all common shares held directly by the Reporting Person immediately prior to the Merger and which were automatically cancelled and converted into the right to receive the Merger Consideration.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.27 · Expires 2020-02-28Direct0 Reported balance After 2018-09-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-09-12 · Disposition to issuer · Disposed 55,494 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.35 · Expires 2021-02-28Direct0 Reported balance After 2018-09-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-09-12 · Disposition to issuer · Disposed 51,283 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.61 · Expires 2022-02-28Direct0 Reported balance After 2018-09-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-09-12 · Disposition to issuer · Disposed 67,205 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.64 · Expires 2023-02-28Direct0 Reported balance After 2018-09-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-09-12 · Disposition to issuer · Disposed 59,953 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.40 · Expires 2024-02-28Direct0 Reported balance After 2018-09-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-09-12 · Disposition to issuer · Disposed 58,140 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.20 · Expires 2025-02-28Direct0 Reported balance After 2018-09-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-09-12 · Disposition to issuer · Disposed 76,104 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.64 · Expires 2026-02-28Direct0 Reported balance After 2018-09-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-09-12 · Disposition to issuer · Disposed 83,473 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.49 · Expires 2027-02-28Direct0 Reported balance After 2018-09-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-09-12 · Disposition to issuer · Disposed 37,092 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.31 · Expires 2028-02-28Direct0 Reported balance After 2018-09-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-09-12 · Disposition to issuer · Disposed 19,343 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-09-12 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2018-09-12 · Disposition to issuer · Disposed 4,116 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one common share.

F5: At the effective time of the Merger, each restricted stock unit granted by XL Group Ltd outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F6: At the time of grant, restricted stock units granted on February 28, 2017 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-09-12 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2018-09-12 · Disposition to issuer · Disposed 4,728 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one common share.

F5: At the effective time of the Merger, each restricted stock unit granted by XL Group Ltd outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F9: At the time of grant, restricted stock units granted on February 28, 2018 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021).

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-09-12 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2018-09-12 · Disposition to issuer · Disposed 125.93 · Balance 0

F7: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F8: At the effective time of the Merger, each dividend equivalent right accrued and outstanding prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-09-12 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-09-12 · Disposition to issuer · Disposed 37.45 · Balance 0

F7: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F8: At the effective time of the Merger, each dividend equivalent right accrued and outstanding prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of following the completion of the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 5, 2018, by and among AXA SA, Camelot Holdings Ltd. and the Issuer. At the effective time of the Merger, each issued and outstanding common share of XL Group Ltd was automatically cancelled and converted into the right to receive $57.60 in cash (the "Merger Consideration").

F2: Includes all common shares held directly by the Reporting Person immediately prior to the Merger and which were automatically cancelled and converted into the right to receive the Merger Consideration.

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

F4: Each restricted stock unit represents a contingent right to receive one common share.

F5: At the effective time of the Merger, each restricted stock unit granted by XL Group Ltd outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F6: At the time of grant, restricted stock units granted on February 28, 2017 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020).

F7: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F8: At the effective time of the Merger, each dividend equivalent right accrued and outstanding prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F9: At the time of grant, restricted stock units granted on February 28, 2018 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2026 Filed May 29, 2026 20:39 UTC SiriusPoint Ltd SPNT · Entity 554 GrantCommon Shares 5,903 $23.29 $137,480.87
Disclosure

SEC source: 0001628280-26-039217 · wk-form4_1780087148.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,887

F1 · shares: Includes restricted shares that vest in full on May 30, 2027, subject to the Reporting Person's continued service as a director of the Company.

F2 · balance_after: Includes Restricted Shares.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:14 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 2,191 $0.00 $0.00
Disclosure

SEC source: 0001441862-26-000003 · wk-form4_1780002895.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,185

F1 · shares: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.

F2 · balance_after: Includes 8,599 deferred share rights ("DSRs"), 13,820 RSUs, and 43,766 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs since the date of the reporting person's prior Form 4.

