Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOK FINANCIAL CORPBOKF · Entity 3635 | Director | December 31, 2024 | February 14, 2025 |
| Excelerate Energy, Inc.EE · Entity 3984 | 10% owner | April 18, 2022 | April 18, 2022 |
| USA Compression Partners, LPUSAC · Entity 4060 | 10% owner | May 21, 2015 | March 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOK FINANCIAL CORP
Report date December 31, 2024 · Filed February 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby spouse | 11,099 |
Reported balance
After 2024-11-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-11-04 · Gift · Disposed 875 · Balance 11,099 F1: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 37,974,900 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37,974,900 |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.
Excelerate Energy, Inc.
Report date April 18, 2022 · Filed April 18, 2022
Jointly reported with Excelerate Energy Holdings, LLC, Excelerate Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-04-18 · Other · Disposed 1,000 · Balance 0 F1: In connection with the Issuer's initial public offering, the Issuer, Excelerate Energy Holdings, LLC ("EE Holdings") and Excelerate Energy Limited Partnership ("EELP") participated in a reorganization (the "Reorganization") pursuant to which the securities of the Issuer held by EE Holdings were repurchased by the Issuer. F2: Represents shares held by EE Holdings. F3: EE Holdings is owned 49.5% by Excelerate Holdings, LLC, an Oklahoma limited liability company ("Excelerate Holdings"), and 50.5% by George B. Kaiser. Excelerate Holdings is controlled by Mr. Kaiser, and he receives all of the pecuniary interest in Excelerate Holdings. |
| Class B Common StockSEC Table I · non-derivative | Direct | 82,021,389 |
Reported balance
After 2022-04-18 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-04-18 · Other · Acquired 82,021,389 · Balance 82,021,389 F4: In connection with the Reorganization, EE Holdings received 82,021,389 shares of Class B common stock of the Issuer and 82,021,389 Class B interests of EELP for no additional consideration. The shares of Class B common stock do not have any economic rights in the Issuer. F2: Represents shares held by EE Holdings. F3: EE Holdings is owned 49.5% by Excelerate Holdings, LLC, an Oklahoma limited liability company ("Excelerate Holdings"), and 50.5% by George B. Kaiser. Excelerate Holdings is controlled by Mr. Kaiser, and he receives all of the pecuniary interest in Excelerate Holdings. |
| Class B InterestsSEC Table II · derivative / convertible security | Direct | 82,021,389 |
Reported balance
After 2022-04-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-04-18 · Other · Acquired 82,021,389 · Balance 82,021,389 F5: Pursuant to the EELP Amended and Restated Limited Partnership Agreement entered into in connection with the Reorganization, the Class B interests of EELP are exchangeable, on a one-for-one basis, for shares of Class A common stock of the Issuer. Upon exchange of a Class B interest, the corresponding share of Class B common stock will be automatically canceled. F4: In connection with the Reorganization, EE Holdings received 82,021,389 shares of Class B common stock of the Issuer and 82,021,389 Class B interests of EELP for no additional consideration. The shares of Class B common stock do not have any economic rights in the Issuer. F2: Represents shares held by EE Holdings. F3: EE Holdings is owned 49.5% by Excelerate Holdings, LLC, an Oklahoma limited liability company ("Excelerate Holdings"), and 50.5% by George B. Kaiser. Excelerate Holdings is controlled by Mr. Kaiser, and he receives all of the pecuniary interest in Excelerate Holdings. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the Issuer's initial public offering, the Issuer, Excelerate Energy Holdings, LLC ("EE Holdings") and Excelerate Energy Limited Partnership ("EELP") participated in a reorganization (the "Reorganization") pursuant to which the securities of the Issuer held by EE Holdings were repurchased by the Issuer.
F2: Represents shares held by EE Holdings.
F3: EE Holdings is owned 49.5% by Excelerate Holdings, LLC, an Oklahoma limited liability company ("Excelerate Holdings"), and 50.5% by George B. Kaiser. Excelerate Holdings is controlled by Mr. Kaiser, and he receives all of the pecuniary interest in Excelerate Holdings.
F4: In connection with the Reorganization, EE Holdings received 82,021,389 shares of Class B common stock of the Issuer and 82,021,389 Class B interests of EELP for no additional consideration. The shares of Class B common stock do not have any economic rights in the Issuer.
