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SYF

Synchrony Financial

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3184
SEC CIK
0001601712
Parsed reports
1,530

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202600
Feb 202607
Mar 2026011
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Apr 2, 2021 20:28 UTC GrantCommon Stock 831 $40.66 $33,788.46
Disclosure

SEC source: 0001601712-21-000162 · wf-form4_161739528009413.xml · nonDerivative · entry 1

Richie Laurel · CIK 0001658732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,792

F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:27 UTC GrantCommon Stock 831 $40.66 $33,788.46
Disclosure

SEC source: 0001601712-21-000160 · wf-form4_161739518006036.xml · nonDerivative · entry 1

Graylin Will W · CIK 0001454167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,692

F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:27 UTC
Parker P.W.Director
GrantCommon Stock 831 $40.66 $33,788.46
Disclosure

SEC source: 0001601712-21-000161 · wf-form4_161739522706672.xml · nonDerivative · entry 1

Parker P.W. · CIK 0001415300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,819

F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:31 UTC GrantCommon Stock 831 $40.66 $33,788.46
Disclosure

SEC source: 0001601712-21-000165 · wf-form4_161739546577922.xml · nonDerivative · entry 1

Alves Paget Leonard · CIK 0001315419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,692

F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:30 UTC GrantCommon Stock 831 $40.66 $33,788.46
Disclosure

SEC source: 0001601712-21-000163 · wf-form4_161739534109635.xml · nonDerivative · entry 1

AGUIRRE FERNANDO · CIK 0001224983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,595

F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:15 UTC GrantCommon Stock 831 $40.66 $33,788.46
Disclosure

SEC source: 0001601712-21-000149 · wf-form4_161739447789128.xml · nonDerivative · entry 1

COVIELLO ARTHUR W JR · CIK 0001206587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,878

F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:30 UTC GrantCommon Stock 1,600 $40.66 $65,056.00
Disclosure

SEC source: 0001601712-21-000164 · wf-form4_161739541492377.xml · nonDerivative · entry 1

HARTNACK RICHARD C · CIK 0001191029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,439

F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:34 UTC GrantCommon Stock 831 $40.66 $33,788.46
Disclosure

SEC source: 0001601712-21-000167 · wf-form4_161739558799674.xml · nonDerivative · entry 1

NAYLOR JEFFREY G · CIK 0001191210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,990

F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:14 UTC
Zane Ellen MDirector
GrantCommon Stock 831 $40.66 $33,788.46
Disclosure

SEC source: 0001601712-21-000148 · wf-form4_161739441670247.xml · nonDerivative · entry 1

Zane Ellen M · CIK 0001369850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,563

F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:34 UTC GrantCommon Stock 831 $40.66 $33,788.46
Disclosure

SEC source: 0001601712-21-000168 · wf-form4_161739565217816.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,692

F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 16:46 UTC
MELITO DAVID PSee remarks
GrantCommon Stock 3,670 $39.83 $146,176.10
Disclosure

SEC source: 0001601712-21-000120 · wf-form4_161480796452606.xml · nonDerivative · entry 3

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,557

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2020.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:44 UTC
Howse CurtisSee remarks
SaleCommon Stock 5,028 $39.83 $200,265.24
Disclosure

SEC source: 0001601712-21-000116 · wf-form4_161480783476833.xml · nonDerivative · entry 6

Howse Curtis · CIK 0001839722 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,694

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:42 UTC
Casellas AlbertoSee remarks
SaleCommon Stock 9,882 $39.83 $393,600.06
Disclosure

SEC source: 0001601712-21-000113 · wf-form4_161480770118120.xml · nonDerivative · entry 6

Casellas Alberto · CIK 0001763554 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,688

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:41 UTC
Whynott PaulSee remarks
SaleCommon Stock 5,852 $39.83 $233,085.16
Disclosure

SEC source: 0001601712-21-000112 · wf-form4_161480766132300.xml · nonDerivative · entry 6

Whynott Paul · CIK 0001704474 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,096

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:46 UTC
MELITO DAVID PSee remarks
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $40.00 $0.00
Disclosure

SEC source: 0001601712-21-000120 · wf-form4_161480796452606.xml · derivative · entry 4

