Last 12 months
Inside the activity.
5 purchase rows · 21 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 7 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2021 Filed Oct 5, 2021 00:19 UTC |
Randel Johnny DChief Financial Officer · 10% owner · See remarks
|
ConversionClass B Units · Derivative | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000068 · wf-form4_163339313928903.xml · derivative · entry 5 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,259,626 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:19 UTC |
Randel Johnny DChief Financial Officer · 10% owner · See remarks
|
Disposition to issuerClass B Common Stock | 75,000 | $0.00 | $75.00 |
DisclosureSEC source: 0001796022-21-000068 · wf-form4_163339313928903.xml · nonDerivative · entry 2 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,259,626 F1 · kind: On September 30, 2021, the Reporting Person exchanged 75,000 Class B Units of StepStone Group LP (the "Partnership") for 75,000 shares of Class A Common Stock. In connection with the exchange, 75,000 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:19 UTC |
Randel Johnny DChief Financial Officer · 10% owner · See remarks
|
ConversionClass A Common Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000068 · wf-form4_163339313928903.xml · nonDerivative · entry 1 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 30, 2021, the Reporting Person exchanged 75,000 Class B Units of StepStone Group LP (the "Partnership") for 75,000 shares of Class A Common Stock. In connection with the exchange, 75,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| September 29, 2021 Filed Sep 29, 2021 22:09 UTC |
Mitchell Steven RDirector · 10% owner
|
SaleClass A Common Stock | 7,865 | $43.55 | $342,520.75 |
DisclosureSEC source: 0001796022-21-000064 · wf-form4_163295336429552.xml · nonDerivative · entry 3 Mitchell Steven R · CIK 0001610279 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 F4 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.12 to $43.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: Represents shares held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Robert A. Waldo. Each of ARG Private Equity, LLC, Argo Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
| September 29, 2021 Filed Jun 12, 2024 23:53 UTC Amendment |
Mitchell Steven RDirector · 10% owner
|
SaleClass A Common Stock | 7,865 | $43.55 | $342,520.75 |
DisclosureSEC source: 0001796022-24-000056 · wk-form4a_1718236383.xml · nonDerivative · entry 3 Mitchell Steven R · CIK 0001610279 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,500 F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.12 to $43.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 28, 2021 Filed Sep 29, 2021 22:09 UTC |
Mitchell Steven RDirector · 10% owner
|
SaleClass A Common Stock | 17,845 | $43.11 | $769,297.95 |
DisclosureSEC source: 0001796022-21-000064 · wf-form4_163295336429552.xml · nonDerivative · entry 2 Mitchell Steven R · CIK 0001610279 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,365 F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $42.59 to $44.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: Represents shares held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Robert A. Waldo. Each of ARG Private Equity, LLC, Argo Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
| September 28, 2021 Filed Jun 12, 2024 23:53 UTC Amendment |
Mitchell Steven RDirector · 10% owner
|
SaleClass A Common Stock | 17,845 | $43.11 | $769,297.95 |
DisclosureSEC source: 0001796022-24-000056 · wk-form4a_1718236383.xml · nonDerivative · entry 2 Mitchell Steven R · CIK 0001610279 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,365 F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $42.59 to $44.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 22:09 UTC |
Mitchell Steven RDirector · 10% owner
|
SaleClass A Common Stock | 9,290 | $44.70 | $415,263.00 |
DisclosureSEC source: 0001796022-21-000064 · wf-form4_163295336429552.xml · nonDerivative · entry 1 Mitchell Steven R · CIK 0001610279 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,210 F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.84 to $45.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: Represents shares held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Robert A. Waldo. Each of ARG Private Equity, LLC, Argo Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
| September 27, 2021 Filed Jun 12, 2024 23:53 UTC Amendment |
Mitchell Steven RDirector · 10% owner
|
SaleClass A Common Stock | 9,290 | $44.70 | $415,263.00 |
DisclosureSEC source: 0001796022-24-000056 · wk-form4a_1718236383.xml · nonDerivative · entry 1 Mitchell Steven R · CIK 0001610279 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,210 F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.84 to $45.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 19:33 UTC |
Brown Valerie GayDirector
|
GrantClass A Common Stock | 2,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000059 · wf-form4_163278561704400.xml · nonDerivative · entry 1 Brown Valerie Gay · CIK 0001855387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,607 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 23:31 UTC |