F5: Pursuant to the EELP Amended and Restated Limited Partnership Agreement entered into in connection with the Reorganization, the Class B interests of EELP are exchangeable, on a one-for-one basis, for shares of Class A common stock of the Issuer. Upon exchange of a Class B interest, the corresponding share of Class B common stock will be automatically canceled.
USA Compression Partners, LP
Report date May 21, 2015 · Filed March 23, 2017 · Amendment
Jointly reported with ARG Private Equity, LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 7,256,146.876 |
Reported balance
After 2015-05-21 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2015-05-21 · Purchase · Acquired 34,921 · Balance 7,256,146.876 F1: These securities are owned solely by Argonaut Private Equity, L.L.C. ("Argonaut"). F2: Includes 605,459.876 common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. F3: George B. Kaiser solely owns 7,425 Common Units. As the sole member of Argonaut, Mr. Kaiser is in indirect possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 7,256,146.876 Common Units held by Argonaut. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned solely by Argonaut Private Equity, L.L.C. ("Argonaut").
F2: Includes 605,459.876 common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan.
F3: George B. Kaiser solely owns 7,425 Common Units. As the sole member of Argonaut, Mr. Kaiser is in indirect possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 7,256,146.876 Common Units held by Argonaut.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALKAMI TECHNOLOGY, INC.
Report date November 08, 2024 · Filed December 03, 2024
Section 16 reporting ended · disclosed 2024-12-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,919,784 |
Reported balance
After 2024-11-08 transaction · row 1
1 source rowRow 1 · 2024-11-08 · Sale · Disposed 2,500,000 · Balance 5,919,784 |
| Common StockSEC Table I · non-derivative | IndirectARG Private Equity II, LLC | 2,521,611 |
Reported balance
Holding disclosure · report date 2024-11-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,521,611 F1: ARG Private Equity II, LLC ("ARG") is indirectly controlled by George B. Kaiser ("Kaiser"). Kaiser may be deemed to have beneficial ownership of the shares held by ARG. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: ARG Private Equity II, LLC ("ARG") is indirectly controlled by George B. Kaiser ("Kaiser"). Kaiser may be deemed to have beneficial ownership of the shares held by ARG. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
StepStone Group Inc.
Report date December 02, 2024 · Filed December 04, 2024
Jointly reported with Sanford Energy, Inc., ARG Private Equity, LLC, ARGO Holdings, LLC, Waldo Robert
Section 16 reporting ended · disclosed 2024-12-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 3,330,328 |
Reported balance
After 2024-12-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-12-02 · Disposition to issuer · Disposed 500,000 · Balance 3,330,328 F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. |
| Class B Common StockSEC Table I · non-derivative | Direct | 3,662,708 |
Reported balance
Holding disclosure · report date 2024-12-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,662,708 F2: Robert Waldo beneficially owns 25,000 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. Each of ARG Private Equity, LLC ("ARG PE"), ARGO Holdings, LLC ("ARGO Holdings"), and George B. Kaiser disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3: ARGO Holdings beneficially owns 3,662,708 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARGO Holdings is managed by ARG PE. ARG PE may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. Robert Waldo is a manager and Vice President of ARG PE, and thus may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. George B. Kaiser is the sole member of ARG PE. Mr. Kaiser beneficially owns 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings as the majority owner of ARG PE. F4: Each of ARG PE, Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | Direct | 500,000 |
Reported balance
After 2024-12-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-12-02 · Conversion · Acquired 500,000 · Balance 500,000 F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. |
| Class B UnitsSEC Table II · derivative / convertible security | Direct | 3,330,328 |
Reported balance
After 2024-12-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-12-02 · Conversion · Disposed 500,000 · Balance 3,330,328 F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. |
| Class B UnitsSEC Table II · derivative / convertible security | Direct | 3,662,708 |
Reported balance
Holding disclosure · report date 2024-12-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,662,708 F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2: Robert Waldo beneficially owns 25,000 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. Each of ARG Private Equity, LLC ("ARG PE"), ARGO Holdings, LLC ("ARGO Holdings"), and George B. Kaiser disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3: ARGO Holdings beneficially owns 3,662,708 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARGO Holdings is managed by ARG PE. ARG PE may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. Robert Waldo is a manager and Vice President of ARG PE, and thus may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. George B. Kaiser is the sole member of ARG PE. Mr. Kaiser beneficially owns 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings as the majority owner of ARG PE. F4: Each of ARG PE, Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: Robert Waldo beneficially owns 25,000 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. Each of ARG Private Equity, LLC ("ARG PE"), ARGO Holdings, LLC ("ARGO Holdings"), and George B. Kaiser disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
F3: ARGO Holdings beneficially owns 3,662,708 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARGO Holdings is managed by ARG PE. ARG PE may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. Robert Waldo is a manager and Vice President of ARG PE, and thus may be deemed to beneficially own the 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings. George B. Kaiser is the sole member of ARG PE. Mr. Kaiser beneficially owns 3,662,708 shares of Class A Common Stock and corresponding number of Class B Units directly held by ARGO Holdings as the majority owner of ARG PE.
