Fernandez Jose A

SEC source: 0001822276-26-000006 · wk-form4_1780528194.xml · nonDerivative · entry 7

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 0

F7 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan at a price of $42.64. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-26-000006 · wk-form4_1780528194.xml · nonDerivative · entry 6

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 2,290

F6 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $47.00 to $47.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-26-000006 · wk-form4_1780528194.xml · nonDerivative · entry 5

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 17,090

F5 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.00 to $46.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-26-000006 · wk-form4_1780528194.xml · nonDerivative · entry 4

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 102,290

F4 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $50.31 to $50.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-26-000006 · wk-form4_1780528194.xml · nonDerivative · entry 3

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 105,673

F3 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $49.31 to $50.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-26-000006 · wk-form4_1780528194.xml · nonDerivative · entry 2

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 117,790

F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $48.25 to $49.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-26-000006 · wk-form4_1780528194.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 173,966

F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $47.25 to $48.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-26-000004 · wk-form4_1775155329.xml · derivative · entry 5

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,016,601

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F1 · kind: On March 31, 2026, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · price: On March 31, 2026, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

SEC source: 0001822276-26-000004 · wk-form4_1775155329.xml · nonDerivative · entry 2

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,016,601

F1 · kind: On March 31, 2026, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

SEC source: 0001822276-26-000004 · wk-form4_1775155329.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 31, 2026, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · price: On March 31, 2026, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

SEC source: 0001822276-26-000002 · wk-form4_1773788153.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,828

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2027, 2028, 2029 and 2030, subject to the Reporting Person's continued employment through the applicable vesting date.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2027, 2028, 2029 and 2030, subject to the Reporting Person's continued employment through the applicable vesting date.

SEC source: 0001822276-25-000005 · wk-form4_1763074389.xml · nonDerivative · entry 7

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 0

F7 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $62.55 to $63.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-25-000005 · wk-form4_1763074389.xml · nonDerivative · entry 6

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 14,958

F6 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $61.55 to $62.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-25-000005 · wk-form4_1763074389.xml · nonDerivative · entry 5

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 70,402

F5 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $63.02 to $63.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-25-000005 · wk-form4_1763074389.xml · nonDerivative · entry 4

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 76,422

F4 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $62.02 to $63.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-25-000005 · wk-form4_1763074389.xml · nonDerivative · entry 3

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 134,220

F3 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $61.02 to $62.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-25-000005 · wk-form4_1763074389.xml · nonDerivative · entry 2

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 140,806

F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan at a price of $62.07. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-25-000005 · wk-form4_1763074389.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 141,006

F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $60.97 to $61.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822276-25-000003 · wk-form4_1759359362.xml · derivative · entry 5

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,216,601

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F1 · kind: On September 30, 2025, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · shares: On September 30, 2025, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · price: On September 30, 2025, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

SEC source: 0001822276-25-000003 · wk-form4_1759359362.xml · nonDerivative · entry 2

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,216,601

F1 · kind: On September 30, 2025, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

SEC source: 0001822276-25-000003 · wk-form4_1759359362.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 211,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 30, 2025, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · price: On September 30, 2025, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP (the "Partnership") for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

SEC source: 0001796022-25-000026 · wk-form4_1742251726.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,966

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2026, 2027, 2028 and 2029, subject to the Reporting Person's continued employment through the applicable vesting date.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2026, 2027, 2028 and 2029, subject to the Reporting Person's continued employment through the applicable vesting date.

SEC source: 0001796022-24-000076 · wk-form4_1726258234.xml · derivative · entry 5

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,416,601

Underlying: Class A Common Stock · 338,727 shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F1 · kind: On September 11, 2024, the Reporting Person exchanged 338,727 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 338,727 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · price: On September 11, 2024, the Reporting Person exchanged 338,727 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 338,727 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

SEC source: 0001796022-24-000076 · wk-form4_1726258234.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,416,601

F1 · shares: On September 11, 2024, the Reporting Person exchanged 338,727 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 338,727 shares of Class B Common Stock were automatically redeemed and cancelled.

SEC source: 0001796022-24-000021 · wk-form4_1708120608.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,079

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2025, 2026, 2027 and 2028 subject to the Reporting Person's continued employment through the applicable vesting date.

SEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · derivative · entry 9

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,755,328

Underlying: Class A Common Stock · 1,750,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,750,000 Class B Units of StepStone Group LP for 1,750,000 shares of Class A Common Stock. In connection with the exchange, 1,750,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

SEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · nonDerivative · entry 5

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.

SEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · nonDerivative · entry 4

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,750,000 Class B Units of StepStone Group LP for 1,750,000 shares of Class A Common Stock. In connection with the exchange, 1,750,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

SEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · nonDerivative · entry 3

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,755,328

F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,750,000 Class B Units of StepStone Group LP for 1,750,000 shares of Class A Common Stock. In connection with the exchange, 1,750,000 shares of Class B Common Stock were automatically redeemed and cancelled.

SEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · derivative · entry 8

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Santaluz Capital Partners, LLC

Disclosed balance after: 1,605,500

Underlying: Class A Common Stock · 350,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

SEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · derivative · entry 7

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,505,328

Underlying: Class A Common Stock · 350,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

SEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · nonDerivative · entry 2

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Santaluz Capital Partners, LLC

Disclosed balance after: 1,605,500

SEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,505,328

SEC source: 0001567619-21-001573 · doc1.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Officer of Sub-Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,000

SEC source: 0001209191-20-051496 · doc4.xml · derivative · entry 5

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Santaluz Capital Partners, LLC

Disclosed balance after: 1,255,500

Underlying: Class A Common Stock · 1,255,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units.

F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

SEC source: 0001209191-20-051496 · doc4.xml · derivative · entry 4

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,855,328

Underlying: Class A Common Stock · 5,855,328 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units.

F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

SEC source: 0001209191-20-051496 · doc4.xml · nonDerivative · entry 3

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Santaluz Capital Partners, LLC

Disclosed balance after: 1,255,500

F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for voting interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation.

F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for voting interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation.

SEC source: 0001209191-20-051496 · doc4.xml · nonDerivative · entry 2

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,855,328

F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for voting interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation.

F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for voting interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation.

SEC source: 0001209191-20-051496 · doc4.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,920

F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's directed share program in connection with its initial public offering ("IPO").