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SYF

Synchrony Financial

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3184
SEC CIK
0001601712
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1,530

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202600
Feb 202607
Mar 2026011
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2018 Filed Aug 20, 2018 20:54 UTC
DOUBLES BRIAN DSee remarks
GrantDividend Equivalent Unit 592 $30.43 $18,014.56
Disclosure

SEC source: 0001601712-18-000236 · wf-form4_153479848448424.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,408

F1 · shares: Represents 53, 43, 67, 285 and 145 dividend equivalent units accrued on August 16, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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August 16, 2018 Filed Aug 20, 2018 20:51 UTC
Mehta NeerajSee remarks
GrantDividend Equivalent Unit 419 $30.43 $12,750.17
Disclosure

SEC source: 0001601712-18-000231 · wf-form4_153479829817178.xml · nonDerivative · entry 1

Mehta Neeraj · CIK 0001727507 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,031

F1 · shares: Represents 64, 100, 113 and 142 dividend equivalent units accrued on August 16, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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July 31, 2018 Filed Aug 1, 2018 16:31 UTC
MELITO DAVID PSee remarks
Tax withholdingCommon Stock 9,616 $28.94 $278,287.04
Disclosure

SEC source: 0001601712-18-000214 · wf-form4_153315545294008.xml · nonDerivative · entry 1

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,657

F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

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July 31, 2018 Filed Aug 1, 2018 20:33 UTC Tax withholdingCommon Stock 35,834 $28.94 $1,037,035.96
Disclosure

SEC source: 0001601712-18-000220 · wf-form4_153315559682349.xml · nonDerivative · entry 1

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,776

F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

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July 31, 2018 Filed Aug 1, 2018 16:30 UTC
FASOLI DAVIDSee remarks
Tax withholdingCommon Stock 26,587 $28.94 $769,427.78
Disclosure

SEC source: 0001601712-18-000213 · wf-form4_153315542934230.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,837

F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 16:32 UTC Tax withholdingCommon Stock 55,132 $28.94 $1,595,520.08
Disclosure

SEC source: 0001601712-18-000217 · wf-form4_153315552220714.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,842

F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 20:33 UTC
Whynott PaulSee remarks
Tax withholdingCommon Stock 277 $28.94 $8,016.38
Disclosure

SEC source: 0001601712-18-000219 · wf-form4_153315557032320.xml · nonDerivative · entry 1

Whynott Paul · CIK 0001704474 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,778

F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 20:32 UTC
KEANE MARGARET MDirector · See remarks
Tax withholdingCommon Stock 102,232 $28.94 $2,958,594.08
Disclosure

SEC source: 0001601712-18-000218 · wf-form4_153315554548197.xml · nonDerivative · entry 1

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,992

F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 20:31 UTC
GREIG HENRY FSee remarks
Tax withholdingCommon Stock 50,821 $28.94 $1,470,759.74
Disclosure

SEC source: 0001601712-18-000216 · wf-form4_153315549953210.xml · nonDerivative · entry 1

GREIG HENRY F · CIK 0001614721 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,852

F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 20:31 UTC
DOUBLES BRIAN DSee remarks
Tax withholdingCommon Stock 58,418 $28.94 $1,690,616.92
Disclosure

SEC source: 0001601712-18-000215 · wf-form4_153315547546214.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,816

F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 13:26 UTC PurchaseCommon Stock 10,000 $29.53 $295,300.00
Disclosure

SEC source: 0001601712-18-000211 · wf-form4_153304358464559.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,997

F1 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 09:28 UTC PurchaseCommon Stock 10,000 $29.51 $295,100.00
Disclosure

SEC source: 0001601712-18-000212 · wf-form4_153304366533176.xml · nonDerivative · entry 1

Graylin Will W · CIK 0001454167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,713

F1 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 13:17 UTC PurchaseCommon Stock 5,000 $29.57 $147,850.00
Disclosure

SEC source: 0001601712-18-000210 · wf-form4_153304300656293.xml · nonDerivative · entry 1

