Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAUREATE EDUCATION, INC.LAUR · Entity 1751 | Director · 10% owner | January 31, 2017 | February 03, 2017 |
| StepStone Group Inc.STEP · Entity 3755 | See Remarks | March 23, 2021 | March 25, 2021 |
| StepStone Private Credit Co-Investment FundNONE · Entity 80500 | Director | April 25, 2025 | April 25, 2025 |
| Stepstone Private Credit Fund LLCNONE · Entity 68145 | Director · Chairman and CEO | May 02, 2023 | May 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAUREATE EDUCATION, INC.
Report date January 31, 2017 · Filed February 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2017-01-31 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Issuer") is convertible into one share of Class A Common Stock of the Issuer ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Issuer's Amended and Restated Certificate of Incorporation. F2: Shares of Class B Common Stock are held directly by Wengen Alberta, Limited Partnership ("Wengen"). Wengen Investments Limited ("Wengen GP") is the general partner of Wengen. Certain investors, including, but not limited to, 2007 Co-Investment Portfolio L.P. ("2007 Co-Invest"), StepStone Capital Partners II Onshore, L.P. ("Onshore") and StepStone Capital Partners II Cayman Holding, L.P. (collectively with 2007 Co-Invest and Onshore, the "StepStone Funds") and certain investment funds and other persons affiliated with or managed by Kohlberg Kravis Roberts & Co. L.P., Cohen Private Ventures, LLC, Bregal Investments, Inc., Sterling Fund Management, LLC and Snow Phipps Group, LLC (collectively, the "Wengen Investors") have interests in the Issuer through Wengen. F3: (continued from footnote 2)The Reporting Person is a designated representative of the StepStone Funds who serves as a member of the board of directors of Wengen GP. In such capacity, the Reporting Person may be deemed to indirectly beneficially own shares of Class B Common Stock owned by Wengen by virtue of the limited partnership interests the StepStone Funds hold in Wengen. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Issuer") is convertible into one share of Class A Common Stock of the Issuer ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Issuer's Amended and Restated Certificate of Incorporation.
F2: Shares of Class B Common Stock are held directly by Wengen Alberta, Limited Partnership ("Wengen"). Wengen Investments Limited ("Wengen GP") is the general partner of Wengen. Certain investors, including, but not limited to, 2007 Co-Investment Portfolio L.P. ("2007 Co-Invest"), StepStone Capital Partners II Onshore, L.P. ("Onshore") and StepStone Capital Partners II Cayman Holding, L.P. (collectively with 2007 Co-Invest and Onshore, the "StepStone Funds") and certain investment funds and other persons affiliated with or managed by Kohlberg Kravis Roberts & Co. L.P., Cohen Private Ventures, LLC, Bregal Investments, Inc., Sterling Fund Management, LLC and Snow Phipps Group, LLC (collectively, the "Wengen Investors") have interests in the Issuer through Wengen.
F3: (continued from footnote 2)The Reporting Person is a designated representative of the StepStone Funds who serves as a member of the board of directors of Wengen GP. In such capacity, the Reporting Person may be deemed to indirectly beneficially own shares of Class B Common Stock owned by Wengen by virtue of the limited partnership interests the StepStone Funds hold in Wengen.
StepStone Group Inc.
Report date March 23, 2021 · Filed March 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 1,263,022 |
Reported balance
After 2021-03-23 transaction · row 1
1 source rowRow 1 · 2021-03-23 · Disposition to issuer · Disposed 200,000 · Balance 1,263,022 F1: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. |
| Class A Common StockSEC Table I · non-derivative | Direct | 117,600 |
Ending reported balance
After 2021-03-23 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2021-03-23 · Conversion · Acquired 200,000 · Balance 317,600 F1: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Row 3 · 2021-03-23 · Sale · Disposed 200,000 · Balance 117,600 F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. |
| Class B UnitsSEC Table II · derivative / convertible security | Direct | 1,263,022 |
Reported balance
After 2021-03-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-23 · Conversion · Disposed 200,000 · Balance 1,263,022 F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.
StepStone Private Credit Co-Investment Fund
Report date April 25, 2025 · Filed April 25, 2025
This filing explicitly reported no securities owned.