F4: Each of ARG PE, Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.
F5: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
F6: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2024 Filed Dec 13, 2024 22:16 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | GiftCommon Stock | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001965021-24-000067 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,974,900 F1 · kind: Gift to GBK BOKF Stock Foundation. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 17:32 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821971-24-000001 · primary_doc.xml · derivative · entry 4 Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner KAISER GEORGE B · CIK 0001163432 · Former 10% Owner Waldo Robert · CIK 0001728668 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,330,328 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F5 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F5 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F5 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 17:32 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821971-24-000001 · primary_doc.xml · nonDerivative · entry 2 Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner KAISER GEORGE B · CIK 0001163432 · Former 10% Owner Waldo Robert · CIK 0001728668 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F5 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 17:32 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 500,000 | $0.00 | $500.00 |
DisclosureSEC source: 0001821971-24-000001 · primary_doc.xml · nonDerivative · entry 1 Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner KAISER GEORGE B · CIK 0001163432 · Former 10% Owner Waldo Robert · CIK 0001728668 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,330,328 F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled. F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 08, 2024 Filed Dec 3, 2024 17:00 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 2,500,000 | $37.50 | $93,750,000.00 |
DisclosureSEC source: 0001855290-24-000003 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · Former 10% Owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,919,784 Read SEC document |
| November 04, 2024 Filed Feb 14, 2025 22:30 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | GiftCommon Stock | 875 | $0.00 | $0.00 |
DisclosureSEC source: 0001965021-25-000015 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 11,099 F1 · ownership.nature: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 11:12 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 1,666,666 | $31.17 | $51,949,979.22 |
DisclosureSEC source: 0001855290-24-000001 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,419,784 Read SEC document |
| August 15, 2023 Filed Feb 14, 2024 22:32 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | PurchaseCommon Stock | 1,166 | $83.46 | $97,314.36 |
DisclosureSEC source: 0001965021-24-000032 · primary_doc.xml · nonDerivative · entry 2 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 11,974 F1 · ownership.nature: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 28, 2023 Filed Jul 28, 2023 17:10 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | OtherCommon Stock | 10,086,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001855290-23-000001 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,086,450 F1 · kind: ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC transferred 10,086,450 shares owned directly by APE II to George B. Kaiser ("Kaiser"). F3 · ownership.direct: These shares are owned directly by Kaiser. Read SEC document |
| July 28, 2023 Filed Jul 28, 2023 17:10 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | OtherCommon Stock | 10,086,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001855290-23-000001 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,521,611 F1 · kind: ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC transferred 10,086,450 shares owned directly by APE II to George B. Kaiser ("Kaiser"). F2 · ownership.nature: These shares are owned directly by APE II. APE II is indirectly controlled by Kaiser and he may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2023 Filed Feb 14, 2024 22:32 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | PurchaseCommon Stock | 1,000 | $86.99 | $86,990.00 |
DisclosureSEC source: 0001965021-24-000032 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 10,808 F1 · ownership.nature: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 18, 2022 Filed Apr 18, 2022 16:01 UTC | Excelerate Energy, Inc. EE · Entity 3984 | OtherClass B Interests · Derivative | 82,021,389 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-014859 · form4.xml · derivative · entry 3 Excelerate Energy Holdings, LLC · CIK 0001908999 · 10% owner Excelerate Holdings, LLC · CIK 0001908901 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,021,389 Underlying: Class A Common Stock · 82,021,389 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the EELP Amended and Restated Limited Partnership Agreement entered into in connection with the Reorganization, the Class B interests of EELP are exchangeable, on a one-for-one basis, for shares of Class A common stock of the Issuer. Upon exchange of a Class B interest, the corresponding share of Class B common stock will be automatically canceled. F4 · kind: In connection with the Reorganization, EE Holdings received 82,021,389 shares of Class B common stock of the Issuer and 82,021,389 Class B interests of EELP for