TFIN

SEC source: 0001628280-23-015247 · wf-form4_168314626403283.xml · nonDerivative · entry 2

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,329

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001628280-23-015247 · wf-form4_168314626403283.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,901

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001628280-23-015245 · wf-form4_168314623190072.xml · derivative · entry 5

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,976

Underlying: Common Stock · 2,976 shares

Expires 2033-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001628280-23-015245 · wf-form4_168314623190072.xml · nonDerivative · entry 3

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,974

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards.

F4 · balance_after: Consists of (i) 16,133 shares beneficially owned by reporting person, and (ii) 2,841 shares of restricted stock of the reporting person subject to future vesting requirements.

SEC source: 0001628280-23-015245 · wf-form4_168314623190072.xml · nonDerivative · entry 2

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,624

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001628280-23-015245 · wf-form4_168314623190072.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,013

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001209191-23-011119 · doc4.xml · nonDerivative · entry 2

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,947

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.

F3 · balance_after: Consists of (i) 3,232 shares beneficially owned by reporting person, and (ii) 12,715 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-23-011119 · doc4.xml · nonDerivative · entry 1

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,543

F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001209191-23-011120 · doc4.xml · nonDerivative · entry 2

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,119

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.

F3 · balance_after: Consists of (i) 12,032 shares beneficially owned by reporting person, and (ii) 5,087 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-23-011120 · doc4.xml · nonDerivative · entry 1

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,390

F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001209191-23-011122 · doc4.xml · nonDerivative · entry 2

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,104

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.

F3 · balance_after: Consists of (i) 221,366 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-23-011122 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,802

F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001209191-23-011118 · doc4.xml · nonDerivative · entry 2

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,438

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.

F3 · balance_after: Consists of (i) 23,905 shares beneficially owned by reporting person, and (ii) 2,533 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-23-011118 · doc4.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,802

F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001209191-23-011116 · doc4.xml · nonDerivative · entry 2

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,899

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.

F3 · balance_after: Consists of (i) 16,029 shares beneficially owned by reporting person, and (ii) 3,870 shares of restricted stock of the reporting person subject to future vesting requirements.

SEC source: 0001209191-23-011116 · doc4.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,635

F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001209191-23-011117 · doc4.xml · nonDerivative · entry 2

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,260

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.

F3 · balance_after: Consists of (i) 40,480 shares beneficially owned by reporting person, and (ii) 2,780 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001209191-23-011117 · doc4.xml · nonDerivative · entry 1

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,974

F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001209191-23-006763 · doc4.xml · nonDerivative · entry 1

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,596

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-23-006766 · doc4.xml · nonDerivative · entry 1

Easley Laura · CIK 0001810741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,118

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-23-006772 · doc4.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,276

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-23-006774 · doc4.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,752

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 240,026 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda.

SEC source: 0001209191-23-006768 · doc4.xml · nonDerivative · entry 1

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,632

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-23-006773 · doc4.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,834

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-23-006771 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,360

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 19,226 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty.

SEC source: 0001209191-23-006769 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,581

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 113,740 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,841 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

SEC source: 0001209191-23-006765 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,685

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 15,057 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis.

SEC source: 0001209191-23-006764 · doc4.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,133

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 13,766 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 10,367 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Brittany Barnes.

SEC source: 0001209191-23-005721 · doc4.xml · nonDerivative · entry 1

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradford Living Trust

Disclosed balance after: 1,840

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These 1,840 shares are beneficially owned by reporting person as trustee of the Bradford Living Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.

SEC source: 0001209191-23-005780 · doc4.xml · nonDerivative · entry 2

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,533

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 13,166 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 10,367 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Brittany Barnes.

SEC source: 0001209191-23-005722 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,760

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 18,626 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty.

SEC source: 0001209191-23-005718 · doc4.xml · nonDerivative · entry 1

Easley Laura · CIK 0001810741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Easley Family Trust

Disclosed balance after: 1,895

F1 · ownership.nature: These 1,895 shares are beneficially owned by reporting person as trustee of the Easley Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.

SEC source: 0001209191-23-005720 · doc4.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,810

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 239,084 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda.

SEC source: 0001209191-23-005780 · doc4.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,033

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-23-005719 · doc4.xml · nonDerivative · entry 3

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,982

F2 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · balance_after: Consists of (i) 201,244 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock of the reporting person subject to future vesting requirements.

SEC source: 0001209191-23-005716 · doc4.xml · nonDerivative · entry 3

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · C. Todd Sparks FLP

Disclosed balance after: 4,000

F2 · kind: Shares purchased by the C. Todd Sparks Family Limited Partnership. Reporting person exercises voting and dispositive control of these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-005716 · doc4.xml · nonDerivative · entry 2

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sparco Market Fund

Disclosed balance after: 14,910

F1 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

SEC source: 0001209191-23-005716 · doc4.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,234

SEC source: 0001209191-23-005715 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,981

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 113,140 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,841 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

SEC source: 0001209191-23-005719 · doc4.xml · nonDerivative · entry 2

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,982

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

SEC source: 0001209191-23-005719 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,157

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

SEC source: 0001209191-22-045570 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,107

F1 · balance_after: Consists of (i) 238,369 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock of the reporting person subject to future vesting requirements.

SEC source: 0001209191-22-041058 · doc4.xml · nonDerivative · entry 1

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,996

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-22-041059 · doc4.xml · nonDerivative · entry 1

Easley Laura · CIK 0001810741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,348

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-22-041060 · doc4.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,676

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-22-041057 · doc4.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,810

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 192,084 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 163,726 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan S. Sepulveda.

SEC source: 0001209191-22-041064 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,331

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 113,140 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 13,191 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

SEC source: 0001209191-22-041063 · doc4.xml · nonDerivative · entry 2

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,344

F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001209191-22-041061 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,085

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 14,457 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis.

SEC source: 0001209191-22-041056 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,260

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 18,626 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 14,634 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty.