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Synchrony Financial

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SEC CIK
0001601712
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1,530

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202600
Feb 202607
Mar 2026011
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 16:17 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,578 $0.00 Strike: $24.55 $0.00
Disclosure

SEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · derivative · entry 9

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,348

Underlying: Common Stock · 9,578 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F4 · shares: The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F4 · derivative.exercise_date: The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 16:17 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,082 $0.00 Strike: $29.33 $0.00
Disclosure

SEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · derivative · entry 8

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,741

Underlying: Common Stock · 3,082 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F3 · shares: The reporting person was awarded 30,823 employee stock options on April 1, 2016, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F3 · derivative.exercise_date: The reporting person was awarded 30,823 employee stock options on April 1, 2016, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 16:17 UTC Exercise / conversionCommon Stock 9,578 $36.73 $351,799.94
Disclosure

SEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 5

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 16:17 UTC Exercise / conversionCommon Stock 9,578 $24.55 $235,139.90
Disclosure

SEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 4

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 16:17 UTC Exercise / conversionCommon Stock 3,082 $36.72 $113,171.04
Disclosure

SEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 3

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 16:17 UTC Exercise / conversionCommon Stock 3,082 $29.33 $90,395.06
Disclosure

SEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 16:17 UTC SaleCommon Stock 10,712 $36.73 $393,451.76
Disclosure

SEC source: 0001601712-18-000104 · wf-form4_151933418963163.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,024

F1 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC GrantDividend Equivalent Unit · Derivative 48 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000093 · wf-form4_151882883624927.xml · derivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:55 UTC GrantDividend Equivalent Unit · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000099 · wf-form4_151882894494810.xml · derivative · entry 1

Richie Laurel · CIK 0001658732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 19:56 UTC
MELITO DAVID PSee remarks
GrantDividend Equivalent Unit · Derivative 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000102 · wf-form4_151882900112110.xml · derivative · entry 1

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175

Underlying: Common Stock · 163 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 111, 3, 13, 17 and 19 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 111, 3, 13, 17 and 19 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 111, 3, 13, 17 and 19 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 111, 3, 13, 17 and 19 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:56 UTC GrantDividend Equivalent Unit · Derivative 449 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000101 · wf-form4_151882898207718.xml · derivative · entry 1

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,267

Underlying: Common Stock · 449 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 318, 12, 30, 42 and 47 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 318, 12, 30, 42 and 47 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 318, 12, 30, 42 and 47 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 318, 12, 30, 42 and 47 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 19:54 UTC
FASOLI DAVIDSee remarks
GrantDividend Equivalent Unit · Derivative 331 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000095 · wf-form4_151882887319847.xml · derivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 221, 11, 25, 35 and 39 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 221, 11, 25, 35 and 39 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 221, 11, 25, 35 and 39 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 221, 11, 25, 35 and 39 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 19:55 UTC GrantDividend Equivalent Unit · Derivative 673 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000097 · wf-form4_151882891036827.xml · derivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,929

Underlying: Common Stock · 673 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 480, 34, 41, 57 and 61 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 480, 34, 41, 57 and 61 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 480, 34, 41, 57 and 61 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 480, 34, 41, 57 and 61 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 19:52 UTC GrantDividend Equivalent Unit · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000086 · wf-form4_151882871118670.xml · derivative · entry 1

Graylin Will W · CIK 0001454167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:56 UTC GrantDividend Equivalent Unit · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000100 · wf-form4_151882896357280.xml · derivative · entry 1

Alves Paget Leonard · CIK 0001315419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:52 UTC GrantDividend Equivalent Unit · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000087 · wf-form4_151882873024108.xml · derivative · entry 1

COVIELLO ARTHUR W JR · CIK 0001206587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 19:53 UTC GrantDividend Equivalent Unit · Derivative 66 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000089 · wf-form4_151882876665918.xml · derivative · entry 1