no additional consideration. The shares of Class B common stock do not have any economic rights in the Issuer. F5 · price: Pursuant to the EELP Amended and Restated Limited Partnership Agreement entered into in connection with the Reorganization, the Class B interests of EELP are exchangeable, on a one-for-one basis, for shares of Class A common stock of the Issuer. Upon exchange of a Class B interest, the corresponding share of Class B common stock will be automatically canceled. F5 · derivative.exercise_date: Pursuant to the EELP Amended and Restated Limited Partnership Agreement entered into in connection with the Reorganization, the Class B interests of EELP are exchangeable, on a one-for-one basis, for shares of Class A common stock of the Issuer. Upon exchange of a Class B interest, the corresponding share of Class B common stock will be automatically canceled. F5 · derivative.expiration_date: Pursuant to the EELP Amended and Restated Limited Partnership Agreement entered into in connection with the Reorganization, the Class B interests of EELP are exchangeable, on a one-for-one basis, for shares of Class A common stock of the Issuer. Upon exchange of a Class B interest, the corresponding share of Class B common stock will be automatically canceled. F2 · ownership.direct: Represents shares held by EE Holdings. F3 · ownership.direct: EE Holdings is owned 49.5% by Excelerate Holdings, LLC, an Oklahoma limited liability company ("Excelerate Holdings"), and 50.5% by George B. Kaiser. Excelerate Holdings is controlled by Mr. Kaiser, and he receives all of the pecuniary interest in Excelerate Holdings. Read SEC document |
| April 18, 2022 Filed Apr 18, 2022 16:01 UTC | Excelerate Energy, Inc. EE · Entity 3984 | OtherClass B Common Stock | 82,021,389 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-014859 · form4.xml · nonDerivative · entry 2 Excelerate Energy Holdings, LLC · CIK 0001908999 · 10% owner Excelerate Holdings, LLC · CIK 0001908901 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,021,389 F4 · kind: In connection with the Reorganization, EE Holdings received 82,021,389 shares of Class B common stock of the Issuer and 82,021,389 Class B interests of EELP for no additional consideration. The shares of Class B common stock do not have any economic rights in the Issuer. F4 · price: In connection with the Reorganization, EE Holdings received 82,021,389 shares of Class B common stock of the Issuer and 82,021,389 Class B interests of EELP for no additional consideration. The shares of Class B common stock do not have any economic rights in the Issuer. F2 · ownership.direct: Represents shares held by EE Holdings. F3 · ownership.direct: EE Holdings is owned 49.5% by Excelerate Holdings, LLC, an Oklahoma limited liability company ("Excelerate Holdings"), and 50.5% by George B. Kaiser. Excelerate Holdings is controlled by Mr. Kaiser, and he receives all of the pecuniary interest in Excelerate Holdings. Read SEC document |
| April 18, 2022 Filed Apr 18, 2022 16:01 UTC | Excelerate Energy, Inc. EE · Entity 3984 | OtherCommon Stock | 1,000 | $0.01 | $10.00 |
DisclosureSEC source: 0001140361-22-014859 · form4.xml · nonDerivative · entry 1 Excelerate Energy Holdings, LLC · CIK 0001908999 · 10% owner Excelerate Holdings, LLC · CIK 0001908901 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: In connection with the Issuer's initial public offering, the Issuer, Excelerate Energy Holdings, LLC ("EE Holdings") and Excelerate Energy Limited Partnership ("EELP") participated in a reorganization (the "Reorganization") pursuant to which the securities of the Issuer held by EE Holdings were repurchased by the Issuer. F2 · ownership.direct: Represents shares held by EE Holdings. F3 · ownership.direct: EE Holdings is owned 49.5% by Excelerate Holdings, LLC, an Oklahoma limited liability company ("Excelerate Holdings"), and 50.5% by George B. Kaiser. Excelerate Holdings is controlled by Mr. Kaiser, and he receives all of the pecuniary interest in Excelerate Holdings. Read SEC document |
| December 28, 2021 Filed Feb 10, 2022 22:30 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | GiftCommon Stock | 310,870 | $105.09 | $32,669,328.30 |
DisclosureSEC source: 0001248915-22-000049 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,982,600 F1 · kind: Gift to George Kaiser Family Foundation. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 1,330,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · derivative · entry 4 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,708 Underlying: Class A Common Stock · 1,330,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 1,330,336 | $51.83 | $68,951,314.88 |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 3 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 F5 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 1,330,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 1,330,336 | $0.00 | $1,330.34 |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,708 F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries E Preferred Stock · Derivative | 1,520,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · derivative · entry 8 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,520,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries C Preferred Stock · Derivative | 9,131,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · derivative · entry 7 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 9,131,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries B Preferred Stock · Derivative | 