Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STATE STREET CORP
Report date January 19, 2017 · Filed January 23, 2017
Section 16 reporting ended · disclosed 2017-01-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 365,696 |
Last balance in matching sequence
After 2017-01-20 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-01-19 · Grant · Acquired 27,935 · Balance 366,818 F1: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan. F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Row 2 · 2017-01-20 · Tax withholding · Disposed 1,122 · Balance 365,696 F3: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 901 |
Reported balance
Holding disclosure · report date 2017-01-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 901 F4: The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of December 31, 2016. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F4: The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of December 31, 2016. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2017 Filed Jan 23, 2017 21:09 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,122 | $79.01 | $88,649.22 |
DisclosureSEC source: 0000093751-17-000015 · wf-form4_148520577636762.xml · nonDerivative · entry 2 Phalen James S · CIK 0001318370 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,696 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:09 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 27,935 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000015 · wf-form4_148520577636762.xml · nonDerivative · entry 1 Phalen James S · CIK 0001318370 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,818 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan. F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.