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STT

STATE STREET CORP

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242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2017 Filed Mar 1, 2017 21:13 UTC
Horgan Kathryn MExecutive Vice President
GrantCommon Stock 5,865 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000314 · wf-form4_148840276378234.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,418

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:12 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 7,636 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000312 · wf-form4_148840272431371.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,523

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:12 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
GrantCommon Stock 53,398 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000313 · wf-form4_148840274137609.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,799

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:11 UTC
Conway Jeff DExecutive Vice President
GrantCommon Stock 7,889 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000311 · wf-form4_148840270529315.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,088

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:11 UTC
CARP JEFFREY NEVP, CLO and Secretary
GrantCommon Stock 21,215 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000310 · wf-form4_148840268108675.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,266

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:10 UTC
Aboaf Eric W.EVP and CFO
GrantCommon Stock 8,850 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000308 · wf-form4_148840263226264.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,675

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:02 UTC
Seck Wai-KwongExecutive Vice President
SaleCommon Stock 10,000 $79.01 $790,100.00
Disclosure

SEC source: 0000093751-17-000290 · wf-form4_148831572276348.xml · nonDerivative · entry 1

Seck Wai-Kwong · CIK 0001628722 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,093

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 through $79.06, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:34 UTC
Conway Jeff DExecutive Vice President
SaleCommon Stock 33,819 $80.59 $2,725,473.21
Disclosure

SEC source: 0000093751-17-000287 · wf-form4_148788563075477.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,199

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.50 through $80.80, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:33 UTC
Newth Sean PSVP, CAO and Controller
SaleCommon Stock 3,719 $80.82 $300,569.58
Disclosure

SEC source: 0000093751-17-000286 · wf-form4_148788561252232.xml · nonDerivative · entry 1

Newth Sean P · CIK 0001623509 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,566

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.79 through $80.84, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:33 UTC
Sullivan George EExecutive Vice President
GiftCommon Stock 313 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000285 · wf-form4_148788559204323.xml · nonDerivative · entry 2

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,710

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:33 UTC
Sullivan George EExecutive Vice President
SaleCommon Stock 12,961 $80.65 $1,045,304.65
Disclosure

SEC source: 0000093751-17-000285 · wf-form4_148788559204323.xml · nonDerivative · entry 1

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,023

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.62 through $80.71, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:33 UTC
Maiuri Louis DExecutive Vice President
SaleCommon Stock 6,000 $80.57 $483,420.00
Disclosure

SEC source: 0000093751-17-000284 · wf-form4_148788557145016.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By a trust

Disclosed balance after: 6,634

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.55 through $80.60, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 21:19 UTC
Newth Sean PSVP, CAO and Controller
SaleCommon Stock 176 $80.59 $14,183.84
Disclosure

SEC source: 0000093751-17-000274 · wf-form4_148736635598617.xml · nonDerivative · entry 2

Newth Sean P · CIK 0001623509 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 21:18 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 4,675 $80.59 $376,758.25
Disclosure

SEC source: 0000093751-17-000272 · wf-form4_148736631383404.xml · nonDerivative · entry 2

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,075

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2015.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:17 UTC
Conway Jeff DExecutive Vice President
Tax withholdingCommon Stock 1,723 $81.91 $141,130.93
Disclosure

SEC source: 0000093751-17-000268 · wf-form4_148736622187388.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,018

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:22 UTC
Sullivan George EExecutive Vice President
Tax withholdingCommon Stock 2,242 $81.91 $183,642.22
Disclosure

SEC source: 0000093751-17-000279 · wf-form4_148736651014239.xml · nonDerivative · entry 1

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,984

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:20 UTC
ROGERS MICHAEL FPresident and COO
Tax withholdingCommon Stock 27,707 $81.91 $2,269,480.37
Disclosure

SEC source: 0000093751-17-000277 · wf-form4_148736642233151.xml · nonDerivative · entry 1

ROGERS MICHAEL F · CIK 0001180345 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,439

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:21 UTC
Shagoury AntoineExecutive Vice President
Tax withholdingCommon Stock 395 $81.91 $32,354.45
Disclosure