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-03-01

F4 · derivative.exercise_date: The reporting person was awarded 10,000 employee stock options on March 1, 2021, which vest in full on the third anniversary of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:46 UTC
MELITO DAVID PSee remarks
Tax withholdingCommon Stock 1,677 $40.00 $67,080.00
Disclosure

SEC source: 0001601712-21-000120 · wf-form4_161480796452606.xml · nonDerivative · entry 2

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,227

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:46 UTC
MELITO DAVID PSee remarks
GrantCommon Stock 6,088 $40.00 $243,520.00
Disclosure

SEC source: 0001601712-21-000120 · wf-form4_161480796452606.xml · nonDerivative · entry 1

MELITO DAVID P · CIK 0001614726 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,904

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:43 UTC Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001601712-21-000114 · wf-form4_161480774996287.xml · derivative · entry 6

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,435

Underlying: Common Stock · 10,000 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:43 UTC SaleCommon Stock 20,000 $39.80 $796,000.00
Disclosure

SEC source: 0001601712-21-000114 · wf-form4_161480774996287.xml · nonDerivative · entry 5

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,965

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

F4 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $40.06. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:43 UTC SaleCommon Stock 10,000 $39.46 $394,600.00
Disclosure

SEC source: 0001601712-21-000114 · wf-form4_161480774996287.xml · nonDerivative · entry 4

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,965

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:43 UTC Exercise / conversionCommon Stock 10,000 $23.00 $230,000.00
Disclosure

SEC source: 0001601712-21-000114 · wf-form4_161480774996287.xml · nonDerivative · entry 3

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:43 UTC Tax withholdingCommon Stock 6,294 $40.00 $251,760.00
Disclosure

SEC source: 0001601712-21-000114 · wf-form4_161480774996287.xml · nonDerivative · entry 2

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,965

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:43 UTC GrantCommon Stock 19,125 $40.00 $765,000.00
Disclosure

SEC source: 0001601712-21-000114 · wf-form4_161480774996287.xml · nonDerivative · entry 1

MOTHNER JONATHAN S · CIK 0001614725 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,259

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 124,307 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · derivative · entry 6

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 124,307 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC SaleCommon Stock 20,000 $39.80 $796,000.00
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 5

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,704

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC SaleCommon Stock 124,307 $39.80 $4,947,418.60
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 4

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,704

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC Exercise / conversionCommon Stock 124,307 $23.00 $2,859,061.00
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 3

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC Tax withholdingCommon Stock 9,318 $40.00 $372,720.00
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 2

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,704

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:47 UTC GrantCommon Stock 25,875 $40.00 $1,035,000.00
Disclosure

SEC source: 0001601712-21-000121 · wf-form4_161480800888384.xml · nonDerivative · entry 1

QUINDLEN THOMAS M · CIK 0001614727 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,022

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC GrantPhantom Stock Units · Derivative 13,700 $0.00 $0.00
Disclosure

SEC source: 0001601712-21-000119 · wf-form4_161480792228930.xml · derivative · entry 10

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,700

Underlying: Common Stock · 13,700 shares

Expires not disclosed

F6 · derivative.exercise_price: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F6 · derivative.exercise_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

F6 · derivative.expiration_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's separation from service to the Company, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,864 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001601712-21-000119 · wf-form4_161480792228930.xml · derivative · entry 9

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,864 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,935 $0.00 Strike: $24.55 $0.00
Disclosure

SEC source: 0001601712-21-000119 · wf-form4_161480792228930.xml · derivative · entry 8

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,935 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

F5 · derivative.exercise_date: The reporting person was awarded employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC SaleCommon Stock 13,734 $39.46 $541,943.64
Disclosure

SEC source: 0001601712-21-000119 · wf-form4_161480792228930.xml · nonDerivative · entry 7

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,033

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC SaleCommon Stock 40,864 $39.80 $1,626,387.20
Disclosure

SEC source: 0001601712-21-000119 · wf-form4_161480792228930.xml · nonDerivative · entry 6

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,767

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

F4 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.47 to $40.12. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Exercise / conversionCommon Stock 40,864 $23.00 $939,872.00
Disclosure

SEC source: 0001601712-21-000119 · wf-form4_161480792228930.xml · nonDerivative · entry 5

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC SaleCommon Stock 4,935 $39.46 $194,735.10
Disclosure

SEC source: 0001601712-21-000119 · wf-form4_161480792228930.xml · nonDerivative · entry 4