Stepstone Private Credit Fund LLC
Report date May 02, 2023 · Filed May 02, 2023
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AGILITI, INC. \DE
Report date May 07, 2024 · Filed May 07, 2024
Section 16 reporting ended · disclosed 2024-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-05-07 transaction · row 1
1 source rowRow 1 · 2024-05-07 · Disposition to issuer · Disposed 11,800 · Balance 0 F1: On May 7, 2024 (the "Closing Date"), Agiliti, Inc. (the "Company"), completed its merger (the "Merger") with Apex Intermediate Holdco, Inc., ("Parent"), and Apex Merger Sub, Inc., and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms and conditions of the Merger Agreement and Plan of Merger, dated as of February 26, 2024, by and among the Company, Parent and Merger Sub (the "Merger Agreement") at the Effective Time (as defined in the Merger Agreement), each of the reporting person's shares of Company common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive $10.00 per share in cash, without interest. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.27 · Expires 2029-03-06 | Direct | 0 |
Reported balance
After 2024-05-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-07 · Disposition to issuer · Disposed 55,703 · Balance 0 F2: Subject to the terms and conditions of the Merger Agreement, at the Effective Time, each of the reporting person's outstanding and unexercised options to purchase shares of Common Stock (an "Option"), whether vested or unvested, were terminated and cancelled for the right to receive a lump sum cash payment, without interest thereon and subject to applicable withholding taxes, equal to (A) the number of shares of Common Stock underlying the Option immediately prior to the Effective Time, multiplied by (B) an amount equal to the amount that $10.00 exceeded the applicable exercise price of the Option. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.25 · Expires 2030-03-06 | Direct | 0 |
Reported balance
After 2024-05-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-07 · Disposition to issuer · Disposed 50,909 · Balance 0 F2: Subject to the terms and conditions of the Merger Agreement, at the Effective Time, each of the reporting person's outstanding and unexercised options to purchase shares of Common Stock (an "Option"), whether vested or unvested, were terminated and cancelled for the right to receive a lump sum cash payment, without interest thereon and subject to applicable withholding taxes, equal to (A) the number of shares of Common Stock underlying the Option immediately prior to the Effective Time, multiplied by (B) an amount equal to the amount that $10.00 exceeded the applicable exercise price of the Option. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 7, 2024 (the "Closing Date"), Agiliti, Inc. (the "Company"), completed its merger (the "Merger") with Apex Intermediate Holdco, Inc., ("Parent"), and Apex Merger Sub, Inc., and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms and conditions of the Merger Agreement and Plan of Merger, dated as of February 26, 2024, by and among the Company, Parent and Merger Sub (the "Merger Agreement") at the Effective Time (as defined in the Merger Agreement), each of the reporting person's shares of Company common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive $10.00 per share in cash, without interest.
F2: Subject to the terms and conditions of the Merger Agreement, at the Effective Time, each of the reporting person's outstanding and unexercised options to purchase shares of Common Stock (an "Option"), whether vested or unvested, were terminated and cancelled for the right to receive a lump sum cash payment, without interest thereon and subject to applicable withholding taxes, equal to (A) the number of shares of Common Stock underlying the Option immediately prior to the Effective Time, multiplied by (B) an amount equal to the amount that $10.00 exceeded the applicable exercise price of the Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2024 Filed May 7, 2024 10:36 UTC | AGILITI, INC. \DE AGTI · Entity 91354 | Disposition to issuerOptions (Right to Buy) · Derivative | 50,909 | Not disclosed Strike: $8.25 | Not disclosed |
DisclosureSEC source: 0001415889-24-012422 · form4-05072024_020500.xml · derivative · entry 3 FRIEDMAN DARREN M. · CIK 0001526095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 50,909 shares Expires 2030-03-06 F2 · security: Subject to the terms and conditions of the Merger Agreement, at the Effective Time, each of the reporting person's outstanding and unexercised options to purchase shares of Common Stock (an "Option"), whether vested or unvested, were terminated and cancelled for the right to receive a lump sum cash payment, without interest thereon and subject to applicable withholding taxes, equal to (A) the number of shares of Common Stock underlying the Option immediately prior to the Effective Time, multiplied by (B) an amount equal to the amount that $10.00 exceeded the applicable exercise price of the Option. F2 · price: Subject to the terms and conditions of the Merger Agreement, at the Effective Time, each of the reporting person's outstanding and unexercised options to purchase shares of Common Stock (an "Option"), whether vested or unvested, were terminated and cancelled for the right to receive a lump sum cash payment, without interest thereon and subject to applicable withholding taxes, equal to (A) the number of shares of Common Stock underlying the Option immediately prior to the Effective Time, multiplied by (B) an amount equal to the amount that $10.00 exceeded the applicable exercise price of the Option. Read SEC document |