HARTNACK RICHARD C · CIK 0001191029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Stock · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 4, 3, 4, 4, 4, 4, 4, 7, 7, 10, 9, and 6 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 4, 3, 4, 4, 4, 4, 4, 7, 7, 10, 9, and 6 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 4, 3, 4, 4, 4, 4, 4, 7, 7, 10, 9, and 6 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 4, 3, 4, 4, 4, 4, 4, 7, 7, 10, 9, and 6 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:53 UTC GrantDividend Equivalent Unit · Derivative 48 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000092 · wf-form4_151882881826099.xml · derivative · entry 1

NAYLOR JEFFREY G · CIK 0001191210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 19:55 UTC GrantDividend Equivalent Unit · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000096 · wf-form4_151882889085585.xml · derivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 2, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:55 UTC
Whynott PaulSee remarks
GrantDividend Equivalent Unit · Derivative 127 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000098 · wf-form4_151882892703150.xml · derivative · entry 2

Whynott Paul · CIK 0001704474 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061

Underlying: Common Stock · 127 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents 2, 14, 18, 40, 25 and 28 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · price: Represents 2, 14, 18, 40, 25 and 28 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · derivative.exercise_date: Represents 2, 14, 18, 40, 25 and 28 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · derivative.expiration_date: Represents 2, 14, 18, 40, 25 and 28 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:55 UTC
Whynott PaulSee remarks
SaleCommon Stock 1,750 $36.69 $64,207.50
Disclosure

SEC source: 0001601712-18-000098 · wf-form4_151882892703150.xml · nonDerivative · entry 1

Whynott Paul · CIK 0001704474 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,716

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC
DOUBLES BRIAN DSee remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,805 $36.70 Strike: $24.55 $213,043.50
Disclosure

SEC source: 0001601712-18-000094 · wf-form4_151882885450158.xml · derivative · entry 5

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,610

Underlying: Common Stock · 5,805 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F4 · derivative.exercise_date: The reporting person was awarded 29,024 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC
DOUBLES BRIAN DSee remarks
GrantDividend Equivalent Unit · Derivative 807 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000094 · wf-form4_151882885450158.xml · derivative · entry 4

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common Stock · 807 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents 509, 31, 37, 52 and 178 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · price: Represents 509, 31, 37, 52 and 178 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · derivative.exercise_date: Represents 509, 31, 37, 52 and 178 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · derivative.expiration_date: Represents 509, 31, 37, 52 and 178 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC
DOUBLES BRIAN DSee remarks
Exercise / conversionCommon Stock 5,805 $36.70 $213,043.50
Disclosure

SEC source: 0001601712-18-000094 · wf-form4_151882885450158.xml · nonDerivative · entry 3

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC
DOUBLES BRIAN DSee remarks
Exercise / conversionCommon Stock 5,805 $24.55 $142,512.75
Disclosure

SEC source: 0001601712-18-000094 · wf-form4_151882885450158.xml · nonDerivative · entry 2

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC
DOUBLES BRIAN DSee remarks
SaleCommon Stock 6,569 $36.70 $241,082.30
Disclosure

SEC source: 0001601712-18-000094 · wf-form4_151882885450158.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,612

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:53 UTC
Mehta NeerajSee remarks
GrantDividend Equivalent Unit · Derivative 217 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000091 · wf-form4_151882880167430.xml · derivative · entry 1

Mehta Neeraj · CIK 0001727507 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443

Underlying: Common Stock · 217 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 57, 78 and 82 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 57, 78 and 82 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 57, 78 and 82 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 57, 78 and 82 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:53 UTC
GREIG HENRY FSee remarks
GrantDividend Equivalent Unit · Derivative 581 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000090 · wf-form4_151882878372311.xml · derivative · entry 1

GREIG HENRY F · CIK 0001614721 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,257

Underlying: Common Stock · 581 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 445, 15, 30, 43 and 48 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 30, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · date: Represents 445, 15, 30, 43 and 48 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 30, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 445, 15, 30, 43 and 48 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 30, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 445, 15, 30, 43 and 48 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 30, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 445, 15, 30, 43 and 48 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 30, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:52 UTC
KEANE MARGARET MDirector · See remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,610 $36.70 Strike: $24.55 $426,087.00
Disclosure

