organization · Reporting owner
ARGO Holdings, LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKAMI TECHNOLOGY, INC.ALKT · Entity 1625 | 10% owner | April 13, 2021 | April 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKAMI TECHNOLOGY, INC.
Report date April 13, 2021 · Filed April 13, 2021
Jointly reported with ARG Private Equity II, LLC, KAISER GEORGE B
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-04-13 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Each share of Series A Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser and Argonaut Holdings, L.L.C. ("Holdings") disclaim beneficial ownership of all such shares except to the extent of their pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-04-13 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F3: Each share of Series B Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser and Argonaut Holdings, L.L.C. ("Holdings") disclaim beneficial ownership of all such shares except to the extent of their pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-04-13 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F4: Each share of Series C Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser and Argonaut Holdings, L.L.C. ("Holdings") disclaim beneficial ownership of all such shares except to the extent of their pecuniary interest therein. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-04-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F5: Each share of Series E Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser and Argonaut Holdings, L.L.C. ("Holdings") disclaim beneficial ownership of all such shares except to the extent of their pecuniary interest therein. |
| Limited Partnership InterestsSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-04-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F6: Holdings is the limited partner of S3 Ventures Fund III, L.P. ("S3 Fund III"), which directly holds shares of Series A, B, C and E Preferred Stock of the Issuer representing 18,532,824 shares of Common Stock of the Issuer. Limited partnership units represent a contingent right to receive shares of the Issuer held by S3 Fund III. APE II, Kaiser, and Holdings disclaim beneficial ownership of all such shares except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series A Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.
F2: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser and Argonaut Holdings, L.L.C. ("Holdings") disclaim beneficial ownership of all such shares except to the extent of their pecuniary interest therein.
F3: Each share of Series B Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.
F4: Each share of Series C Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.
F5: Each share of Series E Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.
F6: Holdings is the limited partner of S3 Ventures Fund III, L.P. ("S3 Fund III"), which directly holds shares of Series A, B, C and E Preferred Stock of the Issuer representing 18,532,824 shares of Common Stock of the Issuer. Limited partnership units represent a contingent right to receive shares of the Issuer held by S3 Fund III. APE II, Kaiser, and Holdings disclaim beneficial ownership of all such shares except to the extent of their pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
StepStone Group Inc.
Report date December 02, 2024 · Filed December 04, 2024
Jointly reported with Sanford Energy, Inc., ARG Private Equity, LLC, KAISER GEORGE B, Waldo Robert
Section 16 reporting ended · disclosed 2024-12-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 3,330,328 |
Reported balance
After 2024-12-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-12-02 · Disposition to issuer · Disposed 500,000 · Balance 3,330,328 F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. |
| Class B Common StockSEC Table I · non-derivative | Direct | 3,662,708 |
Reported balance
Holding disclosure · report date 2024-12-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,662,708 F2: Robert Waldo beneficially owns 25,000 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. Each of ARG Private Equity, LLC ("ARG PE"), ARGO Holdings, LLC ("ARGO Holdings"), and George B. Kaiser disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3: ARGO Holdings beneficially owns 3,662,708 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARGO Holdings is managed by ARG PE. ARG PE may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. Robert Waldo is a manager and Vice President of ARG PE, and thus may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. George B. Kaiser is the sole member of ARG PE. Mr. Kaiser beneficially owns 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings as the majority owner of ARG PE. F4: Each of ARG PE, Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | Direct | 500,000 |
Reported balance
After 2024-12-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-12-02 · Conversion · Acquired 500,000 · Balance 500,000 F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. |
| Class B UnitsSEC Table II · derivative / convertible security | Direct | 3,330,328 |
Reported balance
After 2024-12-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-12-02 · Conversion · Disposed 500,000 · Balance 3,330,328 F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. |
| Class B UnitsSEC Table II · derivative / convertible security | Direct | 3,662,708 |
Reported balance
Holding disclosure · report date 2024-12-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,662,708 F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2: Robert Waldo beneficially owns 25,000 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. Each of ARG Private Equity, LLC ("ARG PE"), ARGO Holdings, LLC ("ARGO Holdings"), and George B. Kaiser disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3: ARGO Holdings beneficially owns 3,662,708 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARGO Holdings is managed by ARG PE. ARG PE may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. Robert Waldo is a manager and Vice President of ARG PE, and thus may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. George B. Kaiser is the sole member of ARG PE. Mr. Kaiser beneficially owns 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings as the majority owner of ARG PE. F4: Each of ARG PE, Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: Robert Waldo beneficially owns 25,000 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. Each of ARG Private Equity, LLC ("ARG PE"), ARGO Holdings, LLC ("ARGO Holdings"), and George B. Kaiser disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
F3: ARGO Holdings beneficially owns 3,662,708 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARGO Holdings is managed by ARG PE. ARG PE may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. Robert Waldo is a manager and Vice President of ARG PE, and thus may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. George B. Kaiser is the sole member of ARG PE. Mr. Kaiser beneficially owns 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings as the majority owner of ARG PE.
F4: Each of ARG PE, Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.
F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2024 Filed Dec 4, 2024 17:32 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821971-24-000001 · primary_doc.xml · derivative · entry 4 Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner KAISER GEORGE B · CIK 0001163432 · Former 10% Owner Waldo Robert · CIK 0001728668 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,330,328 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F5 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F5 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F5 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 17:32 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821971-24-000001 · primary_doc.xml · nonDerivative · entry 2 Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner KAISER GEORGE B · CIK 0001163432 · Former 10% Owner Waldo Robert · CIK 0001728668 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F5 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 17:32 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 500,000 | $0.00 | $500.00 |
DisclosureSEC source: 0001821971-24-000001 · primary_doc.xml · nonDerivative · entry 1 Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner KAISER GEORGE B · CIK 0001163432 · Former 10% Owner Waldo Robert · CIK 0001728668 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,330,328 F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 1,330,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · derivative · entry 4 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,708 Underlying: Class A Common Stock · 1,330,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 1,330,336 | $51.83 | $68,951,314.88 |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 3 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 F5 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 1,330,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 1,330,336 | $0.00 | $1,330.34 |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,708 F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 1,439,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · derivative · entry 4 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,993,044 Underlying: Class A Common Stock · 1,439,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 1,439,814 | $28.32 | $40,775,532.48 |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 3 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F5 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 1,439,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,564,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 1,439,814 | $0.00 | $1,439.81 |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,993,044 F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | OtherClass B Units · Derivative | 3,830,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · derivative · entry 4 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,432,858 Underlying: Class A Common Stock · 3,830,328 shares Expires not disclosed F6 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F4 · price: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F6 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F6 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F5 · ownership.direct: These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | OtherClass B Common Stock | 3,830,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 3 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,432,858 F4 · kind: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F4 · price: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F5 · ownership.direct: These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | PurchaseClass A Common Stock | 62,500 | $18.00 | $1,125,000.00 |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 2 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO"). F3 · ownership.direct: These securities are held of record by Robert A. Waldo. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | PurchaseClass A Common Stock | 62,500 | $18.00 | $1,125,000.00 |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 1 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO"). F2 · ownership.direct: These securities are held of record by Steven R. Mitchell. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.