| May 07, 2024 Filed May 7, 2024 10:36 UTC | AGILITI, INC. \DE AGTI · Entity 91354 | Disposition to issuerOptions (Right to Buy) · Derivative | 55,703 | Not disclosed Strike: $6.27 | Not disclosed |
DisclosureSEC source: 0001415889-24-012422 · form4-05072024_020500.xml · derivative · entry 2 FRIEDMAN DARREN M. · CIK 0001526095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 55,703 shares Expires 2029-03-06 F2 · security: Subject to the terms and conditions of the Merger Agreement, at the Effective Time, each of the reporting person's outstanding and unexercised options to purchase shares of Common Stock (an "Option"), whether vested or unvested, were terminated and cancelled for the right to receive a lump sum cash payment, without interest thereon and subject to applicable withholding taxes, equal to (A) the number of shares of Common Stock underlying the Option immediately prior to the Effective Time, multiplied by (B) an amount equal to the amount that $10.00 exceeded the applicable exercise price of the Option. F2 · price: Subject to the terms and conditions of the Merger Agreement, at the Effective Time, each of the reporting person's outstanding and unexercised options to purchase shares of Common Stock (an "Option"), whether vested or unvested, were terminated and cancelled for the right to receive a lump sum cash payment, without interest thereon and subject to applicable withholding taxes, equal to (A) the number of shares of Common Stock underlying the Option immediately prior to the Effective Time, multiplied by (B) an amount equal to the amount that $10.00 exceeded the applicable exercise price of the Option. Read SEC document |
| May 07, 2024 Filed May 7, 2024 10:36 UTC | AGILITI, INC. \DE AGTI · Entity 91354 | Disposition to issuerCommon Stock, $0.0001 par value | 11,800 | $10.00 | $118,000.00 |
DisclosureSEC source: 0001415889-24-012422 · form4-05072024_020500.xml · nonDerivative · entry 1 FRIEDMAN DARREN M. · CIK 0001526095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On May 7, 2024 (the "Closing Date"), Agiliti, Inc. (the "Company"), completed its merger (the "Merger") with Apex Intermediate Holdco, Inc., ("Parent"), and Apex Merger Sub, Inc., and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms and conditions of the Merger Agreement and Plan of Merger, dated as of February 26, 2024, by and among the Company, Parent and Merger Sub (the "Merger Agreement") at the Effective Time (as defined in the Merger Agreement), each of the reporting person's shares of Company common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive $10.00 per share in cash, without interest. Read SEC document |
| May 18, 2023 Filed May 19, 2023 18:00 UTC | AGILITI, INC. \DE AGTI · Entity 91354 | OtherCommon Stock, $0.0001 par value | 20,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-008424 · form4-05192023_060501.xml · nonDerivative · entry 1 FRIEDMAN DARREN M. · CIK 0001526095 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 F1 · price: Represents the transfer of shares of common stock issued upon the vesting of restricted stock units to StepStone Group, L.P. for no consideration. The reporting person is a partner of StepStone Group, L.P. and held the restricted stock units for the benefit of StepStone Group, L.P. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 19:24 UTC | AGILITI, INC. \DE AGTI · Entity 91354 | GrantCommon Stock, $0.0001 par value | 11,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004904 · form4-03142023_110314.xml · nonDerivative · entry 1 FRIEDMAN DARREN M. · CIK 0001526095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,901 F1 · shares: Represents 11,800 restricted share units ("RSUs") granted under the Agiliti, Inc. Amended and Restated 2018 Omnibus Incentive Plan, which vest on March 10, 2024, subject to the reporting person remaining a director of the issuer on the vesting date. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 20:59 UTC | AGILITI, INC. \DE AGTI · Entity 91354 | GrantCommon Stock, $0.0001 par value | 8,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002707 · form4-03072022_050342.xml · nonDerivative · entry 1 FRIEDMAN DARREN M. · CIK 0001526095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,101 F1 · security: The reporting person received 8,672 restricted share units ("RSUs") under the Agiliti, Inc. Amended and Restated 2018 Omnibus Incentive Plan. The RSUs vest ratably on each of March 6, 2023, March 6, 2024 and March 6, 2025, subject to the reporting person remaining in continuous employment with the issuer on the vesting date. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 18:45 UTC | AGILITI, INC. \DE AGTI · Entity 91354 | GrantCommon Stock, $0.0001 par value | 34,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017418 · doc4.xml · nonDerivative · entry 1 FRIEDMAN DARREN M. · CIK 0001526095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,286 F1 · security: In connection with the issuer's initial public offering, the reporting person received 34,286 restricted share units ("RSUs") under the Agiliti, Inc. Amended and Restated 2018 Omnibus Incentive Plan. The RSUs vest ratably on each of March 6, 2022, March 6, 2023 and March 6, 2024, subject to the reporting person remaining in continuous employment with the issuer on the vesting date. Read SEC document |
