Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StepStone Group Inc.STEP · Entity 3755 | See Remarks | March 23, 2021 | March 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StepStone Group Inc.
Report date March 23, 2021 · Filed March 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 3,687,532 |
Reported balance
After 2021-03-23 transaction · row 1
1 source rowRow 1 · 2021-03-23 · Disposition to issuer · Disposed 425,000 · Balance 3,687,532 F1: On March 23, 2021, the Reporting Person exchanged 425,000 Class B Units of StepStone Group LP for 425,000 shares of Class A Common Stock. In connection with the exchange, 425,000 shares of Class B Common Stock were automatically redeemed and cancelled. |
| Class A Common StockSEC Table I · non-derivative | Direct | 40,000 |
Ending reported balance
After 2021-03-23 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2021-03-23 · Conversion · Acquired 425,000 · Balance 465,000 F1: On March 23, 2021, the Reporting Person exchanged 425,000 Class B Units of StepStone Group LP for 425,000 shares of Class A Common Stock. In connection with the exchange, 425,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Row 3 · 2021-03-23 · Sale · Disposed 425,000 · Balance 40,000 F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. |
| Class B UnitsSEC Table II · derivative / convertible security | Direct | 3,687,532 |
Reported balance
After 2021-03-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-23 · Conversion · Disposed 425,000 · Balance 3,687,532 F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1: On March 23, 2021, the Reporting Person exchanged 425,000 Class B Units of StepStone Group LP for 425,000 shares of Class A Common Stock. In connection with the exchange, 425,000 shares of Class B Common Stock were automatically redeemed and cancelled. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 23, 2021, the Reporting Person exchanged 425,000 Class B Units of StepStone Group LP for 425,000 shares of Class A Common Stock. In connection with the exchange, 425,000 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2021 Filed Mar 25, 2021 22:48 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass B Units · Derivative | 425,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000020 · wf-form4_161671249004807.xml · derivative · entry 4 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687,532 Underlying: Class A Common Stock · 425,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On March 23, 2021, the Reporting Person exchanged 425,000 Class B Units of StepStone Group LP for 425,000 shares of Class A Common Stock. In connection with the exchange, 425,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:48 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 425,000 | $28.32 | $12,036,000.00 |
DisclosureSEC source: 0001796022-21-000020 · wf-form4_161671249004807.xml · nonDerivative · entry 3 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:48 UTC | StepStone Group Inc. STEP · Entity 3755 | ConversionClass A Common Stock | 425,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000020 · wf-form4_161671249004807.xml · nonDerivative · entry 2 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 23, 2021, the Reporting Person exchanged 425,000 Class B Units of StepStone Group LP for 425,000 shares of Class A Common Stock. In connection with the exchange, 425,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:48 UTC | StepStone Group Inc. STEP · Entity 3755 | Disposition to issuerClass B Common Stock | 425,000 | $0.00 | $425.00 |
DisclosureSEC source: 0001796022-21-000020 · wf-form4_161671249004807.xml · nonDerivative · entry 1 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687,532 F1 · kind: On March 23, 2021, the Reporting Person exchanged 425,000 Class B Units of StepStone Group LP for 425,000 shares of Class A Common Stock. In connection with the exchange, 425,000 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 22:05 UTC | StepStone Group Inc. STEP · Entity 3755 | OtherClass B Units · Derivative | 4,112,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051541 · doc4.xml · derivative · entry 3 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,112,532 Underlying: Class A Common Stock · 4,112,532 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 22:05 UTC | StepStone Group Inc. STEP · Entity 3755 | GrantClass B Common Stock | 4,112,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051541 · doc4.xml · nonDerivative · entry 2 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,112,532 F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for voting interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for voting interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 22:05 UTC | StepStone Group Inc. STEP · Entity 3755 | PurchaseClass A Common Stock | 40,000 | $18.00 | $720,000.00 |
DisclosureSEC source: 0001209191-20-051541 · doc4.xml · nonDerivative · entry 1 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's directed share program in connection with its initial public offering ("IPO"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.