SEC source: 0001601712-18-000088 · wf-form4_151882874897155.xml · derivative · entry 5

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,205

Underlying: Common Stock · 11,610 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

F4 · derivative.exercise_date: The reporting person was awarded 79,815 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:52 UTC
KEANE MARGARET MDirector · See remarks
GrantDividend Equivalent Unit · Derivative 1,768 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000088 · wf-form4_151882874897155.xml · derivative · entry 4

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

Underlying: Common Stock · 1,768 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents 891, 85, 115, 220 and 457 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · price: Represents 891, 85, 115, 220 and 457 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · derivative.exercise_date: Represents 891, 85, 115, 220 and 457 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · derivative.expiration_date: Represents 891, 85, 115, 220 and 457 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:52 UTC
KEANE MARGARET MDirector · See remarks
Exercise / conversionCommon Stock 11,610 $36.70 $426,087.00
Disclosure

SEC source: 0001601712-18-000088 · wf-form4_151882874897155.xml · nonDerivative · entry 3

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:52 UTC
KEANE MARGARET MDirector · See remarks
Exercise / conversionCommon Stock 11,610 $24.55 $285,025.50
Disclosure

SEC source: 0001601712-18-000088 · wf-form4_151882874897155.xml · nonDerivative · entry 2

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:52 UTC
KEANE MARGARET MDirector · See remarks
SaleCommon Stock 13,138 $36.70 $482,164.60
Disclosure

SEC source: 0001601712-18-000088 · wf-form4_151882874897155.xml · nonDerivative · entry 1

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,169

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

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February 12, 2018 Filed Feb 14, 2018 23:04 UTC
Whynott PaulSee remarks
GrantDividend Equivalent Unit · Derivative 934 $0.00 $0.00
Disclosure

SEC source: 0001601712-18-000054 · wf-form5_151864938202173.xml · derivative · entry 1

Whynott Paul · CIK 0001704474 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: Common Stock · 934 shares

Expires not disclosed

F1 · security: Represents 157, 120, 127, 261, 172 and 97 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_price: Represents 157, 120, 127, 261, 172 and 97 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · date: Represents 157, 120, 127, 261, 172 and 97 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · shares: Represents 157, 120, 127, 261, 172 and 97 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 157, 120, 127, 261, 172 and 97 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 157, 120, 127, 261, 172 and 97 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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January 10, 2018 Filed Jan 12, 2018 16:01 UTC
MELITO DAVID PSee remarks
SaleEmployee Stock Option (right to buy) · Derivative 1,392 $40.00 Strike: $30.41 $55,680.00
Disclosure

SEC source: 0001601712-18-000020 · wf-form4_151579087758816.xml · derivative · entry 4

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Common Stock · 1,392 shares

Expires 2025-04-01

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017.

F2 · derivative.exercise_date: The reporting person was awarded 6,960 employee stock options on April 1, 2015, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F2 · balance_after: The reporting person was awarded 6,960 employee stock options on April 1, 2015, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 16:01 UTC
MELITO DAVID PSee remarks
Exercise / conversionCommon Stock 1,392 $40.00 $55,680.00
Disclosure

SEC source: 0001601712-18-000020 · wf-form4_151579087758816.xml · nonDerivative · entry 3

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 16:01 UTC
MELITO DAVID PSee remarks
Exercise / conversionCommon Stock 1,392 $30.41 $42,330.72
Disclosure

SEC source: 0001601712-18-000020 · wf-form4_151579087758816.xml · nonDerivative · entry 2

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 16:01 UTC
MELITO DAVID PSee remarks
SaleCommon Stock 2,000 $40.00 $80,000.00
Disclosure

SEC source: 0001601712-18-000020 · wf-form4_151579087758816.xml · nonDerivative · entry 1

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,259

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:36 UTC GrantCommon Stock 875 $38.61 $33,783.75
Disclosure