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,767

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Exercise / conversionCommon Stock 4,935 $24.55 $121,154.25
Disclosure

SEC source: 0001601712-21-000119 · wf-form4_161480792228930.xml · nonDerivative · entry 3

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC Tax withholdingCommon Stock 7,597 $40.00 $303,880.00
Disclosure

SEC source: 0001601712-21-000119 · wf-form4_161480792228930.xml · nonDerivative · entry 2

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,767

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC GrantCommon Stock 29,250 $40.00 $1,170,000.00
Disclosure

SEC source: 0001601712-21-000119 · wf-form4_161480792228930.xml · nonDerivative · entry 1

Wenzel Brian J. Sr. · CIK 0001775796 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,364

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:44 UTC
KEANE MARGARET MDirector · See remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 98,218 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001601712-21-000117 · wf-form4_161480786572055.xml · derivative · entry 8

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98,218 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:44 UTC
KEANE MARGARET MDirector · See remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 53,205 $0.00 Strike: $24.55 $0.00
Disclosure

SEC source: 0001601712-21-000117 · wf-form4_161480786572055.xml · derivative · entry 7

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,205 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

F5 · derivative.exercise_date: The reporting person was awarded 79,815 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:44 UTC
KEANE MARGARET MDirector · See remarks
SaleCommon Stock 98,218 $39.87 $3,915,951.66
Disclosure

SEC source: 0001601712-21-000117 · wf-form4_161480786572055.xml · nonDerivative · entry 6

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,225

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

F4 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.45 to $40.09. Information regarding the number of shares sold at each price will be provided upon request.

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March 01, 2021 Filed Mar 3, 2021 21:44 UTC
KEANE MARGARET MDirector · See remarks
SaleCommon Stock 53,205 $39.87 $2,121,283.35
Disclosure

SEC source: 0001601712-21-000117 · wf-form4_161480786572055.xml · nonDerivative · entry 5

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,443

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

F4 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.45 to $40.09. Information regarding the number of shares sold at each price will be provided upon request.

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March 01, 2021 Filed Mar 3, 2021 21:44 UTC
KEANE MARGARET MDirector · See remarks
Exercise / conversionCommon Stock 98,218 $23.00 $2,259,014.00
Disclosure

SEC source: 0001601712-21-000117 · wf-form4_161480786572055.xml · nonDerivative · entry 4

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

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March 01, 2021 Filed Mar 3, 2021 21:44 UTC
KEANE MARGARET MDirector · See remarks
Exercise / conversionCommon Stock 53,205 $24.55 $1,306,182.75
Disclosure

SEC source: 0001601712-21-000117 · wf-form4_161480786572055.xml · nonDerivative · entry 3

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:44 UTC
KEANE MARGARET MDirector · See remarks
Tax withholdingCommon Stock 41,453 $40.00 $1,658,120.00
Disclosure

SEC source: 0001601712-21-000117 · wf-form4_161480786572055.xml · nonDerivative · entry 2

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,225

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

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March 01, 2021 Filed Mar 3, 2021 21:44 UTC
KEANE MARGARET MDirector · See remarks
GrantCommon Stock 101,250 $40.00 $4,050,000.00
Disclosure

SEC source: 0001601712-21-000117 · wf-form4_161480786572055.xml · nonDerivative · entry 1

KEANE MARGARET M · CIK 0001614718 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,678

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

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March 01, 2021 Filed Mar 3, 2021 21:45 UTC
GREIG HENRY FSee remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001601712-21-000118 · wf-form4_161480790160222.xml · derivative · entry 5

GREIG HENRY F · CIK 0001614721 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,609

Underlying: Common Stock · 35,000 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2020.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC
GREIG HENRY FSee remarks
SaleCommon Stock 35,000 $39.46 $1,381,100.00
Disclosure

SEC source: 0001601712-21-000118 · wf-form4_161480790160222.xml · nonDerivative · entry 4

GREIG HENRY F · CIK 0001614721 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,505

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2020.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC
GREIG HENRY FSee remarks
Exercise / conversionCommon Stock 35,000 $23.00 $805,000.00
Disclosure

SEC source: 0001601712-21-000118 · wf-form4_161480790160222.xml · nonDerivative · entry 3

GREIG HENRY F · CIK 0001614721 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.