FASOLI DAVID

SEC source: 0001601712-18-000282 · wf-form4_154266465061420.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,617

F1 · shares: Represents 11, 33, 52, 61 and 81 dividend equivalent units accrued on November 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-18-000248 · wf-form4_153738921799973.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,379

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

SEC source: 0001601712-18-000232 · wf-form4_153479832936629.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,052

F1 · shares: Represents 19, 28, 45, 53, and 70 dividend equivalent units accrued on August 16, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-18-000213 · wf-form4_153315542934230.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,837

F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

SEC source: 0001601712-18-000182 · wf-form4_152693340264720.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,424

F1 · shares: Represents 234, 12, 18, 27, 32 and 54 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 234, 12, 18, 27, 32 and 54 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to include 2,431 dividend equivalent units that were previously reported on Table II.

SEC source: 0001601712-18-000147 · wf-form4_152305880304623.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,626

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

SEC source: 0001601712-18-000142 · wf-form4_152279871884443.xml · derivative · entry 3

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,927

Underlying: Common Stock · 18,927 shares

Expires 2028-04-01

F4 · derivative.exercise_date: The reporting person was awarded 18,927 employee stock options on April 1, 2018, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

SEC source: 0001601712-18-000142 · wf-form4_152279871884443.xml · nonDerivative · entry 2

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,126

F3 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units.

SEC source: 0001601712-18-000142 · wf-form4_152279871884443.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,246

F1 · shares: Represents restricted stock units that will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

F2 · balance_after: The total reported in Column 5 bas been adjusted to correct a Form 4 filed on on September 19, 2016 that inadvertently reported the witholding of 493 shares of common stock for tax purposes as an acquisition instead of a disposition.

SEC source: 0001601712-18-000105 · wf-form4_151933423913808.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,077

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0001601712-18-000095 · wf-form4_151882887319847.xml · derivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 221, 11, 25, 35 and 39 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 221, 11, 25, 35 and 39 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 221, 11, 25, 35 and 39 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 221, 11, 25, 35 and 39 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-18-000061 · wf-form5_151865055314879.xml · derivative · entry 2

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851

Underlying: Common Stock · 288 shares

Expires not disclosed

F2 · derivative.exercise_price: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan in transactions exempt from Section 16(a) and (b) under Rule 16b-3(c) of the Securities Exchange Act of 1934, and are to be settled, in cash, upon the reporting person's retirement or certain involuntary terminations of employment, subject to the terms set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan in transactions exempt from Section 16(a) and (b) under Rule 16b-3(c) of the Securities Exchange Act of 1934, and are to be settled, in cash, upon the reporting person's retirement or certain involuntary terminations of employment, subject to the terms set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · shares: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan in transactions exempt from Section 16(a) and (b) under Rule 16b-3(c) of the Securities Exchange Act of 1934, and are to be settled, in cash, upon the reporting person's retirement or certain involuntary terminations of employment, subject to the terms set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan in transactions exempt from Section 16(a) and (b) under Rule 16b-3(c) of the Securities Exchange Act of 1934, and are to be settled, in cash, upon the reporting person's retirement or certain involuntary terminations of employment, subject to the terms set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan in transactions exempt from Section 16(a) and (b) under Rule 16b-3(c) of the Securities Exchange Act of 1934, and are to be settled, in cash, upon the reporting person's retirement or certain involuntary terminations of employment, subject to the terms set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-18-000061 · wf-form5_151865055314879.xml · derivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,062

Underlying: Common Stock · 2,062 shares

Expires not disclosed

F1 · security: Represents 1,422, 91, 174, 240 and 135 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_price: Represents 1,422, 91, 174, 240 and 135 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · date: Represents 1,422, 91, 174, 240 and 135 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · shares: Represents 1,422, 91, 174, 240 and 135 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 1,422, 91, 174, 240 and 135 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 1,422, 91, 174, 240 and 135 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

SEC source: 0001601712-17-000117 · wf-form4_150585280062975.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,328

F1 · shares: Reflects the number of shares of Synchrony Financial (the "Company") common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units.

SEC source: 0001601712-17-000037 · wf-form4_149133681014473.xml · derivative · entry 3

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,075

Underlying: Common Stock · 19,105 shares

Expires 2027-04-01

F3 · derivative.exercise_date: The option will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

SEC source: 0001601712-17-000037 · wf-form4_149133681014473.xml · nonDerivative · entry 2

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,829

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units.

SEC source: 0001601712-17-000037 · wf-form4_149133681014473.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,414

F1 · shares: Represents restricted stock units that will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

SEC source: 0001601712-16-000150 · wf-form4_147440424473460.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,076

F1 · shares: Reflects the number of shares of Synchrony Financial (the "Company") common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units.