SEC source: 0001601712-18-000013 · wf-form4_151501540604110.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,613

F1 · shares: Represents restricted stock units that will vest in full on December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:36 UTC GrantCommon Stock 875 $38.61 $33,783.75
Disclosure

SEC source: 0001601712-18-000010 · wf-form4_151501534726210.xml · nonDerivative · entry 1

Richie Laurel · CIK 0001658732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,483

F1 · shares: Represents restricted stock units that will vest in full on December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:35 UTC GrantCommon Stock 875 $38.61 $33,783.75
Disclosure

SEC source: 0001601712-18-000009 · wf-form4_151501532728231.xml · nonDerivative · entry 1

Graylin Will W · CIK 0001454167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,483

F1 · shares: Represents restricted stock units that will vest in full on December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:36 UTC GrantCommon Stock 875 $38.61 $33,783.75
Disclosure

SEC source: 0001601712-18-000012 · wf-form4_151501538891175.xml · nonDerivative · entry 1

Alves Paget Leonard · CIK 0001315419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,483

F1 · shares: Represents restricted stock units that will vest in full on December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:37 UTC GrantCommon Stock 875 $38.61 $33,783.75
Disclosure

SEC source: 0001601712-18-000015 · wf-form4_151501543992375.xml · nonDerivative · entry 1

COVIELLO ARTHUR W JR · CIK 0001206587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,669

F1 · shares: Represents restricted stock units that will vest in full on December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:37 UTC GrantCommon Stock 1,685 $38.61 $65,057.85
Disclosure

SEC source: 0001601712-18-000016 · wf-form4_151501545556419.xml · nonDerivative · entry 1

HARTNACK RICHARD C · CIK 0001191029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,252

F1 · shares: Represents restricted stock units that will vest in full on December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:37 UTC GrantCommon Stock 875 $38.61 $33,783.75
Disclosure

SEC source: 0001601712-18-000014 · wf-form4_151501542278328.xml · nonDerivative · entry 1

NAYLOR JEFFREY G · CIK 0001191210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,613

F1 · shares: Represents restricted stock units that will vest in full on December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:36 UTC GrantCommon Stock 875 $38.61 $33,783.75
Disclosure

SEC source: 0001601712-18-000011 · wf-form4_151501536993073.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,483

F1 · shares: Represents restricted stock units that will vest in full on December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Feb 14, 2018 23:08 UTC GrantDividend Equivalent Unit · Derivative 261 $0.00 $0.00
Disclosure

SEC source: 0001601712-18-000057 · wf-form5_151864965274976.xml · derivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 261 shares

Expires not disclosed

F1 · security: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_price: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · date: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · shares: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Feb 14, 2018 22:24 UTC GrantDividend Equivalent Unit · Derivative 130 $0.00 $0.00
Disclosure

SEC source: 0001601712-18-000049 · wf-form5_151864628170042.xml · derivative · entry 1

Richie Laurel · CIK 0001658732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock · 130 shares

Expires not disclosed

F1 · security: Represents 11, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_price: Represents 11, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · date: Represents 11, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · shares: Represents 11, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 11, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 11, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Feb 14, 2018 17:53 UTC
MELITO DAVID PSee remarks
GrantPhantom Stock Units · Derivative 499 $0.00 $0.00
Disclosure

SEC source: 0001601712-18-000051 · wf-form5_151864872970441.xml · derivative · entry 2

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

Underlying: Common Stock · 499 shares

Expires not disclosed

F2 · derivative.exercise_price: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · shares: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
December 31, 2017 Filed Feb 14, 2018 17:53 UTC
MELITO DAVID PSee remarks
GrantDividend Equivalent Unit · Derivative 1,012 $0.00 $0.00
Disclosure

SEC source: 0001601712-18-000051 · wf-form5_151864872970441.xml · derivative · entry 1

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012

Underlying: Common Stock · 1,012 shares

Expires not disclosed

F1 · security: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_price: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · date: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · shares: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.