| April 27, 2021 Filed Aug 2, 2021 15:58 UTC Amendment | AGILITI, INC. \DE AGTI · Entity 91354 | GrantCommon Stock, $0.0001 par value | 11,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-098825 · tm2123768d4_4aseq1.xml · nonDerivative · entry 1 FRIEDMAN DARREN M. · CIK 0001526095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,429 F1 · security: On April 29, 2021, the reporting person filed a Form 4 which, due to an administrative error, reported the receipt of 34,286 restricted share units ("RSUs") under the Agiliti, Inc. Amended and Restated 2018 Omnibus Incentive Plan. In fact, the reporting person received 11,429 RSUs. This amendment corrects the error. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:54 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000027 · wf-form4_161671283097803.xml · derivative · entry 4 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263,022 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:54 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 200,000 | $28.32 | $5,664,000.00 |
DisclosureSEC source: 0001796022-21-000027 · wf-form4_161671283097803.xml · nonDerivative · entry 3 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,600 F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:54 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000027 · wf-form4_161671283097803.xml · nonDerivative · entry 2 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:54 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 200,000 | $0.00 | $200.00 |
DisclosureSEC source: 0001796022-21-000027 · wf-form4_161671283097803.xml · nonDerivative · entry 1 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263,022 F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:00 UTC | StepStone Group Inc. STEP · Entity 3755 | OtherClass B2 Units · Derivative | 346,842 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051538 · doc4.xml · derivative · entry 5 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,842 Underlying: Class A Common Stock · 346,842 shares Expires not disclosed F6 · derivative.exercise_price: In the Reorganization, Class A2 Units in the Partnership held prior to the IPO were reclassified into Class B2 Units. The Class B2 Units vest 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units, they will automatically convert into Class B Units, which will be exchangeable on a one-for-one basis for shares of Class A Common Stock. F6 · kind: In the Reorganization, Class A2 Units in the Partnership held prior to the IPO were reclassified into Class B2 Units. The Class B2 Units vest 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units, they will automatically convert into Class B Units, which will be exchangeable on a one-for-one basis for shares of Class A Common Stock. F6 · price: In the Reorganization, Class A2 Units in the Partnership held prior to the IPO were reclassified into Class B2 Units. The Class B2 Units vest 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units, they will automatically convert into Class B Units, which will be exchangeable on a one-for-one basis for shares of Class A Common Stock. F6 · derivative.exercise_date: In the Reorganization, Class A2 Units in the Partnership held prior to the IPO were reclassified into Class B2 Units. The Class B2 Units vest 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units, they will automatically convert into Class B Units, which will be exchangeable on a one-for-one basis for shares of Class A Common Stock. F6 · derivative.expiration_date: In the Reorganization, Class A2 Units in the Partnership held prior to the IPO were reclassified into Class B2 Units. The Class B2 Units vest 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units, they will automatically convert into Class B Units, which will be exchangeable on a one-for-one basis for shares of Class A Common Stock. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:00 UTC | StepStone Group Inc. STEP · Entity 3755 | OtherClass B Units · Derivative | 1,463,022 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051538 · doc4.xml · derivative · entry 4 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463,022 Underlying: Class A Common Stock · 1,463,022 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F5 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F4 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:00 UTC | StepStone Group Inc. STEP · Entity 3755 | GrantClass B Common Stock | 1,463,022 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051538 · doc4.xml · nonDerivative · entry 3 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463,022 F3 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F3 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:00 UTC | StepStone Group Inc. STEP · Entity 3755 | PurchaseClass A Common Stock | 44,600 | $18.00 | $802,800.00 |
DisclosureSEC source: 0001209191-20-051538 · doc4.xml · nonDerivative · entry 2 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,600 F2 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's directed share program in connection with its initial public offering ("IPO"). Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:00 UTC | StepStone Group Inc. STEP · Entity 3755 | GrantClass A Common Stock | 73,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051538 · doc4.xml · nonDerivative · entry 1 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,000 F1 · kind: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of September 30, 2021, 2022, 2023 and 2024, subject to the Reporting Person's continued employment through the applicable vesting date. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of September 30, 2021, 2022, 2023 and 2024, subject to the Reporting Person's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.