1,875,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · derivative · entry 6 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,875,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · derivative.exercise_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · derivative.expiration_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries A Preferred Stock · Derivative | 81,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · derivative · entry 5 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 81,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 1,520,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · nonDerivative · entry 4 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,608,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 9,131,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · nonDerivative · entry 3 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,087,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 1,875,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,956,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 81,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 81,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 1,439,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · derivative · entry 4 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,993,044 Underlying: Class A Common Stock · 1,439,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 1,439,814 | $28.32 | $40,775,532.48 |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 3 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F5 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 1,439,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,564,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 1,439,814 | $0.00 | $1,439.81 |
DisclosureSEC source: 0001453622-21-000003 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity, LLC · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,993,044 F1 · kind: On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · ownership.direct: 62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | OtherClass B Units · Derivative | 3,830,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · derivative · entry 4 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,432,858 Underlying: Class A Common Stock · 3,830,328 shares Expires not disclosed F6 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F4 · price: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F6 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F6 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F5 · ownership.direct: These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | OtherClass B Common Stock | 3,830,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 3 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,432,858 F4 · kind: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F4 · price: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F5 · ownership.direct: These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | PurchaseClass A Common Stock | 62,500 | $18.00 | $1,125,000.00 |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 2 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO"). F3 · ownership.direct: These securities are held of record by Robert A. Waldo. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC | StepStone Group Inc. STEP · Entity 3755 | PurchaseClass A Common Stock | 62,500 | $18.00 | $1,125,000.00 |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 1 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO"). F2 · ownership.direct: These securities are held of record by Steven R. Mitchell. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
| December 31, 2019 Filed Feb 14, 2020 17:37 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | GiftCommon Stock | 130,779 | $87.17 | $11,400,005.43 |
DisclosureSEC source: 0001248915-20-000033 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,293,470 F1 · kind: Gift to George Kaiser Family Foundation. Read SEC document |
| September 19, 2019 Filed Feb 14, 2023 18:31 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | PurchaseCommon Stock | 675 | $74.04 | $49,977.00 |
DisclosureSEC source: 0001248915-23-000040 · primary_doc.xml · nonDerivative · entry 7 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 9,808 F1 · price: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) through (8) to this Form 5. F8 · price: The price reported in Column 4 is a weighted price. The shares were purchased in multiple transactions at prices ranging from $74.04 to $74.06, inclusive. F2 · ownership.nature: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 29, 2019 Filed Feb 14, 2023 18:31 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | PurchaseCommon Stock | 657 | $76.12 | $50,010.84 |
DisclosureSEC source: 0001248915-23-000040 · primary_doc.xml · nonDerivative · entry 6 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 9,133 F2 · ownership.nature: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 07, 2019 Filed Feb 7, 2019 23:23 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | PurchaseCommon Stock | 3,000 | $85.83 | $257,490.00 |
DisclosureSEC source: 0001248915-19-000034 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 3,000 Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 18:07 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | GiftCommon Stock | 656,365 | $73.13 | $47,999,972.45 |
DisclosureSEC source: 0001248915-18-000154 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,424,249 Read SEC document |