SEC source: 0000093751-17-000278 · wf-form4_148736644608013.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,956

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:20 UTC
Quirk Alison A.Executive Vice President
Tax withholdingCommon Stock 9,299 $81.91 $761,681.09
Disclosure

SEC source: 0000093751-17-000276 · wf-form4_148736639806737.xml · nonDerivative · entry 1

Quirk Alison A. · CIK 0001485499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,405

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:19 UTC
Newth Sean PSVP, CAO and Controller
Tax withholdingCommon Stock 1,015 $81.91 $83,138.65
Disclosure

SEC source: 0000093751-17-000274 · wf-form4_148736635598617.xml · nonDerivative · entry 1

Newth Sean P · CIK 0001623509 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,461

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:19 UTC
O HANLEY RONALD PVice Chair; President CEO SSGA
Tax withholdingCommon Stock 3,060 $81.91 $250,644.60
Disclosure

SEC source: 0000093751-17-000275 · wf-form4_148736638085876.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Vice Chair; President CEO SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,496

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:18 UTC
Keenan Karen CEVP and Chief Admin. Officer
Tax withholdingCommon Stock 2,974 $81.91 $243,600.34
Disclosure

SEC source: 0000093751-17-000271 · wf-form4_148736628901029.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,305

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:19 UTC
Maiuri Louis DExecutive Vice President
Tax withholdingCommon Stock 2,911 $81.91 $238,440.01
Disclosure

SEC source: 0000093751-17-000273 · wf-form4_148736633774050.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,784

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:18 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 845 $81.91 $69,213.95
Disclosure

SEC source: 0000093751-17-000270 · wf-form4_148736626846679.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,553

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:18 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
Tax withholdingCommon Stock 15,711 $81.91 $1,286,888.01
Disclosure

SEC source: 0000093751-17-000272 · wf-form4_148736631383404.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,750

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:17 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
Tax withholdingCommon Stock 51,925 $81.91 $4,253,176.75
Disclosure

SEC source: 0000093751-17-000269 · wf-form4_148736623895320.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,401

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:16 UTC
CARP JEFFREY NEVP, CLO and Secretary
Tax withholdingCommon Stock 19,379 $81.91 $1,587,333.89
Disclosure

SEC source: 0000093751-17-000267 · wf-form4_148736619801822.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,051

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:16 UTC
BELL MICHAEL WEVP and CFO
Tax withholdingCommon Stock 13,255 $81.91 $1,085,717.05
Disclosure

SEC source: 0000093751-17-000266 · wf-form4_148736617409590.xml · nonDerivative · entry 1

BELL MICHAEL W · CIK 0001193511 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,343

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
January 20, 2017 Filed Jan 23, 2017 21:09 UTC
Phalen James SVice Chairman
Tax withholdingCommon Stock 1,122 $79.01 $88,649.22
Disclosure

SEC source: 0000093751-17-000015 · wf-form4_148520577636762.xml · nonDerivative · entry 2

Phalen James S · CIK 0001318370 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,696

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
January 20, 2017 Filed Jan 23, 2017 21:09 UTC
Keenan Karen CEVP and Chief Admin. Officer
SaleCommon Stock 1,000 $79.12 $79,120.00
Disclosure

SEC source: 0000093751-17-000014 · wf-form4_148520576097809.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,229

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2016.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:09 UTC
Phalen James SVice Chairman
GrantCommon Stock 27,935 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000015 · wf-form4_148520577636762.xml · nonDerivative · entry 1

Phalen James S · CIK 0001318370 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,818

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:06 UTC
Aboaf Eric W.Executive Vice President
GrantCommon Stock 16,825 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000002 · wf-form4_148356396931521.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,825

Read SEC document
December 07, 2016 Filed Jan 23, 2017 21:10 UTC
ROGERS MICHAEL FPresident and COO
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000093751-17-000016 · wf-form5_148520579175549.xml · nonDerivative · entry 1

ROGERS MICHAEL F · CIK 0001180345 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,055

