Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2017 Filed Feb 22, 2017 21:24 UTC |
SHEARD PAUL JAMESEVP & Chief Economist
|
GrantCommon Stock | 6,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004119 · doc4.xml · nonDerivative · entry 1 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,836 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 14:47 UTC |
BERISFORD JOHN LPresident, S&P Ratings Service
|
Tax withholdingCommon Stock | 5,178 | $130.76 | $677,075.28 |
DisclosureSEC source: 0001225208-17-004220 · doc4.xml · nonDerivative · entry 4 BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,014 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 14:47 UTC |
BERISFORD JOHN LPresident, S&P Ratings Service
|
Tax withholdingCommon Stock | 2,638 | $130.76 | $344,944.88 |
DisclosureSEC source: 0001225208-17-004220 · doc4.xml · nonDerivative · entry 3 BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,192 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 14:47 UTC |
BERISFORD JOHN LPresident, S&P Ratings Service
|
GrantCommon Stock | 5,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004220 · doc4.xml · nonDerivative · entry 2 BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,830 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 14:47 UTC |
BERISFORD JOHN LPresident, S&P Ratings Service
|
GrantCommon Stock | 12,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004220 · doc4.xml · nonDerivative · entry 1 BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,690 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:41 UTC |
Peterson Douglas L.Director · CEO & President
|
Tax withholdingCommon Stock | 31,018 | $130.76 | $4,055,913.68 |
DisclosureSEC source: 0001225208-17-004239 · doc4.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,778 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:41 UTC |
Peterson Douglas L.Director · CEO & President
|
GrantCommon Stock | 57,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004239 · doc4.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,796 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionOptions (Right to Buy) · Derivative | 846 | $0.00 Strike: $77.81 | $0.00 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · derivative · entry 7 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437 Underlying: Common Stock · 846 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionOptions (Right to Buy) · Derivative | 2,080 | $0.00 Strike: $51.55 | $0.00 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · derivative · entry 6 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,080 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC |
Geduldig CourtneyEVP, Public Affairs
|
SaleCommon Stock | 2,080 | $124.98 | $259,964.64 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · nonDerivative · entry 5 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,663 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.9300 to $125.0700, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC |
Geduldig CourtneyEVP, Public Affairs
|
SaleCommon Stock | 846 | $124.98 | $105,735.62 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · nonDerivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,743 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.9300 to $125.0700, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC |
Geduldig CourtneyEVP, Public Affairs
|
SaleCommon Stock | 798 | $124.93 | $99,694.94 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · nonDerivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,589 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionCommon Stock | 846 | $77.81 | $65,827.26 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionCommon Stock | 2,080 | $51.55 | $107,224.00 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 21:24 UTC |
Morris Maria RDirector
|
PurchaseCommon Stock | 400 | $115.90 | $46,360.00 |
DisclosureSEC source: 0001225208-17-001620 · doc4.xml · nonDerivative · entry 1 Morris Maria R · CIK 0001423154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 F1 · shares: Purchase of 400 shares of SPGI stock pursuant to Article II of the Company's By-laws. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 17:20 UTC |
Chinn MichaelPresident,SPCIQ/SNL Financial
|
Exercise / conversionRestricted Stock Units · Derivative | 14,140 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000225 · doc4.xml · derivative · entry 3 Chinn Michael · CIK 0001652374 · President,SPCIQ/SNL Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,140 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 17:20 UTC |
Chinn MichaelPresident,SPCIQ/SNL Financial
|
Tax withholdingCommon Stock | 5,444 | $107.54 | $585,447.76 |
DisclosureSEC source: 0001225208-17-000225 · doc4.xml · nonDerivative · entry 2 Chinn Michael · CIK 0001652374 · President,SPCIQ/SNL Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,196 Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 17:20 UTC |
Chinn MichaelPresident,SPCIQ/SNL Financial
|
Exercise / conversionCommon Stock | 14,140 | $107.54 | $1,520,615.60 |
DisclosureSEC source: 0001225208-17-000225 · doc4.xml · nonDerivative · entry 1 Chinn Michael · CIK 0001652374 · President,SPCIQ/SNL Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 18:40 UTC |