| December 28, 2017 Filed Feb 14, 2018 16:56 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | GiftCommon Stock | 809,755 | $92.83 | $75,169,556.65 |
DisclosureSEC source: 0001248915-18-000050 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,080,614 Read SEC document |
| May 21, 2015 Filed Mar 23, 2017 13:19 UTC Amendment | USA Compression Partners, LP USAC · Entity 4060 | PurchaseCommon Units | 34,921 | $22.12 | $772,487.44 |
DisclosureSEC source: 0001453622-17-000005 · primary_doc.xml · nonDerivative · entry 1 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,256,146.876 F1 · balance_after: These securities are owned solely by Argonaut Private Equity, L.L.C. ("Argonaut"). F2 · balance_after: Includes 605,459.876 common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. F3 · balance_after: George B. Kaiser solely owns 7,425 Common Units. As the sole member of Argonaut, Mr. Kaiser is in indirect possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 7,256,146.876 Common Units held by Argonaut. Read SEC document |
| May 27, 2014 Filed Mar 23, 2017 13:12 UTC Amendment | USA Compression Partners, LP USAC · Entity 4060 | SaleCommon Units | 260,370 | $24.70 | $6,430,097.52 |
DisclosureSEC source: 0001453622-17-000004 · primary_doc.xml · nonDerivative · entry 1 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,615,767 F1 · balance_after: These securities are owned solely by Argonaut Private Equity, L.L.C. ("Argonaut"). F2 · balance_after: George B. Kaiser solely owns 7,425 Common Units. As the sole member of Argonaut, Mr. Kaiser is in indirect possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 6,615,767 Common Units held by Argonaut. Read SEC document |
| May 19, 2014 Filed Mar 23, 2017 13:05 UTC Amendment | USA Compression Partners, LP USAC · Entity 4060 | SaleCommon Units | 173,897 | $24.70 | $4,294,560.31 |
DisclosureSEC source: 0001453622-17-000003 · primary_doc.xml · nonDerivative · entry 1 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,748,607 F1 · balance_after: These securities are owned solely by Argonaut Private Equity, L.L.C. ("Argonaut"). F2 · balance_after: George B. Kaiser solely owns 7,425 Common Units. As the sole member of Argonaut, Mr. Kaiser is in indirect possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 6,748,607 Common Units held by Argonaut. Read SEC document |
| April 21, 2011 Filed Feb 14, 2023 18:31 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | PurchaseCommon Stock | 1,976 | $50.63 | $100,044.88 |
DisclosureSEC source: 0001248915-23-000040 · primary_doc.xml · nonDerivative · entry 5 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 8,476 F1 · price: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) through (8) to this Form 5. F7 · price: The price reported in Column 4 is a weighted price. The shares were purchased in multiple transactions at prices ranging from $50.56 to $50.85, inclusive. F2 · ownership.nature: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 02, 2011 Filed Feb 14, 2023 18:31 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | PurchaseCommon Stock | 1,000 | $51.26 | $51,260.00 |
DisclosureSEC source: 0001248915-23-000040 · primary_doc.xml · nonDerivative · entry 4 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 6,500 F1 · price: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) through (8) to this Form 5. F6 · price: The price reported in Column 4 is a weighted price. The shares were purchased in multiple transactions at prices ranging from $51.25 to $51.27, inclusive. F2 · ownership.nature: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2009 Filed Feb 14, 2023 18:31 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | PurchaseCommon Stock | 1,000 | $46.31 | $46,310.00 |
DisclosureSEC source: 0001248915-23-000040 · primary_doc.xml · nonDerivative · entry 3 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 5,500 F1 · price: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) through (8) to this Form 5. F5 · price: The price reported in Column 4 is a weighted price. The shares were purchased in multiple transactions at prices ranging from $46.31 to $46.33, inclusive. F2 · ownership.nature: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 03, 2009 Filed Feb 14, 2023 18:31 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | PurchaseCommon Stock | 500 | $0.16 | $80.00 |
DisclosureSEC source: 0001248915-23-000040 · primary_doc.xml · nonDerivative · entry 2 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 4,500 F1 · price: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) through (8) to this Form 5. F4 · price: The price reported in Column 4 is a weighted price. The shares were purchased in multiple transactions at prices ranging from $0.14 to $0.27, inclusive. F2 · ownership.nature: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 19, 2009 Filed Feb 14, 2023 18:31 UTC | BOK FINANCIAL CORP BOKF · Entity 3635 | PurchaseCommon Stock | 1,000 | $0.13 | $130.00 |
DisclosureSEC source: 0001248915-23-000040 · primary_doc.xml · nonDerivative · entry 1 KAISER GEORGE B · CIK 0001163432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 4,000 F1 · price: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) through (8) to this Form 5. F3 · price: The price reported in Column 4 is a weighted price. The shares were purchased in multiple transactions at prices ranging from $0.08 to $0.31, inclusive. F2 · ownership.nature: Mr. Kaiser disclaims beneficial ownership of these shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.