F1 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:05 UTC
Newth Sean PSVP, CAO and Controller
SaleCommon Stock 54 $77.58 $4,189.32
Disclosure

SEC source: 0000093751-16-000709 · wf-form4_147941672865597.xml · nonDerivative · entry 2

Newth Sean P · CIK 0001623509 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,476

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:06 UTC
Sullivan George EExecutive Vice President
Tax withholdingCommon Stock 3,751 $79.25 $297,266.75
Disclosure

SEC source: 0000093751-16-000711 · wf-form4_147941676312529.xml · nonDerivative · entry 1

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,226

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:05 UTC
Shagoury AntoineExecutive Vice President
Tax withholdingCommon Stock 9,319 $79.25 $738,530.75
Disclosure

SEC source: 0000093751-16-000710 · wf-form4_147941674563877.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,351

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:05 UTC
Newth Sean PSVP, CAO and Controller
Tax withholdingCommon Stock 133 $79.25 $10,540.25
Disclosure

SEC source: 0000093751-16-000709 · wf-form4_147941672865597.xml · nonDerivative · entry 1

Newth Sean P · CIK 0001623509 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,530

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:05 UTC
Maiuri Louis DExecutive Vice President
Tax withholdingCommon Stock 1,230 $79.25 $97,477.50
Disclosure

SEC source: 0000093751-16-000708 · wf-form4_147941671042118.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,695

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:05 UTC
Keenan Karen CEVP and Chief Admin. Officer
Tax withholdingCommon Stock 1,318 $79.25 $104,451.50
Disclosure

SEC source: 0000093751-16-000707 · wf-form4_147941669530299.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,229

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:04 UTC
Conway Jeff DExecutive Vice President
Tax withholdingCommon Stock 2,349 $79.25 $186,158.25
Disclosure

SEC source: 0000093751-16-000706 · wf-form4_147941667815861.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,741

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:06 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 2,926 $77.38 $226,413.88
Disclosure

SEC source: 0000093751-16-000699 · wf-form4_147924397268793.xml · nonDerivative · entry 4

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,417

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:06 UTC
CARP JEFFREY NEVP, CLO and Secretary
Exercise / conversionStock Appreciation Right · Derivative 74,457 $70.59 Strike: $70.59 $5,255,919.63
Disclosure

SEC source: 0000093751-16-000699 · wf-form4_147924397268793.xml · derivative · entry 5

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,457 shares

Expires 2017-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.

F4 · derivative.exercise_date: The stock appreciation right vested in four (4) annual installments commencing February 15, 2008.

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November 11, 2016 Filed Nov 15, 2016 21:06 UTC
CARP JEFFREY NEVP, CLO and Secretary
Tax withholdingCommon Stock 2,600 $76.25 $198,250.00
Disclosure

SEC source: 0000093751-16-000699 · wf-form4_147924397268793.xml · nonDerivative · entry 3

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,343

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded stock appreciation right.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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November 11, 2016 Filed Nov 15, 2016 21:06 UTC
CARP JEFFREY NEVP, CLO and Secretary
Disposition to issuerCommon Stock 68,931 $76.25 $5,255,988.75
Disclosure

SEC source: 0000093751-16-000699 · wf-form4_147924397268793.xml · nonDerivative · entry 2

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,943

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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November 11, 2016 Filed Nov 15, 2016 21:06 UTC
CARP JEFFREY NEVP, CLO and Secretary
Exercise / conversionCommon Stock 74,457 $70.59 $5,255,919.63
Disclosure

SEC source: 0000093751-16-000699 · wf-form4_147924397268793.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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October 20, 2016 Filed Oct 21, 2016 20:04 UTC
Keenan Karen CEVP and Chief Admin. Officer
SaleCommon Stock 1,000 $70.57 $70,570.00
Disclosure

SEC source: 0000093751-16-000690 · wf-form4_147708024546569.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,547

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2016.

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October 03, 2016 Filed Oct 5, 2016 20:05 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 15,000 $69.26 $1,038,900.00
Disclosure

SEC source: 0000093751-16-000673 · wf-form4_147569792243240.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,402

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2012.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.