Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Chief Financial Officer | December 31, 2016 | January 10, 2017 |
| Mobility Global Inc.MBGL · Entity 392 | Director | September 01, 2026 | September 02, 2026 |
| S&P Global Inc.SPGI · Entity 2879 | EVP, Chief Financial Officer | March 01, 2026 | March 03, 2026 |
| STATE STREET CORPSTT · Entity 242 | Vice Chairman and CFO | August 14, 2024 | August 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date December 31, 2016 · Filed January 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,004 |
Reported balance
After 2016-01-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-01-20 · Tax withholding · Disposed 12,463 · Balance 22,004 F1: Reflects disposition of shares to cover tax liability not previously reported on Form 4 F2: Reflects forfeiture of equity-based awards granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan following termination of employement |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition of shares to cover tax liability not previously reported on Form 4
F2: Reflects forfeiture of equity-based awards granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan following termination of employement
Mobility Global Inc.
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,578 |
Last balance in matching sequence
After 2026-09-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-01 · Grant · Acquired 20,172 · Balance 21,483 F1: Represents a special grant of restricted stock units ("RSUs") made to the Reporting Person in connection with the Issuer's Spin-Off (defined in footnote 2) pursuant to the Issuer's 2026 Long Term Incentive Plan (the "2026 Plan"). These RSUs will vest in full on the third anniversary of the date of grant, subject to the terms and conditions of the award agreement. F2: On July 1, 2026, S&P Global Inc. ("S&P Global") completed a pro-rata spinoff distribution ("Spin-Off") of all of its shares of Issuer common stock to the holders of record of S&P Global's common stock on June 15, 2026 (the "Record Date"). The amount of securities herein includes shares of Issuer common stock received by the Reporting Person in connection with the Spin-Off in respect of shares of S&P Global common stock held by the Reporting Person as of the Record Date. Row 2 · 2026-09-01 · Grant · Acquired 11,095 · Balance 32,578 F3: Represents an annual grant of RSUs made to the Reporting Person in respect of his service on the Issuer's board of directors pursuant to the 2026 Plan. These RSUs will vest on July 1, 2027, subject to the terms and conditions of the award agreement. F2: On July 1, 2026, S&P Global Inc. ("S&P Global") completed a pro-rata spinoff distribution ("Spin-Off") of all of its shares of Issuer common stock to the holders of record of S&P Global's common stock on June 15, 2026 (the "Record Date"). The amount of securities herein includes shares of Issuer common stock received by the Reporting Person in connection with the Spin-Off in respect of shares of S&P Global common stock held by the Reporting Person as of the Record Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a special grant of restricted stock units ("RSUs") made to the Reporting Person in connection with the Issuer's Spin-Off (defined in footnote 2) pursuant to the Issuer's 2026 Long Term Incentive Plan (the "2026 Plan"). These RSUs will vest in full on the third anniversary of the date of grant, subject to the terms and conditions of the award agreement.
F2: On July 1, 2026, S&P Global Inc. ("S&P Global") completed a pro-rata spinoff distribution ("Spin-Off") of all of its shares of Issuer common stock to the holders of record of S&P Global's common stock on June 15, 2026 (the "Record Date"). The amount of securities herein includes shares of Issuer common stock received by the Reporting Person in connection with the Spin-Off in respect of shares of S&P Global common stock held by the Reporting Person as of the Record Date.
F3: Represents an annual grant of RSUs made to the Reporting Person in respect of his service on the Issuer's board of directors pursuant to the 2026 Plan. These RSUs will vest on July 1, 2027, subject to the terms and conditions of the award agreement.
S&P Global Inc.
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,311 |
Ending reported balance
After 2026-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-01 · Exercise / conversion · Acquired 1,091 · Balance 1,790 Row 2 · 2026-03-01 · Tax withholding · Disposed 479 · Balance 1,311 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,643 |
Reported balance
After 2026-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-01 · Grant · Acquired 4,643 · Balance 4,643 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2: The reporting person was granted 4,643 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,217 |
Reported balance
After 2026-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-03-01 · Exercise / conversion · Disposed 1,091 · Balance 2,217 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3: As previously reported, the reporting person was granted 3,308 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units vested 33% on 03/01/2026 and will vest 33% on 03/01/2027 and 34% on 03/01/2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,442 |
Reported balance
Holding disclosure · report date 2026-03-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,442 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4: As previously reported, the reporting person was granted 3,644 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2025 and will vest 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The reporting person was granted 4,643 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.
F3: As previously reported, the reporting person was granted 3,308 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units vested 33% on 03/01/2026 and will vest 33% on 03/01/2027 and 34% on 03/01/2028.
