Randel Johnny D

SEC source: 0001796022-23-000024 · wf-form4_167657822863925.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,657

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2024, 2025, 2026 and 2027, subject to the Reporting Person's continued employment through the applicable vesting date.

SEC source: 0001796022-22-000015 · wf-form4_164505195339032.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,205

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

SEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · derivative · entry 4

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,593

Underlying: Class A Common Stock · 133,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

SEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · nonDerivative · entry 3

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,300

F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.

SEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · nonDerivative · entry 2

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

SEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,593

F1 · kind: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled.

SEC source: 0001796022-21-000074 · wf-form4_163407844465595.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,300

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.01 to $41.19. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001796022-21-000072 · wf-form4_163365351356292.xml · nonDerivative · entry 3

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,605

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.25 to $41.68. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001796022-21-000072 · wf-form4_163365351356292.xml · nonDerivative · entry 2

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,790

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.04 to $41.55. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001796022-21-000072 · wf-form4_163365351356292.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,792

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.62 to $41.97. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001796022-21-000068 · wf-form4_163339313928903.xml · nonDerivative · entry 4

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,695

F4 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.84 to $42.78. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001796022-21-000068 · wf-form4_163339313928903.xml · nonDerivative · entry 3

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,888

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.00 to $42.64. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001796022-21-000068 · wf-form4_163339313928903.xml · derivative · entry 5

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259,626

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

SEC source: 0001796022-21-000068 · wf-form4_163339313928903.xml · nonDerivative · entry 2

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259,626

F1 · kind: On September 30, 2021, the Reporting Person exchanged 75,000 Class B Units of StepStone Group LP (the "Partnership") for 75,000 shares of Class A Common Stock. In connection with the exchange, 75,000 shares of Class B Common Stock were automatically redeemed and cancelled.

SEC source: 0001796022-21-000068 · wf-form4_163339313928903.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 30, 2021, the Reporting Person exchanged 75,000 Class B Units of StepStone Group LP (the "Partnership") for 75,000 shares of Class A Common Stock. In connection with the exchange, 75,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

SEC source: 0001796022-21-000023 · wf-form4_161671264165365.xml · derivative · entry 4

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334,626

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

SEC source: 0001796022-21-000023 · wf-form4_161671264165365.xml · nonDerivative · entry 3

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,300

F3 · kind: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.

SEC source: 0001796022-21-000023 · wf-form4_161671264165365.xml · nonDerivative · entry 2

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

SEC source: 0001796022-21-000023 · wf-form4_161671264165365.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334,626

F1 · kind: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.

SEC source: 0001209191-20-051503 · doc4.xml · derivative · entry 3

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,626

Underlying: Class A Common Stock · 1,534,626 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units.

F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

SEC source: 0001209191-20-051503 · doc4.xml · nonDerivative · entry 2

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,626

F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the Issuer's initial public offering (the "IPO"), shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation.

F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the Issuer's initial public offering (the "IPO"), shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation.

SEC source: 0001209191-20-051503 · doc4.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,300

F1 · kind: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of September 30, 2021, 2022, 2023 and 2024, subject to the Reporting Person's continued employment through the applicable vesting date.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of September 30, 2021, 2022, 2023 and 2024, subject to the Reporting Person's continued employment through the applicable vesting date.