NAYLOR JEFFREY G · CIK 0001191210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,997

Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:27 UTC GrantCommon Stock 1,012 $33.38 $33,780.56
Disclosure

SEC source: 0001601712-18-000199 · wf-form4_153064959786616.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,997

F1 · shares: Represents restricted stock units that will vest in full on June 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:27 UTC GrantCommon Stock 1,012 $33.38 $33,780.56
Disclosure

SEC source: 0001601712-18-000200 · wf-form4_153064963475277.xml · nonDerivative · entry 1

Richie Laurel · CIK 0001658732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,713

F1 · shares: Represents restricted stock units that will vest in full on June 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 16:25 UTC GrantCommon Stock 1,012 $33.38 $33,780.56
Disclosure

SEC source: 0001601712-18-000196 · wf-form4_153064950229192.xml · nonDerivative · entry 1

Graylin Will W · CIK 0001454167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,713

F1 · shares: Represents restricted stock units that will vest in full on June 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:25 UTC GrantCommon Stock 1,012 $33.38 $33,780.56
Disclosure

SEC source: 0001601712-18-000197 · wf-form4_153064953578949.xml · nonDerivative · entry 1

Alves Paget Leonard · CIK 0001315419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,713

F1 · shares: Represents restricted stock units that will vest in full on June 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:24 UTC GrantCommon Stock 1,012 $33.38 $33,780.56
Disclosure

SEC source: 0001601712-18-000194 · wf-form4_153064944108120.xml · nonDerivative · entry 1

COVIELLO ARTHUR W JR · CIK 0001206587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,899

F1 · shares: Represents restricted stock units that will vest in full on June 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 16:27 UTC GrantCommon Stock 1,949 $33.38 $65,057.62
Disclosure

SEC source: 0001601712-18-000201 · wf-form4_153064966110820.xml · nonDerivative · entry 1

HARTNACK RICHARD C · CIK 0001191029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,593

F1 · shares: Represents restricted stock units that will vest in full on June 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:26 UTC GrantCommon Stock 1,012 $33.38 $33,780.56
Disclosure

SEC source: 0001601712-18-000198 · wf-form4_153064956928688.xml · nonDerivative · entry 1

NAYLOR JEFFREY G · CIK 0001191210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,997

F1 · shares: Represents restricted stock units that will vest in full on June 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 16:24 UTC GrantCommon Stock 1,012 $33.38 $33,780.56
Disclosure

SEC source: 0001601712-18-000195 · wf-form4_153064947445376.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,713

F1 · shares: Represents restricted stock units that will vest in full on June 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
May 27, 2018 Filed May 30, 2018 20:04 UTC
Whynott PaulSee remarks
Tax withholdingCommon Stock 3,414 $35.61 $121,572.54
Disclosure

SEC source: 0001601712-18-000189 · wf-form4_152771067165505.xml · nonDerivative · entry 1

Whynott Paul · CIK 0001704474 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,055

F1 · shares: Reflects the number of shares of Synchrony Financial (the "Company") common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
May 22, 2018 Filed May 24, 2018 16:36 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,082 $0.00 Strike: $29.33 $0.00
Disclosure

SEC source: 0001601712-18-000188 · wf-form4_152719417194062.xml · derivative · entry 3

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,659

Underlying: Common Stock · 3,082 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F2 · derivative.exercise_date: The reporting person was awarded 30,823 employee stock options on April 1, 2016, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
May 22, 2018 Filed May 24, 2018 16:36 UTC Exercise / conversionCommon Stock 3,082 $36.00 $110,952.00
Disclosure

SEC source: 0001601712-18-000188 · wf-form4_152719417194062.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

Read SEC document
May 22, 2018 Filed May 24, 2018 16:36 UTC Exercise / conversionCommon Stock 3,082 $29.33 $90,395.06
Disclosure

SEC source: 0001601712-18-000188 · wf-form4_152719417194062.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

