Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOK FINANCIAL CORPBOKF · Entity 3635 | Director | July 14, 2026 | July 14, 2026 |
| Excelerate Energy, Inc.EE · Entity 3984 | Director | April 18, 2022 | April 20, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOK FINANCIAL CORP
Report date July 14, 2026 · Filed July 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectRobert A. Waldo Revocable Trust | 31,929 |
Reported balance
After 2026-07-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-14 · Grant · Acquired 144 · Balance 31,929 |
Excelerate Energy, Inc.
Report date April 18, 2022 · Filed April 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 20,833 |
Reported balance
After 2022-04-18 transaction · row 1
1 source rowRow 1 · 2022-04-18 · Purchase · Acquired 20,833 · Balance 20,833 F1: Represents the purchase of shares of Class A common stock of the Issuer as part of the Issuer's directed share program in connection with the Issuer's initial public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the purchase of shares of Class A common stock of the Issuer as part of the Issuer's directed share program in connection with the Issuer's initial public offering.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
StepStone Group Inc.
Report date December 02, 2024 · Filed December 04, 2024
Jointly reported with Sanford Energy, Inc., ARG Private Equity, LLC, ARGO Holdings, LLC, KAISER GEORGE B
Section 16 reporting ended · disclosed 2024-12-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 3,330,328 |
Reported balance
After 2024-12-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-12-02 · Disposition to issuer · Disposed 500,000 · Balance 3,330,328 F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. |
| Class B Common StockSEC Table I · non-derivative | Direct | 3,662,708 |
Reported balance
Holding disclosure · report date 2024-12-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,662,708 F2: Robert Waldo beneficially owns 25,000 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. Each of ARG Private Equity, LLC ("ARG PE"), ARGO Holdings, LLC ("ARGO Holdings"), and George B. Kaiser disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3: ARGO Holdings beneficially owns 3,662,708 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARGO Holdings is managed by ARG PE. ARG PE may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. Robert Waldo is a manager and Vice President of ARG PE, and thus may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. George B. Kaiser is the sole member of ARG PE. Mr. Kaiser beneficially owns 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings as the majority owner of ARG PE. F4: Each of ARG PE, Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | Direct | 500,000 |
Reported balance
After 2024-12-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-12-02 · Conversion · Acquired 500,000 · Balance 500,000 F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. |
| Class B UnitsSEC Table II · derivative / convertible security | Direct | 3,330,328 |
Reported balance
After 2024-12-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-12-02 · Conversion · Disposed 500,000 · Balance 3,330,328 F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. |
| Class B UnitsSEC Table II · derivative / convertible security | Direct | 3,662,708 |
Reported balance
Holding disclosure · report date 2024-12-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,662,708 F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2: Robert Waldo beneficially owns 25,000 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. Each of ARG Private Equity, LLC ("ARG PE"), ARGO Holdings, LLC ("ARGO Holdings"), and George B. Kaiser disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3: ARGO Holdings beneficially owns 3,662,708 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARGO Holdings is managed by ARG PE. ARG PE may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. Robert Waldo is a manager and Vice President of ARG PE, and thus may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. George B. Kaiser is the sole member of ARG PE. Mr. Kaiser beneficially owns 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings as the majority owner of ARG PE. F4: Each of ARG PE, Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: Robert Waldo beneficially owns 25,000 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. Each of ARG Private Equity, LLC ("ARG PE"), ARGO Holdings, LLC ("ARGO Holdings"), and George B. Kaiser disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
F3: ARGO Holdings beneficially owns 3,662,708 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARGO Holdings is managed by ARG PE. ARG PE may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. Robert Waldo is a manager and Vice President of ARG PE, and thus may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. George B. Kaiser is the sole member of ARG PE. Mr. Kaiser beneficially owns 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings as the majority owner of ARG PE.
F4: Each of ARG PE, Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.
