Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PATHWARD FINANCIAL, INC.CASH · Entity 4627 | Director | September 04, 2026 | September 08, 2026 |
| Synchrony FinancialSYF · Entity 3184 | See remarks | November 12, 2020 | November 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PATHWARD FINANCIAL, INC.
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,450 |
Reported balance
After 2026-09-04 transaction · row 1
1 source rowRow 1 · 2026-09-04 · Grant · Acquired 400 · Balance 4,450 F1: Award pursuant to the Company's 2023 Omnibus Incentive Plan |
Filing footnotes · ownership attribution and instrument terms
F1: Award pursuant to the Company's 2023 Omnibus Incentive Plan
Synchrony Financial
Report date November 12, 2020 · Filed November 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent UnitSEC Table I · non-derivative | Direct | 130,875 |
Reported balance
After 2020-11-12 transaction · row 1
1 source rowRow 1 · 2020-11-12 · Grant · Acquired 627 · Balance 130,875 F1: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2026 Filed Sep 8, 2026 20:25 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | GrantCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001727507-26-000004 · wk-form4_1788899101.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,450 F1 · shares: Award pursuant to the Company's 2023 Omnibus Incentive Plan Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 21:14 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | GrantCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001727507-26-000002 · wk-form4_1772054050.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,050 F1 · shares: Award pursuant to the Company's 2023 Omnibus Incentive Plan. Read SEC document |
| October 28, 2025 Filed Dec 1, 2025 21:02 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | SaleCommon Stock | 2,500 | $69.34 | $173,350.00 |
DisclosureSEC source: 0001727507-25-000004 · wk-form4_1764622937.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| February 25, 2025 Filed Feb 28, 2025 21:19 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | GrantCommon Stock | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000907471-25-000026 · wk-form4_1740777537.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,900 F1 · shares: Award pursuant to the Company's 2023 Omnibus Incentive Plan. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 21:11 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | GrantCommon Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004919 · form4.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,950 F1 · shares: Award pursuant to the Company's 2023 Omnibus Incentive Plan. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:17 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 627 | $29.11 | $18,251.97 |
DisclosureSEC source: 0001601712-20-000295 · wf-form4_160556144623919.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,875 F1 · shares: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:23 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 732 | $24.70 | $18,080.40 |
DisclosureSEC source: 0001601712-20-000217 · wf-form4_159769581492964.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,248 F1 · shares: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:06 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 1,046 | $17.07 | $17,855.22 |
DisclosureSEC source: 0001601712-20-000154 · wf-form4_158983238120345.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,516 F1 · shares: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:34 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 8,592 | $14.51 | $124,669.92 |
DisclosureSEC source: 0001601712-20-000129 · wf-form4_158585966632354.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,470 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:10 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 4,776 | $29.10 | $138,981.60 |
DisclosureSEC source: 0001601712-20-000095 · wf-form4_158326979293411.xml · nonDerivative · entry 2 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,062 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:10 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 34,021 | $29.10 | $990,011.10 |
DisclosureSEC source: 0001601712-20-000095 · wf-form4_158326979293411.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,838 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:08 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 491 | $33.82 | $16,605.62 |
DisclosureSEC source: 0001601712-20-000079 · wf-form4_158206006992470.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,817 F1 · shares: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:59 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 5,401 | $32.57 | $175,910.57 |
DisclosureSEC source: 0001601712-20-000028 · wf-form4_158050796700141.xml · nonDerivative · entry 2 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,326 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2017-2019 Long-Term Performance Program. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:59 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 16,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-20-000028 · wf-form4_158050796700141.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,727 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2017-2019 Long-Term Performance Program based on pre-established performance goals for the 2017-2019 performance period. Read SEC document |
| December 31, 2019 Filed Feb 14, 2020 21:13 UTC | Synchrony Financial SYF · Entity 3184 | GrantPhantom Stock Units · Derivative | 3,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-20-000040 · wf-form5_158171479331675.xml · derivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,502 Underlying: Common Stock · 3,234 shares Expires not disclosed F1 · derivative.exercise_price: The reported phantom stock units were acquired under the Synchrony Financial Deferred Compensation Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · shares: The reported phantom stock units were acquired under the Synchrony Financial Deferred Compensation Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: The reported phantom stock units were acquired under the Synchrony Financial Deferred Compensation Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: The reported phantom stock units were acquired under the Synchrony Financial Deferred Compensation Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:34 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 450 | $36.73 | $16,528.50 |
DisclosureSEC source: 0001601712-19-000281 · wf-form4_157411285352414.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,858 F1 · shares: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:12 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 501 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-19-000213 · wf-form4_156624911487118.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,410 F1 · shares: Represents dividend equivalent units accrued on August 15, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 15, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:09 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-19-000158 · wf-form4_155838295669718.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,909 F1 · shares: Represents dividend equivalent units accrued on May 16, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 16, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:09 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 9,146 | $32.58 | $297,976.68 |
DisclosureSEC source: 0001601712-19-000115 · wf-form4_155432215244367.xml · nonDerivative · entry 2 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,467 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units and PSUs. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:09 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 1,651 | $32.58 | $53,789.58 |