Hoffmeister David FDirector
|
GrantClass A Common Stock | 3,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000057 · wf-form4_163278549846152.xml · nonDerivative · entry 1 Hoffmeister David F · CIK 0001305975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,983 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 23:38 UTC |
Raymond Anne LDirector
|
GrantClass A Common Stock | 2,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000061 · wf-form4_163278589836713.xml · nonDerivative · entry 1 Raymond Anne L · CIK 0001822576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,805 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 21:17 UTC |
Brown Valerie GayDirector
|
GrantClass A Common Stock | 1,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000036 · wf-form4_161836304094775.xml · nonDerivative · entry 1 Brown Valerie Gay · CIK 0001855387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,746 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo RobertDirector · 10% owner
|
ConversionClass B Units · Derivative | 1,439,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · derivative · entry 4 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,993,044 Underlying: Class A Common Stock · 1,439,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo RobertDirector · 10% owner
|
SaleClass A Common Stock | 1,439,814 | $28.32 | $40,775,532.48 |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 3 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F5 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo RobertDirector · 10% owner
|
ConversionClass A Common Stock | 1,439,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,564,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo RobertDirector · 10% owner
|
Disposition to issuerClass B Common Stock | 1,439,814 | $0.00 | $1,439.81 |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,993,044 F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:54 UTC |
FRIEDMAN DARREN M.See Remarks
|
ConversionClass B Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000027 · wf-form4_161671283097803.xml · derivative · entry 4 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263,022 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:54 UTC |
FRIEDMAN DARREN M.See Remarks
|
SaleClass A Common Stock | 200,000 | $28.32 | $5,664,000.00 |
DisclosureSEC source: 0001796022-21-000027 · wf-form4_161671283097803.xml · nonDerivative · entry 3 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,600 F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:54 UTC |
FRIEDMAN DARREN M.See Remarks
|
ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000027 · wf-form4_161671283097803.xml · nonDerivative · entry 2 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:54 UTC |
FRIEDMAN DARREN M.See Remarks
|
Disposition to issuerClass B Common Stock | 200,000 | $0.00 | $200.00 |
DisclosureSEC source: 0001796022-21-000027 · wf-form4_161671283097803.xml · nonDerivative · entry 1 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263,022 F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:52 UTC |
Brem Monte MDirector · See remarks · See remarks
|
ConversionClass B Units · Derivative | 3,644,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000025 · wf-form4_161671273853140.xml · derivative · entry 8 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAR HNL, LLC Disclosed balance after: 3,769,569 Underlying: Class A Common Stock · 3,644,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 3,644,110 Class B Units of StepStone Group LP for 3,644,110 shares of Class A Common Stock. In connection with the exchange, 3,644,110 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:52 UTC |
Brem Monte MDirector · See remarks · See remarks
|
SaleClass A Common Stock | 3,644,110 | $28.32 | $103,201,195.20 |
DisclosureSEC source: 0001796022-21-000025 · wf-form4_161671273853140.xml · nonDerivative · entry 5 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAR HNL, LLC Disclosed balance after: 0 F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:52 UTC |
Brem Monte MDirector · See remarks · See remarks
|
ConversionClass A Common Stock | 3,644,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000025 · wf-form4_161671273853140.xml · nonDerivative · entry 4 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAR HNL, LLC Disclosed balance after: 3,644,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 3,644,110 Class B Units of StepStone Group LP for 3,644,110 shares of Class A Common Stock. In connection with the exchange, 3,644,110 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:52 UTC |
Brem Monte MDirector · See remarks · See remarks
|
Disposition to issuerClass B Common Stock | 3,644,110 | $0.00 | $3,644.11 |
DisclosureSEC source: 0001796022-21-000025 · wf-form4_161671273853140.xml · nonDerivative · entry 3 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAR HNL, LLC Disclosed balance after: 3,769,569 F1 · kind: On March 23, 2021, the Reporting Person exchanged 3,644,110 Class B Units of StepStone Group LP for 3,644,110 shares of Class A Common Stock. In connection with the exchange, 3,644,110 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:53 UTC |