Read SEC document
July 02, 2025 Filed Jul 3, 2025 20:22 UTC Enstar Group LTD ESGR · Entity 77648 Disposition to issuerOrdinary Shares 1,929 $338.00 $652,002.00
Disclosure

SEC source: 0001363829-25-000132 · wk-form4_1751574162.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: On July 2, 2025, Enstar Group Limited (the "Issuer") consummated the previously announced transaction with Sixth Street Partners, LLC ("Sixth Street"), pursuant to the Agreement and Plan of Merger, dated as of July 29, 2024, by and among Elk Bidco Limited, Enstar Group Limited and the other parties thereto, whereby Sixth Street indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each Ordinary Share of the Issuer was canceled and converted into the right to receive an amount in cash equal to $338, without interest and less any applicable withholding taxes (the "Merger Consideration").

Read SEC document
May 27, 2025 Filed May 28, 2025 21:55 UTC SiriusPoint Ltd SPNT · Entity 554 GrantCommon Shares 7,456 $18.44 $137,488.64
Disclosure

SEC source: 0001628280-25-028227 · wk-form4_1748469302.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,984

F1 · shares: Includes restricted shares that vest in full on May 30, 2026, subject to the Reporting Person's continued service as a director of the Company.

F2 · balance_after: Includes Restricted Shares.

Read SEC document
May 22, 2025 Filed May 24, 2025 00:16 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 2,198 $0.00 $0.00
Disclosure

SEC source: 0000005513-25-000093 · wk-form4_1748045779.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,994

F1 · shares: All are restricted stock units ("RSUs") vesting on May 22, 2026.

F2 · balance_after: Includes 8,599 deferred share rights ("DSRs"), 13,827 RSUs, and 41,568 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,178.792 DSRs and 5,813.872 RSUs, and the exempt acquisitions of an aggregate of 55.316 DSRs and 76.957 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
May 24, 2024 Filed May 28, 2024 20:52 UTC SiriusPoint Ltd SPNT · Entity 554 GrantCommon Shares 10,528 $13.06 $137,495.68
Disclosure

SEC source: 0001628280-24-025443 · wk-form4_1716929559.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,528

F1 · shares: Includes restricted shares that vest in full on May 31, 2025, subject to the Reporting Person's continued service as a director of the Company.

Read SEC document
May 23, 2024 Filed May 28, 2024 22:00 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 2,769 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000108 · wk-form4_1716933618.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,663

F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person.

F5 · balance_after: Includes 12,722 DSRs, 17,366 RSUs, and 31,575 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 23, 2024 Filed May 28, 2024 22:00 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000108 · wk-form4_1716933618.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,894

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 9,953 deferred share rights ("DSRs"), 17,366 RSUs, and 31,575 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 12,413.883 DSRs and 17,271.830 RSUs, and the exempt acquisitions of an aggregate of 254.766 DSRs and 354.434 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:51 UTC Enstar Group LTD ESGR · Entity 77648 GrantOrdinary Shares 407.804 $0.00 $0.00
Disclosure

SEC source: 0001363829-24-000079 · wk-form4_1712184683.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,929.804

F1 · kind: Grant of restricted stock pursuant to the Enstar Group Limited Amended and Restated 2016 Equity Incentive Plan. These shares are restricted until the one-year anniversary of grant.

F2 · shares: Fractional shares will be paid in cash upon vesting.

F3 · balance_after: Includes 407.804 restricted ordinary shares scheduled to vest on April 1, 2025.

Read SEC document
May 25, 2023 Filed May 30, 2023 22:48 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 2,633 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000143 · wf-form4_168548691950523.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,943

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 22,113 DSRs, 30,941 RSUs, and 1,889 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 25, 2023 Filed May 30, 2023 22:48 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000143 · wf-form4_168548691950523.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,310

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 19,480 deferred share rights ("DSRs"), 30,941 RSUs, and 1,889 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 764.935 DSRs and 1,044.503 RSUs, and the exempt acquisitions of an aggregate of 517.208 DSRs and 719.135 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:30 UTC Enstar Group LTD ESGR · Entity 77648 GrantOrdinary Shares 430.571 $0.00 $0.00
Disclosure

SEC source: 0001363829-23-000111 · wf-form4_168073020745442.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,522.571

F1 · kind: Grant of restricted stock pursuant to the Enstar Group Limited Amended and Restated 2016 Equity Incentive Plan. These shares are restricted until the one-year anniversary of grant.