Read SEC document
May 21, 2018 Filed May 23, 2018 16:11 UTC
MELITO DAVID PSee remarks
SaleCommon Stock 2,094 $35.60 $74,546.40
Disclosure

SEC source: 0001601712-18-000185 · wf-form4_152710619940323.xml · nonDerivative · entry 1

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,273

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC GrantDividend Equivalent Unit 51 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000178 · wf-form4_152693328546093.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,985

F1 · shares: Represents 4, 4, 4, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 4, 4, 4, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to include 314 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:05 UTC GrantDividend Equivalent Unit 41 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000173 · wf-form4_152693312148636.xml · nonDerivative · entry 1

Richie Laurel · CIK 0001658732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,701

F1 · shares: Represents 2, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 2, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 bas been adjusted to include 170 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:08 UTC
MELITO DAVID PSee remarks
GrantDividend Equivalent Unit 180 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000180 · wf-form4_152693332049023.xml · nonDerivative · entry 1

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,367

F1 · shares: Represents 117, 3, 9, 14, 16 and 20 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 117, 3, 9, 14, 16 and 20 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:04 UTC GrantDividend Equivalent Unit 495 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000169 · wf-form4_152693304864985.xml · nonDerivative · entry 1

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,610

F1 · shares: Represents 337, 13, 21, 33, 40 and 50 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 337, 13, 21, 33, 40 and 50 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to include 3,307 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:07 UTC GrantDividend Equivalent Unit 735 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000177 · wf-form4_152693325933008.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,974

F1 · shares: Represents 509, 36, 30, 45, 51 and 64 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 509, 36, 30, 45, 51 and 64 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:10 UTC
FASOLI DAVIDSee remarks
GrantDividend Equivalent Unit 367 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000182 · wf-form4_152693340264720.xml · nonDerivative · entry 1

FASOLI DAVID · CIK 0001614729 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,424

F1 · shares: Represents 234, 12, 18, 27, 32 and 54 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 234, 12, 18, 27, 32 and 54 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to include 2,431 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:07 UTC GrantDividend Equivalent Unit 41 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000175 · wf-form4_152693315895293.xml · nonDerivative · entry 1

Graylin Will W · CIK 0001454167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,701

F1 · shares: Represents 2, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 2, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 bas been adjusted to include 170 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:05 UTC GrantDividend Equivalent Unit 41 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000174 · wf-form4_152693313953938.xml · nonDerivative · entry 1

Alves Paget Leonard · CIK 0001315419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,701

F1 · shares: Represents 2, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 2, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 bas been adjusted to include 170 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:04 UTC GrantDividend Equivalent Unit 41 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000170 · wf-form4_152693306550519.xml · nonDerivative · entry 1

COVIELLO ARTHUR W JR · CIK 0001206587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,887

F1 · shares: Represents 2, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 2, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 bas been adjusted to include 170 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:04 UTC GrantDividend Equivalent Unit 75 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000168 · wf-form4_152693298634750.xml · nonDerivative · entry 1

HARTNACK RICHARD C · CIK 0001191029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,644

F1 · shares: Represents 4, 4, 4, 4, 5, 4, 8, 8, 10, 9, 7 and 8 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 4, 4, 4, 4, 5, 4, 8, 8, 10, 9, 7 and 8 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 bas been adjusted to include 377 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:04 UTC GrantDividend Equivalent Unit 51 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000171 · wf-form4_152693308323186.xml · nonDerivative · entry 1

NAYLOR JEFFREY G · CIK 0001191210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,985

F1 · shares: Represents 4, 4, 4, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 4, 4, 4, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 bas been adjusted to include 314 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:07 UTC GrantDividend Equivalent Unit 41 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000176 · wf-form4_152693323179890.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,701

F1 · shares: Represents 2, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 2, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 bas been adjusted to include 170 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:13 UTC
GREIG HENRY FSee remarks
GrantDividend Equivalent Unit 641 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000184 · wf-form4_152693352427656.xml · nonDerivative · entry 1