F4: As previously reported, the reporting person was granted 3,644 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2025 and will vest 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
STATE STREET CORP
Report date August 14, 2024 · Filed August 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 130,063 |
Reported balance
After 2024-08-14 transaction · row 1
1 source rowRow 1 · 2024-08-14 · Sale · Disposed 7,000 · Balance 130,063 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 2, 2026 20:16 UTC | Mobility Global Inc. MBGL · Entity 392 | GrantCommon Stock | 11,095 | $0.00 | $0.00 |
DisclosureSEC source: 0002090312-26-000027 · wk-form4_1788380205.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,578 F3 · shares: Represents an annual grant of RSUs made to the Reporting Person in respect of his service on the Issuer's board of directors pursuant to the 2026 Plan. These RSUs will vest on July 1, 2027, subject to the terms and conditions of the award agreement. F2 · balance_after: On July 1, 2026, S&P Global Inc. ("S&P Global") completed a pro-rata spinoff distribution ("Spin-Off") of all of its shares of Issuer common stock to the holders of record of S&P Global's common stock on June 15, 2026 (the "Record Date"). The amount of securities herein includes shares of Issuer common stock received by the Reporting Person in connection with the Spin-Off in respect of shares of S&P Global common stock held by the Reporting Person as of the Record Date. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:16 UTC | Mobility Global Inc. MBGL · Entity 392 | GrantCommon Stock | 20,172 | $0.00 | $0.00 |
DisclosureSEC source: 0002090312-26-000027 · wk-form4_1788380205.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,483 F1 · shares: Represents a special grant of restricted stock units ("RSUs") made to the Reporting Person in connection with the Issuer's Spin-Off (defined in footnote 2) pursuant to the Issuer's 2026 Long Term Incentive Plan (the "2026 Plan"). These RSUs will vest in full on the third anniversary of the date of grant, subject to the terms and conditions of the award agreement. F2 · balance_after: On July 1, 2026, S&P Global Inc. ("S&P Global") completed a pro-rata spinoff distribution ("Spin-Off") of all of its shares of Issuer common stock to the holders of record of S&P Global's common stock on June 15, 2026 (the "Record Date"). The amount of securities herein includes shares of Issuer common stock received by the Reporting Person in connection with the Spin-Off in respect of shares of S&P Global common stock held by the Reporting Person as of the Record Date. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:02 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001638861-26-000004 · wk-form4_1772571741.xml · derivative · entry 4 Aboaf Eric W. · CIK 0001638861 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,217 Underlying: Common Stock · 1,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 3,308 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units vested 33% on 03/01/2026 and will vest 33% on 03/01/2027 and 34% on 03/01/2028. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 3,308 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units vested 33% on 03/01/2026 and will vest 33% on 03/01/2027 and 34% on 03/01/2028. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:02 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 4,643 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001638861-26-000004 · wk-form4_1772571741.xml · derivative · entry 3 Aboaf Eric W. · CIK 0001638861 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,643 Underlying: Common Stock · 4,643 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 4,643 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029. F2 · derivative.expiration_date: The reporting person was granted 4,643 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:02 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 479 | $441.88 | $211,660.52 |
DisclosureSEC source: 0001638861-26-000004 · wk-form4_1772571741.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,311 Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:02 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,091 | $441.88 | $482,091.08 |
DisclosureSEC source: 0001638861-26-000004 · wk-form4_1772571741.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001638861-26-000002 · wk-form4_1767646998.xml · derivative · entry 3 Aboaf Eric W. · CIK 0001638861 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,442 Underlying: Common Stock · 1,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,644 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2025 and will vest 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,644 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2025 and will vest 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 503 | $522.59 | $262,862.77 |
DisclosureSEC source: 0001638861-26-000002 · wk-form4_1767646998.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 699 Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,202 | $522.59 | $628,153.18 |
DisclosureSEC source: 0001638861-26-000002 · wk-form4_1767646998.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 21:11 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 3,308 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-25-000079 · wk-form4_1741122690.xml · derivative · entry 2 Aboaf Eric W. · CIK 0001638861 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,308 Underlying: Common Stock · 3,308 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: The reporting person was granted 3,308 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2026, 33% on 03/01/2027 and 34% on 03/01/2028. F3 · derivative.expiration_date: The reporting person was granted 3,308 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2026, 33% on 03/01/2027 and 34% on 03/01/2028. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 21:11 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 3,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-25-000079 · wk-form4_1741122690.xml · derivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,644 Underlying: Common Stock · 3,644 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 3,644 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2025, 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 3,644 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2025, 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 20:06 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 7,000 | $79.09 | $553,630.00 |
DisclosureSEC source: 0000093751-24-000685 · wk-form4_1723838796.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,063 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2024. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:20 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 12,000 | $76.53 | $918,360.00 |
DisclosureSEC source: 0000093751-24-000605 · wk-form4_1715890834.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,063 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:27 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 12,000 | $73.90 | $886,800.00 |
DisclosureSEC source: 0000093751-24-000568 · wk-form4_1709594856.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 149,063 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:59 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 23,471 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-24-000554 · wk-form4_1709071119.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,063 F1 · shares: Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 23:41 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 12,125 | $73.03 | $885,488.75 |
DisclosureSEC source: 0000093751-24-000515 · wk-form4_1708472498.xml · nonDerivative · entry 3 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,592 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 23:41 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 10,978 | $73.03 | $801,723.34 |
DisclosureSEC source: 0000093751-24-000515 · wk-form4_1708472498.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,717 F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 23:41 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 24,721 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-24-000515 · wk-form4_1708472498.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,695 F1 · shares: Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:05 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 1,900 | $65.50 | $124,450.00 |
DisclosureSEC source: 0000093751-23-000701 · wk-form4_1699041889.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,974 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.34 through $65.66, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:05 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 8,100 | $64.81 | $524,961.00 |