F2 · shares: Fractional shares will be paid in cash upon vesting.

F3 · balance_after: Includes 430.571 restricted ordinary shares scheduled to vest on April 3, 2024.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:00 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 3,197 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000108 · wf-form4_165403438839066.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,235

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 19,727 DSRs, 27,428 RSUs, and 80 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:00 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000108 · wf-form4_165403438839066.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,038

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 16,530 deferred share rights ("DSRs"), 27,428 RSUs, and 80 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 689.747 DSRs and 958.856 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:19 UTC Enstar Group LTD ESGR · Entity 77648 GrantOrdinary Shares 381.679 $0.00 $0.00
Disclosure

SEC source: 0001363829-22-000095 · wf-form4_164920074796046.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092.679

F1 · kind: Grant of restricted stock pursuant to the Enstar Group Limited Amended and Restated 2016 Equity Incentive Plan. These shares are restricted until the one-year anniversary of grant.

F2 · shares: Fractional shares will be paid in cash upon vesting.

F3 · balance_after: Includes 381.679 restricted ordinary shares scheduled to vest on April 1, 2023.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:44 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 3,716 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000110 · wf-form4_162258745878156.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,941

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 15,841 DSRs, 22,021 RSUs, and 80 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:44 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000110 · wf-form4_162258745878156.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,225

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 12,125 deferred share rights ("DSRs"), 22,021 RSUs, and 80 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 588.199 DSRs and 817.488 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:13 UTC Enstar Group LTD ESGR · Entity 77648 GrantOrdinary Shares 405.433 $0.00 $0.00
Disclosure

SEC source: 0001363829-21-000071 · wf-form4_161766430035438.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712.106

F1 · kind: Grant of restricted stock pursuant to the Enstar Group Limited 2016 Equity Incentive Plan. These shares are restricted until the one-year anniversary of grant.

F2 · shares: Fractional shares will be paid in cash upon vesting.

F2 · balance_after: Fractional shares will be paid in cash upon vesting.

F3 · balance_after: Comprises 306.673 restricted ordinary shares scheduled to vest on October 1, 2021 and 405.433 restricted ordinary shares scheduled to vest on April 1, 2022.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:29 UTC Enstar Group LTD ESGR · Entity 77648 GrantOrdinary Shares 306.673 $0.00 $0.00
Disclosure

SEC source: 0001363829-20-000205 · wf-form4_160192974525555.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306.673

F1 · kind: Grant of restricted stock pursuant to the Enstar Group Limited 2016 Equity Incentive Plan. These shares are restricted until the one-year anniversary of grant.

F2 · shares: Fractional shares will be paid in cash upon vesting.

F2 · balance_after: Fractional shares will be paid in cash upon vesting.

F3 · balance_after: Consists of 306.673 restricted ordinary shares scheduled to vest on October 1, 2021.

Read SEC document
May 28, 2020 Filed Jun 2, 2020 00:01 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 7,224 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000088 · wf-form4_159105608509524.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,650

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 11,536 DSRs, 16,033 RSUs, and 80 shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
May 28, 2020 Filed Jun 2, 2020 00:01 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000088 · wf-form4_159105608509524.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,426

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 4,312 deferred share rights ("DSRs"), 16,033 RSUs, and 80 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 79.908 RSUs, and the exempt acquisitions of an aggregate of 209.569 DSRs and 293.106 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:02 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 3,455 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000090 · wf-form4_155908090574291.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,873

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 4,103 DSRs and 5,770 RSUs. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:02 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000090 · wf-form4_155908090574291.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,418

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 648 deferred share rights ("DSRs") and 5,770 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 4.805 DSRs and 7.137 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 23:28 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 643 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000067 · wf-form4_155191487774160.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598

F1 · shares: Represents deferred share rights ("DSRs") in lieu of cash for prorated annual retainer pursuant to the election of the reporting person.