GREIG HENRY F · CIK 0001614721 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,673

F1 · shares: Represents 472, 16, 21, 34, 41 and 56 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 472, 16, 21, 34, 41 and 56 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to include 4,302 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:11 UTC
KEANE MARGARET MDirector · See remarks
GrantDividend Equivalent Unit 2,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000183 · wf-form4_152693341965585.xml · nonDerivative · entry 1

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,224

F1 · shares: Represents 943, 91, 81, 174, 414 and 364 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 943, 91, 81, 174, 414 and 364 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:09 UTC
Whynott PaulSee remarks
GrantDividend Equivalent Unit 157 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000181 · wf-form4_152693333692136.xml · nonDerivative · entry 1

Whynott Paul · CIK 0001704474 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,469

F1 · shares: Represents 3, 15, 13, 43, 20, 23 and 39 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 3, 15, 13, 43, 20, 23 and 39 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC
Mehta NeerajSee remarks
GrantDividend Equivalent Unit 260 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000179 · wf-form4_152693330199846.xml · nonDerivative · entry 1

Mehta Neeraj · CIK 0001727507 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,612

F1 · shares: Represents 40, 62, 70, and 88 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 40, 62, 70, and 88 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to include 1,484 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:05 UTC
DOUBLES BRIAN DSee remarks
GrantDividend Equivalent Unit 906 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000172 · wf-form4_152693310112825.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,234

F1 · shares: Represents 539, 33, 27, 41, 176 and 90 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 539, 33, 27, 41, 176 and 90 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC GrantEmployee Stock Option (right to buy) · Derivative 9,577 $0.00 Strike: $24.55 $0.00
Disclosure

SEC source: 0001601712-18-000160 · wf-form4_152537947354003.xml · derivative · entry 4

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,771

Underlying: Common Stock · 9,577 shares

Expires 2024-09-17

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F4 · derivative.exercise_date: The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC Exercise / conversionCommon Stock 9,577 $32.89 $314,987.53
Disclosure

SEC source: 0001601712-18-000160 · wf-form4_152537947354003.xml · nonDerivative · entry 3

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.78 to $33.06. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC Exercise / conversionCommon Stock 9,577 $24.55 $235,115.35
Disclosure

SEC source: 0001601712-18-000160 · wf-form4_152537947354003.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SaleCommon Stock 8,195 $32.89 $269,533.55
Disclosure

SEC source: 0001601712-18-000160 · wf-form4_152537947354003.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,239

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.78 to $33.06. Information regarding the number of shares sold at each price will be provided upon request.

F3 · balance_after: The total reported in Column 5 bas been adjusted to include 5,025 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:33 UTC
DOUBLES BRIAN DSee remarks
SaleCommon Stock 4,994 $32.87 $164,152.78
Disclosure

SEC source: 0001601712-18-000161 · wf-form4_152537953189322.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,327

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.79 to $32.93. Information regarding the number of shares sold at each price will be provided upon request.

F3 · balance_after: The total reported in Column 5 bas been adjusted to include 5,660 dividend equivalent units that were previously reported on Table II.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
KEANE MARGARET MDirector · See remarks
SaleCommon Stock 20,496 $32.89 $674,113.44
Disclosure

SEC source: 0001601712-18-000159 · wf-form4_152537942116848.xml · nonDerivative · entry 1

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,161

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.74 to $33.02. Information regarding the number of shares sold at each price will be provided upon request.

F3 · balance_after: The total reported in Column 5 bas been adjusted to include 12,360 dividend equivalent units that were previously reported on Table II.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:27 UTC
Whynott PaulSee remarks
SaleCommon Stock 1,750 $33.27 $58,222.50
Disclosure

SEC source: 0001601712-18-000158 · wf-form4_152529282904181.xml · nonDerivative · entry 1

Whynott Paul · CIK 0001704474 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,312

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · balance_after: The total reported in Column 5 bas been adjusted to include 956 dividend equivalent units that were previously reported on Table II.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.