DisclosureSEC source: 0001601712-19-000115 · wf-form4_155432215244367.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,613 F1 · shares: On January 23, 2019, the Reporting Person earned common stock of Synchrony Financial (the "Company") in connection with the vesting of Performance Share Units ("PSUs") under the 2016-2018 Long-Term Performance Program based on pre-established performance goals for the 2016-2018 performance period. On April 1, 2019, the Reporting Person earned additional shares to reflect updated calculations of such performance metrics. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:44 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 6,896 | $32.83 | $226,395.68 |
DisclosureSEC source: 0001601712-19-000077 · wf-form4_155182224991955.xml · nonDerivative · entry 2 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,962 F2 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:44 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 30,155 | $32.46 | $978,831.30 |
DisclosureSEC source: 0001601712-19-000077 · wf-form4_155182224991955.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,858 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:05 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 420 | $30.83 | $12,948.60 |
DisclosureSEC source: 0001601712-19-000070 · wf-form4_155061393743327.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,703 F1 · shares: Represents 65, 100, 113 and 142 dividend equivalent units accrued on February 14, 2019 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 21:08 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 8,657 | $29.40 | $254,515.80 |
DisclosureSEC source: 0001601712-19-000033 · wf-form4_154845046758124.xml · nonDerivative · entry 2 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,283 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2016-2018 Long-Term Performance Program. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 21:08 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 18,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-19-000033 · wf-form4_154845046758124.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,940 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2016-2018 Long-Term Performance Program based on pre-established performance goals for the 2016-2018 performance period. Read SEC document |
| December 31, 2018 Filed Feb 14, 2019 21:09 UTC | Synchrony Financial SYF · Entity 3184 | GrantPhantom Stock Units · Derivative | 7,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-19-000049 · wf-form5_155017856289781.xml · derivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,268 Underlying: Common Stock · 7,360 shares Expires not disclosed F1 · derivative.exercise_price: The reported phantom stock units were acquired under the Synchrony Financial Deferred Compensation Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · shares: The reported phantom stock units were acquired under the Synchrony Financial Deferred Compensation Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: The reported phantom stock units were acquired under the Synchrony Financial Deferred Compensation Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: The reported phantom stock units were acquired under the Synchrony Financial Deferred Compensation Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:59 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 484 | $26.51 | $12,830.84 |
DisclosureSEC source: 0001601712-18-000286 · wf-form4_154266474255756.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,515 F1 · shares: Represents 74, 116, 130 and 164 dividend equivalent units accrued on November 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:51 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 419 | $30.43 | $12,750.17 |
DisclosureSEC source: 0001601712-18-000231 · wf-form4_153479829817178.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,031 F1 · shares: Represents 64, 100, 113 and 142 dividend equivalent units accrued on August 16, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:08 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-18-000179 · wf-form4_152693330199846.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,612 F1 · shares: Represents 40, 62, 70, and 88 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents 40, 62, 70, and 88 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F2 · balance_after: The total reported in Column 5 has been adjusted to include 1,484 dividend equivalent units that were previously reported on Table II. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 23:53 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 2,299 | $32.69 | $75,154.31 |
DisclosureSEC source: 0001601712-18-000146 · wf-form4_152305876357407.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,867 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 23:39 UTC | Synchrony Financial SYF · Entity 3184 | GrantEmployee Stock Option (right to buy) · Derivative | 38,276 | $0.00 Strike: $33.53 | $0.00 |
DisclosureSEC source: 0001601712-18-000143 · wf-form4_152279873608442.xml · derivative · entry 3 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,276 Underlying: Common Stock · 38,276 shares Expires 2028-04-01 F4 · derivative.exercise_date: The reporting person was awarded 38,276 employee stock options on April 1, 2018, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 23:39 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 4,338 | $33.53 | $145,453.14 |
DisclosureSEC source: 0001601712-18-000143 · wf-form4_152279873608442.xml · nonDerivative · entry 2 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,166 F3 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 23:39 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 20,435 | $33.53 | $685,185.55 |
DisclosureSEC source: 0001601712-18-000143 · wf-form4_152279873608442.xml · nonDerivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,504 F1 · shares: Represents restricted stock units that will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. F2 · balance_after: The total reported in Column 5 bas been adjusted downward to reflect that 40 dividend equivalent units were inadvertently previously reported as restricted stock units. Read SEC document |
| February 15, 2018 Filed Feb 17, 2018 00:53 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit · Derivative | 217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-18-000091 · wf-form4_151882880167430.xml · derivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,443 Underlying: Common Stock · 217 shares Expires not disclosed F1 · derivative.exercise_price: Represents 57, 78 and 82 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents 57, 78 and 82 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: Represents 57, 78 and 82 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: Represents 57, 78 and 82 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| December 31, 2017 Filed Feb 14, 2018 22:57 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit · Derivative | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-18-000052 · wf-form5_151864900729160.xml · derivative · entry 1 Mehta Neeraj · CIK 0001727507 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,226 Underlying: Common Stock · 1,226 shares Expires not disclosed F1 · security: Represents 398, 540 and 288 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_price: Represents 398, 540 and 288 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · date: Represents 398, 540 and 288 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · shares: Represents 398, 540 and 288 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: Represents 398, 540 and 288 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: Represents 398, 540 and 288 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.