Maruszewski MarkDirector · See Remarks
|
ConversionClass B Units · Derivative | 299,629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000026 · wf-form4_161671278973431.xml · derivative · entry 8 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500,000 Underlying: Class A Common Stock · 299,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 299,629 Class B Units of StepStone Group LP for 299,629 shares of Class A Common Stock. In connection with the exchange, 299,629 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:53 UTC |
Maruszewski MarkDirector · See Remarks
|
SaleClass A Common Stock | 299,629 | $28.32 | $8,485,493.28 |
DisclosureSEC source: 0001796022-21-000026 · wf-form4_161671278973431.xml · nonDerivative · entry 5 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,667 F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:53 UTC |
Maruszewski MarkDirector · See Remarks
|
ConversionClass A Common Stock | 299,629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000026 · wf-form4_161671278973431.xml · nonDerivative · entry 4 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 299,629 Class B Units of StepStone Group LP for 299,629 shares of Class A Common Stock. In connection with the exchange, 299,629 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:53 UTC |
Maruszewski MarkDirector · See Remarks
|
Disposition to issuerClass B Common Stock | 299,629 | $0.00 | $299.63 |
DisclosureSEC source: 0001796022-21-000026 · wf-form4_161671278973431.xml · nonDerivative · entry 3 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500,000 F1 · kind: On March 23, 2021, the Reporting Person exchanged 299,629 Class B Units of StepStone Group LP for 299,629 shares of Class A Common Stock. In connection with the exchange, 299,629 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:51 UTC |
Keck ThomasDirector · 10% owner · See Remarks
|
ConversionClass B Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000024 · wf-form4_161671269328253.xml · derivative · entry 6 Keck Thomas · CIK 0001821978 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,197,166 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:51 UTC |
Keck ThomasDirector · 10% owner · See Remarks
|
SaleClass A Common Stock | 200,000 | $28.32 | $5,664,000.00 |
DisclosureSEC source: 0001796022-21-000024 · wf-form4_161671269328253.xml · nonDerivative · entry 3 Keck Thomas · CIK 0001821978 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:51 UTC |
Keck ThomasDirector · 10% owner · See Remarks
|
ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000024 · wf-form4_161671269328253.xml · nonDerivative · entry 2 Keck Thomas · CIK 0001821978 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:51 UTC |
Keck ThomasDirector · 10% owner · See Remarks
|
Disposition to issuerClass B Common Stock | 200,000 | $0.00 | $200.00 |
DisclosureSEC source: 0001796022-21-000024 · wf-form4_161671269328253.xml · nonDerivative · entry 1 Keck Thomas · CIK 0001821978 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,197,166 F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:50 UTC |
Randel Johnny DChief Financial Officer · See remarks
|
ConversionClass B Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000023 · wf-form4_161671264165365.xml · derivative · entry 4 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,626 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:50 UTC |
Randel Johnny DChief Financial Officer · See remarks
|
SaleClass A Common Stock | 200,000 | $28.32 | $5,664,000.00 |
DisclosureSEC source: 0001796022-21-000023 · wf-form4_161671264165365.xml · nonDerivative · entry 3 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,300 F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:50 UTC |
Randel Johnny DChief Financial Officer · See remarks
|
ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000023 · wf-form4_161671264165365.xml · nonDerivative · entry 2 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:50 UTC |
Randel Johnny DChief Financial Officer · See remarks
|
Disposition to issuerClass B Common Stock | 200,000 | $0.00 | $200.00 |
DisclosureSEC source: 0001796022-21-000023 · wf-form4_161671264165365.xml · nonDerivative · entry 1 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,626 F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:50 UTC |
Fernandez Jose ADirector · Co-Chief Operating Officer · 10% owner · See remarks
|
ConversionClass B Units · Derivative | 1,750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · derivative · entry 9 Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,755,328 Underlying: Class A Common Stock · 1,750,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,750,000 Class B Units of StepStone Group LP for 1,750,000 shares of Class A Common Stock. In connection with the exchange, 1,750,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:50 UTC |
Fernandez Jose ADirector · Co-Chief Operating Officer · 10% owner · See remarks
|
SaleClass A Common Stock | 1,750,000 | $28.32 | $49,560,000.00 |
DisclosureSEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · nonDerivative · entry 5 Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:50 UTC |
Fernandez Jose ADirector · Co-Chief Operating Officer · 10% owner · See remarks
|
ConversionClass A Common Stock | 1,750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · nonDerivative · entry 4 Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,750,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,750,000 Class B Units of StepStone Group LP for 1,750,000 shares of Class A Common Stock. In connection with the exchange, 1,750,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:50 UTC |
Fernandez Jose ADirector · Co-Chief Operating Officer · 10% owner · See remarks
|
Disposition to issuerClass B Common Stock | 1,750,000 | $0.00 | $1,750.00 |
DisclosureSEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · nonDerivative · entry 3 Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,755,328 F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,750,000 Class B Units of StepStone Group LP for 1,750,000 shares of Class A Common Stock. In connection with the exchange, 1,750,000 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:49 UTC |
Bradley Thomas AlcottSee remarks
|
ConversionClass B Units · Derivative | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000021 · wf-form4_161671254616484.xml · derivative · entry 8 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,367,044 Underlying: Class A Common Stock · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 300,000 Class B Units of StepStone Group LP for 300,000 shares of Class A Common Stock. In connection with the exchange, 300,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:49 UTC |
Bradley Thomas AlcottSee remarks
|
SaleClass A Common Stock | 300,000 | $28.32 | $8,496,000.00 |
DisclosureSEC source: 0001796022-21-000021 · wf-form4_161671254616484.xml · nonDerivative · entry 5 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,380 F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:49 UTC |
Bradley Thomas AlcottSee remarks
|
ConversionClass A Common Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000021 · wf-form4_161671254616484.xml · nonDerivative · entry 4 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 300,000 Class B Units of StepStone Group LP for 300,000 shares of Class A Common Stock. In connection with the exchange, 300,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:49 UTC |
Bradley Thomas AlcottSee remarks
|
Disposition to issuerClass B Common Stock | 300,000 | $0.00 | $300.00 |
DisclosureSEC source: 0001796022-21-000021 · wf-form4_161671254616484.xml · nonDerivative · entry 3 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,367,044 F1 · kind: On March 23, 2021, the Reporting Person exchanged 300,000 Class B Units of StepStone Group LP for 300,000 shares of Class A Common Stock. In connection with the exchange, 300,000 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:48 UTC |
Jeffrey DavidSee Remarks
|
ConversionClass B Units · Derivative | 425,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000020 · wf-form4_161671249004807.xml · derivative · entry 4 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687,532 Underlying: Class A Common Stock · 425,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 425,000 Class B Units of StepStone Group LP for 425,000 shares of Class A Common Stock. In connection with the exchange, 425,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:48 UTC |
Jeffrey DavidSee Remarks
|
SaleClass A Common Stock | 425,000 | $28.32 | $12,036,000.00 |
DisclosureSEC source: 0001796022-21-000020 · wf-form4_161671249004807.xml · nonDerivative · entry 3 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:48 UTC |
Jeffrey DavidSee Remarks
|
ConversionClass A Common Stock | 425,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000020 · wf-form4_161671249004807.xml · nonDerivative · entry 2 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 425,000 Class B Units of StepStone Group LP for 425,000 shares of Class A Common Stock. In connection with the exchange, 425,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:48 UTC |
Jeffrey DavidSee Remarks
|
Disposition to issuerClass B Common Stock | 425,000 | $0.00 | $425.00 |
DisclosureSEC source: 0001796022-21-000020 · wf-form4_161671249004807.xml · nonDerivative · entry 1 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687,532 F1 · kind: On March 23, 2021, the Reporting Person exchanged 425,000 Class B Units of StepStone Group LP for 425,000 shares of Class A Common Stock. In connection with the exchange, 425,000 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| December 31, 2020 Filed Mar 25, 2021 22:52 UTC |
Brem Monte MDirector · See remarks · See remarks
|
GiftClass B Units · Derivative | 7,413,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000025 · wf-form4_161671273853140.xml · derivative · entry 7 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAR HNL, LLC Disclosed balance after: 7,413,679 Underlying: Class A Common Stock · 7,413,679 shares Expires not disclosed F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.