TFIN

SEC source: 0001628280-23-035410 · wk-form4_1698436886.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,625

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

F2 · balance_after: Consists of (i) 242,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 163,726 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

SEC source: 0001628280-23-032360 · wf-form4_169480806103640.xml · nonDerivative · entry 2

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195,560

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · balance_after: Consists of (i) 181,525 shares beneficially owned by reporting person, and (ii) 14,035 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001628280-23-032361 · wf-form4_169480808153562.xml · nonDerivative · entry 1

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,707

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 7,464 shares beneficially owned by reporting person, and (ii) 4,243 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001628280-23-032360 · wf-form4_169480806103640.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,918

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 204,883 shares beneficially owned by reporting person, and (ii) 14,035 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001628280-23-030507 · wf-form4_169290735550026.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,798

F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

F2 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001628280-23-024462 · wf-form4_168867488406880.xml · nonDerivative · entry 1

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,167

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001628280-23-024455 · wf-form4_168867447383768.xml · nonDerivative · entry 1

Easley Laura · CIK 0001810741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,851

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001628280-23-024453 · wf-form4_168867436917918.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,847

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001628280-23-024464 · wf-form4_168867508164457.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,242

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 248,516 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 163,726 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

SEC source: 0001628280-23-024456 · wf-form4_168867454627353.xml · nonDerivative · entry 1

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,203

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001628280-23-024465 · wf-form4_168867515228074.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,405

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

SEC source: 0001628280-23-024463 · wf-form4_168867494549747.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,931

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 19,797 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty.

SEC source: 0001628280-23-024460 · wf-form4_168867482118746.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,152

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 114,311 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,841 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

SEC source: 0001628280-23-024459 · wf-form4_168867473662081.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,704

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 9,471 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 15,233 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse.

SEC source: 0001628280-23-024457 · wf-form4_168867461334621.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,256

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 15,628 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis.

SEC source: 0001628280-23-021996 · wf-form4_168669233351347.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,398

F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.

SEC source: 0001628280-23-021583 · wf-form4_168626070590621.xml · nonDerivative · entry 2

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,872

F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.

SEC source: 0001628280-23-021583 · wf-form4_168626070590621.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,116

F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.

SEC source: 0001628280-23-020497 · wf-form4_168564993615044.xml · nonDerivative · entry 1

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,500

F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

F2 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by theCommission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separateprice.

SEC source: 0001628280-23-019948 · wf-form4_168513170370367.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

F1 · security: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share.

F2 · price: $17.94 represents the weighted average purchase price per share for the 1,000 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001628280-23-017882 · wf-form4_168392220630315.xml · nonDerivative · entry 3

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Chadash Holdings LLC

Disclosed balance after: 12,750

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

SEC source: 0001628280-23-017882 · wf-form4_168392220630315.xml · nonDerivative · entry 2

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Chadash Holdings LLC

Disclosed balance after: 12,650

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

SEC source: 0001628280-23-017590 · wf-form4_168383704245651.xml · nonDerivative · entry 4

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Chadash Holdings LLC

Disclosed balance after: 9,995

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to theextent of his pecuniary interest.

SEC source: 0001628280-23-017590 · wf-form4_168383704245651.xml · nonDerivative · entry 3

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Chadash Holdings LLC

Disclosed balance after: 6,005

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to theextent of his pecuniary interest.

SEC source: 0001628280-23-017590 · wf-form4_168383704245651.xml · nonDerivative · entry 2

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Chadash Holdings LLC

Disclosed balance after: 5,905

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to theextent of his pecuniary interest.

SEC source: 0001628280-23-017885 · wf-form4_168392228764434.xml · nonDerivative · entry 4

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

SEC source: 0001628280-23-017590 · wf-form4_168383704245651.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Chadash Holdings LLC

Disclosed balance after: 2,269

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to theextent of his pecuniary interest.

SEC source: 0001628280-23-017885 · wf-form4_168392228764434.xml · nonDerivative · entry 3

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,250

F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

SEC source: 0001628280-23-017223 · wf-form4_168374932315323.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,345

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 247,619 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda.

SEC source: 0001628280-23-017885 · wf-form4_168392228764434.xml · nonDerivative · entry 2

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,500

F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

SEC source: 0001628280-23-015249 · wf-form4_168314631961251.xml · derivative · entry 4

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,968

Underlying: Common Stock · 3,968 shares

Expires 2033-05-01

F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001628280-23-015249 · wf-form4_168314631961251.xml · nonDerivative · entry 2

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,008

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards.

F3 · balance_after: Consists of (i) 9,764 shares beneficially owned by reporting person, and (ii) 13,244 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001628280-23-015249 · wf-form4_168314631961251.xml · nonDerivative · entry 1

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,899

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001628280-23-015246 · wf-form4_168314624858206.xml · derivative · entry 4

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,968

Underlying: Common Stock · 3,968 shares

Expires 2033-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001628280-23-015246 · wf-form4_168314624858206.xml · nonDerivative · entry 3

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,704

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards.

F4 · balance_after: Consists of (i) 17,251 shares beneficially owned by reporting person, and (ii) 3,453 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001628280-23-015246 · wf-form4_168314624858206.xml · nonDerivative · entry 2

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,812

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001628280-23-015246 · wf-form4_168314624858206.xml · nonDerivative · entry 1

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,070

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001628280-23-015252 · wf-form4_168314636245035.xml · derivative · entry 5

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,823

Underlying: Common Stock · 15,823 shares

Expires 2033-05-01

F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001628280-23-015252 · wf-form4_168314636245035.xml · nonDerivative · entry 3

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,560

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards.

F4 · balance_after: Consists of (i) 231,525 shares beneficially owned by reporting person, and (ii) 14,035 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001628280-23-015252 · wf-form4_168314636245035.xml · nonDerivative · entry 2

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,414

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001628280-23-015252 · wf-form4_168314636245035.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,884

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001628280-23-015251 · wf-form4_168314633924111.xml · derivative · entry 4

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,976

Underlying: Common Stock · 2,976 shares

Expires 2033-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001628280-23-015251 · wf-form4_168314633924111.xml · nonDerivative · entry 3

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,189

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards.

F4 · balance_after: Consists of (i) 45,089 shares beneficially owned by reporting person, and (ii) 3,100 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001628280-23-015251 · wf-form4_168314633924111.xml · nonDerivative · entry 2

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,932

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

SEC source: 0001628280-23-015251 · wf-form4_168314633924111.xml · nonDerivative · entry 1

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,723

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001628280-23-015248 · wf-form4_168314630149282.xml · derivative · entry 3

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,968

Underlying: Common Stock · 3,968 shares

Expires 2033-05-01

F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001628280-23-015248 · wf-form4_168314630149282.xml · nonDerivative · entry 2

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,221

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards.

F3 · balance_after: Consists of (i) 25,287 shares beneficially owned by reporting person, and (ii) 50,934 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

SEC source: 0001628280-23-015248 · wf-form4_168314630149282.xml · nonDerivative · entry 1

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,635

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

SEC source: 0001628280-23-015247 · wf-form4_168314626403283.xml · derivative · entry 4

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,976

Underlying: Common Stock · 2,976 shares

Expires 2033-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

SEC source: 0001628280-23-015247 · wf-form4_168314626403283.xml · nonDerivative · entry 3

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,050

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards.

F4 · balance_after: Consists of (i) 28,080 shares beneficially owned by reporting person, and (ii) 2,970 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.