F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 14, 2026 Filed Jul 14, 2026 16:41 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | GrantCommon Stock | 144 | $138.55 | $19,951.20 |
DisclosureSEC source: 0001728668-26-000001 · primary_doc.xml · nonDerivative · entry 1 Waldo Robert · CIK 0001728668 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Robert A. Waldo Revocable Trust Disclosed balance after: 31,929 Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 20:03 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001728668-25-000004 · primary_doc.xml · nonDerivative · entry 1 Waldo Robert · CIK 0001728668 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Robert A. Waldo Revocable Trust Disclosed balance after: 31,785 Read SEC document |
| July 14, 2025 Filed Jul 16, 2025 19:39 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | GrantCommon Stock | 207 | $96.38 | $19,950.66 |
DisclosureSEC source: 0001965021-25-000048 · primary_doc.xml · nonDerivative · entry 1 Waldo Robert · CIK 0001728668 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Robert A. Waldo Revocable Trust Disclosed balance after: 36,785 Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 17:32 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821971-24-000001 · primary_doc.xml · derivative · entry 4 Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner KAISER GEORGE B · CIK 0001163432 · Former 10% Owner Waldo Robert · CIK 0001728668 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,330,328 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F5 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F5 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F5 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 17:32 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821971-24-000001 · primary_doc.xml · nonDerivative · entry 2 Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner KAISER GEORGE B · CIK 0001163432 · Former 10% Owner Waldo Robert · CIK 0001728668 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F5 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 17:32 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 500,000 | $0.00 | $500.00 |
DisclosureSEC source: 0001821971-24-000001 · primary_doc.xml · nonDerivative · entry 1 Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner KAISER GEORGE B · CIK 0001163432 · Former 10% Owner Waldo Robert · CIK 0001728668 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,330,328 F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 20:16 UTC | Excelerate Energy, Inc. EE · Entity 3984 | PurchaseClass A Common Stock | 20,833 | $24.00 | $499,992.00 |
DisclosureSEC source: 0001140361-22-015178 · form4.xml · nonDerivative · entry 1 Waldo Robert · CIK 0001728668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,833 F1 · kind: Represents the purchase of shares of Class A common stock of the Issuer as part of the Issuer's directed share program in connection with the Issuer's initial public offering. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 1,330,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · derivative · entry 4 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,708 Underlying: Class A Common Stock · 1,330,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 1,330,336 | $51.83 | $68,951,314.88 |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 3 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 F5 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 1,330,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 1,330,336 | $0.00 | $1,330.34 |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,708 F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| October 27, 2021 Filed Oct 27, 2021 22:25 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 1,262 | $45.38 | $57,274.36 |
DisclosureSEC source: 0001728668-21-000002 · primary_doc.xml · nonDerivative · entry 1 Waldo Robert · CIK 0001728668 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,018,044 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reporting person undertakes to provide to StepStone Group Inc., any security holder of StepStone Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F3 · price: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $45.11 to 45.76, inclusive. F4 · ownership.direct: 25,000 of the Class A Common Stock securities are held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Steven R. Mitchell. F5 · ownership.direct: The remaining securities are held of record by Argo Holdings, LLC. Argo Holdings, LLC is managed by ARG Private Equity, LLC. Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| October 26, 2021 Filed Oct 26, 2021 22:43 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 32,107 | $45.71 | $1,467,739.40 |
DisclosureSEC source: 0001728668-21-000001 · primary_doc.xml · nonDerivative · entry 2 Waldo Robert · CIK 0001728668 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,019,306 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reporting person undertakes to provide to StepStone Group Inc., any security holder of StepStone Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. F4 · price: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $45.11 to 46.38, inclusive. F6 · ownership.direct: 26,262 of the Class A Common Stock securities are held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Steven R. Mitchell. F7 · ownership.direct: The remaining securities are held of record by Argo Holdings, LLC. Argo Holdings, LLC is managed by ARG Private Equity, LLC. Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| October 25, 2021 Filed Oct 26, 2021 22:43 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 4,131 | $45.13 | $186,444.01 |
DisclosureSEC source: 0001728668-21-000001 · primary_doc.xml · nonDerivative · entry 1 Waldo Robert · CIK 0001728668 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,051,413 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reporting person undertakes to provide to StepStone Group Inc., any security holder of StepStone Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. F3 · price: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $45.11 to 45.32, inclusive. F5 · ownership.direct: 58,369 of the Class A Common Stock securities are held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Steven R. Mitchell. F7 · ownership.direct: The remaining securities are held of record by Argo Holdings, LLC. Argo Holdings, LLC is managed by ARG Private Equity, LLC. Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 1,439,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · derivative · entry 4 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,993,044 Underlying: Class A Common Stock · 1,439,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 1,439,814 | $28.32 | $40,775,532.48 |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 3 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F5 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 1,439,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,564,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 1,439,814 | $0.00 | $1,439.81 |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,993,044 F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | OtherClass B Units · Derivative | 3,830,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · derivative · entry 4 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,432,858 Underlying: Class A Common Stock · 3,830,328 shares Expires not disclosed F6 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F4 · price: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F6 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F6 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F5 · ownership.direct: These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | OtherClass B Common Stock | 3,830,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 3 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,432,858 F4 · kind: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F4 · price: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F5 · ownership.direct: These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | PurchaseClass A Common Stock | 62,500 | $18.00 | $1,125,000.00 |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 2 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO"). F3 · ownership.direct: These securities are held of record by Robert A. Waldo. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | PurchaseClass A Common Stock | 62,500 | $18.00 | $1,125,000.00 |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 1 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO"). F2 · ownership.direct: These securities are held of record by Steven R. Mitchell. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.