F2 · balance_after: Includes 643 DSRs and 955 restricted stock units ("RSUs"). Fractional amounts have been rounded to the nearest whole number. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:33 UTC Unum Group UNM · Entity 3369 GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000045 · wf-form4_155130677770462.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

F1 · shares: All are restricted stock units ("RSUs") vesting on February 25, 2020. The RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.

F1 · balance_after: All are restricted stock units ("RSUs") vesting on February 25, 2020. The RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerDividend Equivalent Rights · Derivative 37.45 $57.60 $2,157.12
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 14

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 37.45 shares

Expires not disclosed

F7 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F8 · shares: At the effective time of the Merger, each dividend equivalent right accrued and outstanding prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F7 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F7 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerRestricted Stock Units · Derivative 4,728 $57.60 $272,332.80
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 13

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,728 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share.

F5 · shares: At the effective time of the Merger, each restricted stock unit granted by XL Group Ltd outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F9 · derivative.exercise_date: At the time of grant, restricted stock units granted on February 28, 2018 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021).

F9 · derivative.expiration_date: At the time of grant, restricted stock units granted on February 28, 2018 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021).

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerDividend Equivalent Rights · Derivative 125.93 $57.60 $7,253.57
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 12

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 125.93 shares

Expires not disclosed

F7 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F8 · shares: At the effective time of the Merger, each dividend equivalent right accrued and outstanding prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F7 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F7 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerRestricted Stock Units · Derivative 4,116 $57.60 $237,081.60
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 11

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,116 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share.

F5 · shares: At the effective time of the Merger, each restricted stock unit granted by XL Group Ltd outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F6 · derivative.exercise_date: At the time of grant, restricted stock units granted on February 28, 2017 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020).

F6 · derivative.expiration_date: At the time of grant, restricted stock units granted on February 28, 2017 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020).

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 19,343 $57.60 Strike: $42.31 $1,114,156.80
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 10

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,343 shares

Expires 2028-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 37,092 $57.60 Strike: $40.49 $2,136,499.20
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 9

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 37,092 shares

Expires 2027-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 83,473 $57.60 Strike: $34.64 $4,808,044.80
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 8

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 83,473 shares

Expires 2026-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 76,104 $57.60 Strike: $36.20 $4,383,590.40
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 7

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 76,104 shares

Expires 2025-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 58,140 $57.60 Strike: $30.40 $3,348,864.00
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 6

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 58,140 shares

Expires 2024-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 59,953 $57.60 Strike: $28.64 $3,453,292.80
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 5

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 59,953 shares

Expires 2023-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 67,205 $57.60 Strike: $20.61 $3,871,008.00
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 4

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 67,205 shares

Expires 2022-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 51,283 $57.60 Strike: $23.35 $2,953,900.80
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 3

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 51,283 shares

Expires 2021-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 55,494 $57.60 Strike: $18.27 $3,196,454.40
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · derivative · entry 2

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 55,494 shares

Expires 2020-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:07 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerCommon Shares 39,394 $57.60 $2,269,094.40
Disclosure

SEC source: 0001209191-18-051050 · doc4.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of following the completion of the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 5, 2018, by and among AXA SA, Camelot Holdings Ltd. and the Issuer. At the effective time of the Merger, each issued and outstanding common share of XL Group Ltd was automatically cancelled and converted into the right to receive $57.60 in cash (the "Merger Consideration").

F2 · shares: Includes all common shares held directly by the Reporting Person immediately prior to the Merger and which were automatically cancelled and converted into the right to receive the Merger Consideration.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:26 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 18.57 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041617 · doc4.xml · derivative · entry 2

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37.45

Underlying: Common Shares · 18.57 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.underlying_shares: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:26 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 16.17 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041617 · doc4.xml · derivative · entry 1

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125.93

Underlying: Common Shares · 16.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.underlying_shares: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:09 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 18.88 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023784 · doc4.xml · derivative · entry 2

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18.88

Underlying: Common Shares · 18.88 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.underlying_shares: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:09 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 16.43 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023784 · doc4.xml · derivative · entry 1

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109.76

Underlying: Common Shares · 16.43 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.underlying_shares: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

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February 28, 2018 Filed Mar 2, 2018 16:10 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionDividend Equivalent Rights · Derivative 46 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-015576 · doc4.xml · derivative · entry 8

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93.33

Underlying: Common Shares · 46 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with vesting of restricted stock units. The rights accrued when and as dividends were paid on XL common stock. Each dividend equivalent right is the economic equivalent of one share of XL common stock.

F5 · price: Settlement of dividend equivalent rights in connection with vesting of restricted stock units. The rights accrued when and as dividends were paid on XL common stock. Each dividend equivalent right is the economic equivalent of one share of XL common stock.

F5 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with vesting of restricted stock units. The rights accrued when and as dividends were paid on XL common stock. Each dividend equivalent right is the economic equivalent of one share of XL common stock.

F5 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with vesting of restricted stock units. The rights accrued when and as dividends were paid on XL common stock. Each dividend equivalent right is the economic equivalent of one share of XL common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:10 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionRestricted Stock Units · Derivative 2,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-015576 · doc4.xml · derivative · entry 7

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,116

Underlying: Common Shares · 2,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one XL common share.

F3 · price: Each restricted stock unit represents a contingent right to receive one XL common share.

F8 · derivative.exercise_date: Restricted stock units granted on February 28, 2017 vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020), provided the reporting person's employment continues through such vesting dates.

F8 · derivative.expiration_date: Restricted stock units granted on February 28, 2017 vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020), provided the reporting person's employment continues through such vesting dates.

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February 28, 2018 Filed Mar 2, 2018 16:10 UTC XL GROUP LTD XL · Entity 163619 GrantRestricted Stock Units · Derivative 4,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015576 · doc4.xml · derivative · entry 6

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,728

Underlying: Common Shares · 4,728 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one XL common share.

F3 · price: Each restricted stock unit represents a contingent right to receive one XL common share.

F7 · derivative.exercise_date: Restricted stock units granted on February 28, 2018 vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021), provided the reporting person's employment continues through such vesting dates.

F7 · derivative.expiration_date: Restricted stock units granted on February 28, 2018 vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021), provided the reporting person's employment continues through such vesting dates.

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February 28, 2018 Filed Mar 2, 2018 16:10 UTC XL GROUP LTD XL · Entity 163619 GrantEmployee Stock Option (Right to buy) · Derivative 19,343 $0.00 Strike: $42.31 $0.00
Disclosure

SEC source: 0001209191-18-015576 · doc4.xml · derivative · entry 5

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,343

Underlying: Common Shares · 19,343 shares

Expires 2028-02-28

F6 · derivative.exercise_date: Exercisable in three equal annual installments commencing on the first anniversary of the grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:10 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionXL Common Shares 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015576 · doc4.xml · nonDerivative · entry 4

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired in relation to the 2017 dividend equivalent unit award vesting.

F5 · price: Settlement of dividend equivalent rights in connection with vesting of restricted stock units. The rights accrued when and as dividends were paid on XL common stock. Each dividend equivalent right is the economic equivalent of one share of XL common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:10 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionXL Common Shares 2,059 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015576 · doc4.xml · nonDerivative · entry 3

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares acquired in relation to the 2017 restricted stock unit award vesting.

F3 · price: Each restricted stock unit represents a contingent right to receive one XL common share.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:10 UTC XL GROUP LTD XL · Entity 163619 Tax withholdingXL Common Shares 399 $42.31 $16,881.69
Disclosure

SEC source: 0001209191-18-015576 · doc4.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Global Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,289

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.