DisclosureSEC source: 0000093751-23-000701 · wk-form4_1699041889.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,874 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.34 through $65.33, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:26 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 2,372 | $67.63 | $160,418.36 |
DisclosureSEC source: 0000093751-23-000677 · wk-form4_1692822352.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 145,974 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.49 through $68.01, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:26 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 9,514 | $67.01 | $637,533.14 |
DisclosureSEC source: 0000093751-23-000677 · wk-form4_1692822352.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 148,346 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.49 through $67.48, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 19, 2023 Filed May 23, 2023 20:50 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 3,160 | $69.07 | $218,261.20 |
DisclosureSEC source: 0000093751-23-000620 · wf-form4_168487500348630.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 157,860 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.67 through $69.50, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 19, 2023 Filed May 23, 2023 20:50 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 8,739 | $67.99 | $594,164.61 |
DisclosureSEC source: 0000093751-23-000620 · wf-form4_168487500348630.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,020 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.59 through $68.44, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:25 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 22,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-23-000526 · wf-form4_167761949854037.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,759 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:10 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 10,159 | $94.11 | $956,063.49 |
DisclosureSEC source: 0000093751-23-000501 · wf-form4_167666819445675.xml · nonDerivative · entry 3 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,992 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:10 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 14,945 | $94.11 | $1,406,473.95 |
DisclosureSEC source: 0000093751-23-000501 · wf-form4_167666819445675.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,151 F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:10 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 33,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-23-000501 · wf-form4_167666819445675.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,096 F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:16 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 10,043 | $88.74 | $891,215.82 |
DisclosureSEC source: 0000093751-22-000464 · wf-form4_164617657436740.xml · nonDerivative · entry 3 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,793 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:16 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 20,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-22-000464 · wf-form4_164617657436740.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,836 F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:16 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 21,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-22-000464 · wf-form4_164617657436740.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,136 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:32 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 8,130 | $100.32 | $815,601.60 |
DisclosureSEC source: 0000093751-22-000435 · wf-form4_164513712748843.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,124 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:33 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 15,494 | $72.77 | $1,127,498.38 |
DisclosureSEC source: 0000093751-21-000498 · wf-form4_161472435702886.xml · nonDerivative · entry 3 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,254 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:33 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 31,638 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-21-000498 · wf-form4_161472435702886.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,748 F2 · shares: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:33 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 23,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-21-000498 · wf-form4_161472435702886.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,110 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:36 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 5,153 | $73.50 | $378,745.50 |
DisclosureSEC source: 0000093751-21-000463 · wf-form4_161359773415916.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,549 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:12 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 6,817 | $69.38 | $472,963.46 |
DisclosureSEC source: 0000093751-20-000712 · wf-form4_158318355912999.xml · nonDerivative · entry 3 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,702 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:12 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 14,467 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000712 · wf-form4_158318355912999.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,519 F2 · shares: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:12 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 22,135 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000712 · wf-form4_158318355912999.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,052 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:32 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,696 | $77.85 | $209,883.60 |
DisclosureSEC source: 0000093751-20-000663 · wf-form4_158214792055491.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,917 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:57 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 8,589 | $72.80 | $625,279.20 |
DisclosureSEC source: 0000093751-19-000355 · wf-form4_155174020700496.xml · nonDerivative · entry 3 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,613 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on December 30, 2016 in connection with the commencement of the reporting person's employment. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:57 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 17,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000355 · wf-form4_155174020700496.xml · nonDerivative · entry 2 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,202 F2 · shares: Settlement of a performance award granted on December 30, 2016 in connection with commencement of the reporting person's employment. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:57 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 15,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000355 · wf-form4_155174020700496.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,663 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:19 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 4,665 | $70.66 | $329,628.90 |
DisclosureSEC source: 0000093751-19-000319 · wf-form4_155069756186292.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,364 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:21 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 12,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000326 · wf-form4_151985287291970.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,029 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:04 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 3,780 | $103.96 | $392,968.80 |
DisclosureSEC source: 0000093751-18-000289 · wf-form4_151916425927601.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,895 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:10 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 8,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000308 · wf-form4_148840263226264.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,675 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:06 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 16,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000002 · wf-form4_148356396931521.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,825 Read SEC document |
| January 20, 2016 Filed Jan 10, 2017 22:20 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 12,463 | $22.23 | $277,052.49 |
DisclosureSEC source: 0000759944-17-000002 · wf-form5_148408679918240.xml · nonDerivative · entry 1 Aboaf Eric W. · CIK 0001638861 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,004 F1 · shares: Reflects disposition of shares to cover tax liability not previously reported on Form 4 F2 · balance_after: Reflects forfeiture of equity-based awards granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan following termination of employement Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.