MACKAY ROBERTSVP and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 3,838 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000239 · doc4.xml · derivative · entry 3 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,349 Underlying: Common Stock · 3,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The RSU awards will vest 12/31/2016 and 12/31/2017. F2 · derivative.expiration_date: The RSU awards will vest 12/31/2016 and 12/31/2017. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 18:40 UTC |
MACKAY ROBERTSVP and Controller
|
Tax withholdingCommon Stock | 1,476 | $107.54 | $158,729.04 |
DisclosureSEC source: 0001225208-17-000239 · doc4.xml · nonDerivative · entry 2 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,362 Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 18:40 UTC |
MACKAY ROBERTSVP and Controller
|
Exercise / conversionCommon Stock | 3,838 | $107.54 | $412,738.52 |
DisclosureSEC source: 0001225208-17-000239 · doc4.xml · nonDerivative · entry 1 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:34 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 3,020.56 | $108.39 Strike: $0.00 | $327,398.50 |
DisclosureSEC source: 0001225208-17-000304 · doc4.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,592.81 Underlying: Common Stock · 3,020.56 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:35 UTC |
THORNBURGH RICHARD EDirector
|
GrantPhantom Stock Units · Derivative | 2,222.1 | $108.39 Strike: $0.00 | $240,853.42 |
DisclosureSEC source: 0001225208-17-000305 · doc4.xml · derivative · entry 2 THORNBURGH RICHARD E · CIK 0001369635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,989.01 Underlying: Common Stock · 2,222.1 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:20 UTC |
Jacoby RebeccaDirector
|
GrantPhantom Stock Units · Derivative | 1,095.88 | $108.39 Strike: $0.00 | $118,782.43 |
DisclosureSEC source: 0001225208-17-000357 · doc4.xml · derivative · entry 2 Jacoby Rebecca · CIK 0001623506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,661.72 Underlying: Common Stock · 1,095.88 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:46 UTC |
Morris Maria RDirector
|
GrantPhantom Stock Units · Derivative | 266.13 | $108.39 Strike: $0.00 | $28,845.83 |
DisclosureSEC source: 0001225208-17-000430 · doc4.xml · derivative · entry 1 Morris Maria R · CIK 0001423154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266.13 Underlying: Common Stock · 266.13 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:21 UTC |
SCHMOKE KURT LDirector
|
GrantPhantom Stock Units · Derivative | 2,067.28 | $108.39 Strike: $0.00 | $224,072.48 |
DisclosureSEC source: 0001225208-17-000360 · doc4.xml · derivative · entry 2 SCHMOKE KURT L · CIK 0001206671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,567.66 Underlying: Common Stock · 2,067.28 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:48 UTC |
HALDEMAN CHARLES EDirector
|
GrantPhantom Stock Units · Derivative | 3,593.1 | $108.39 Strike: $0.00 | $389,456.11 |
DisclosureSEC source: 0001225208-17-000433 · doc4.xml · derivative · entry 2 HALDEMAN CHARLES E · CIK 0001202325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,043.17 Underlying: Common Stock · 3,593.1 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 14:28 UTC |
GREEN WILLIAM DDirector
|
GrantPhantom Stock Units · Derivative | 1,178.93 | $108.39 Strike: $0.00 | $127,784.22 |
DisclosureSEC source: 0001225208-17-000529 · doc4.xml · derivative · entry 2 GREEN WILLIAM D · CIK 0001232906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,996.23 Underlying: Common Stock · 1,178.93 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 14:28 UTC |
Leroux Monique F.Director
|
GrantPhantom Stock Units · Derivative | 266.13 | $108.39 Strike: $0.00 | $28,845.83 |
DisclosureSEC source: 0001225208-17-000528 · doc4.xml · derivative · entry 2 Leroux Monique F. · CIK 0001686366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266.13 Underlying: Common Stock · 266.13 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 14:32 UTC |
OCHOA BRILLEMBOURG HILDADirector
|
GrantPhantom Stock Units · Derivative | 2,708.08 | $108.39 Strike: $0.00 | $293,528.79 |
DisclosureSEC source: 0001225208-17-000531 · doc4.xml · derivative · entry 2 OCHOA BRILLEMBOURG HILDA · CIK 0001236470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,036.79 Underlying: Common Stock · 2,708.08 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 14:44 UTC |
Rake MichaelDirector
|
GrantPhantom Stock Units · Derivative | 1,658.9 | $108.39 Strike: $0.00 | $179,808.17 |
DisclosureSEC source: 0001225208-17-000536 · doc4.xml · derivative · entry 2 Rake Michael · CIK 0001420787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,326.86 Underlying: Common Stock · 1,658.9 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:39 UTC |
BISCHOFF WINFRIED F W SIRDirector
|
GrantPhantom Stock Units · Derivative | 1,527.91 | $108.39 Strike: $0.00 | $165,610.16 |
DisclosureSEC source: 0001225208-17-000549 · doc4.xml · derivative · entry 2 BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,613.47 Underlying: Common Stock · 1,527.91 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| December 31, 2016 Filed Jan 11, 2017 14:42 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
OtherCommon Stock | 9.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000989 · doc5.xml · nonDerivative · entry 1 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,640.76 F1 · kind: Shares acquired under SPGI Stock Fund. F2 · balance_after: Includes shares acquired under SPGI Stock Fund. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 18:35 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 19,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042656 · doc4.xml · derivative · entry 1 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,353 Underlying: Common Stock · 19,353 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/1/2017, 33% on 12/1/2018 and 34% on 12/1/2019. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/1/2017, 33% on 12/1/2018 and 34% on 12/1/2019. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:38 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionOptions (Right to Buy) · Derivative | 1,729 | $0.00 Strike: $67.19 | $0.00 |
DisclosureSEC source: 0001225208-16-042310 · doc4.xml · derivative · entry 6 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,729 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:38 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionOptions (Right to Buy) · Derivative | 3,761 | $0.00 Strike: $36.91 | $0.00 |
DisclosureSEC source: 0001225208-16-042310 · doc4.xml · derivative · entry 5 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,761 shares Expires 2018-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:38 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Tax withholdingCommon Stock | 3,554 | $120.00 | $426,480.00 |
DisclosureSEC source: 0001225208-16-042310 · doc4.xml · nonDerivative · entry 4 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,631.11 F2 · balance_after: Includes shares acquired under SPGI Stock Fund. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:38 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
OtherCommon Stock | 13.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042310 · doc4.xml · nonDerivative · entry 3 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,185.11 F1 · kind: Shares acquired under SPGI Stock Fund. F2 · balance_after: Includes shares acquired under SPGI Stock Fund. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:38 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionCommon Stock | 1,729 | $67.19 | $116,171.51 |
DisclosureSEC source: 0001225208-16-042310 · doc4.xml · nonDerivative · entry 2 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:38 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionCommon Stock | 3,761 | $36.91 | $138,818.51 |
DisclosureSEC source: 0001225208-16-042310 · doc4.xml · nonDerivative · entry 1 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 18:30 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
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SaleCommon Stock | 133 | $125.44 | $16,683.31 |
DisclosureSEC source: 0001225208-16-041763 · doc4.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 18:15 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
SaleCommon Stock | 500 | $123.08 | $61,540.00 |
DisclosureSEC source: 0001225208-16-039348 · doc4.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133 Read SEC document |
| September 01, 2016 Filed Sep 2, 2016 16:14 UTC |
Kemps Steven JEVP, General Counsel
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GrantRestricted Stock Units · Derivative | 2,057 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-038724 · doc4.xml · derivative · entry 2 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,057 Underlying: Common Stock · 2,057 shares Expires 2018-12-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| September 01, 2016 Filed Sep 2, 2016 16:14 UTC |
Kemps Steven JEVP, General Counsel
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GrantRestricted Stock Units · Derivative | 3,227 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-038724 · doc4.xml · derivative · entry 1 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,227 Underlying: Common Stock · 3,227 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock unit will vest 33% on 9/1/2017, 33% on 9/1/2018 and 34% on 9/1/2019. F2 · derivative.expiration_date: The restricted stock unit will vest 33% on 9/1/2017, 33% on 9/1/2018 and 34% on 9/1/2019. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 18:52 UTC |
ONEILL FINBARR JPresident, JDPA
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Exercise / conversionOptions (Right to Buy) · Derivative | 7,282 | $0.00 Strike: $51.55 | $0.00 |
DisclosureSEC source: 0001225208-16-037333 · doc4.xml · derivative · entry 5 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,282 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 18:52 UTC |
ONEILL FINBARR JPresident, JDPA
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Exercise / conversionOptions (Right to Buy) · Derivative | 17,296 | $0.00 Strike: $37.41 | $0.00 |
DisclosureSEC source: 0001225208-16-037333 · doc4.xml · derivative · entry 4 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,296 shares Expires 2021-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 18:52 UTC |
ONEILL FINBARR JPresident, JDPA
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SaleCommon Stock | 36,674 | $120.97 | $4,436,501.46 |
DisclosureSEC source: 0001225208-16-037333 · doc4.xml · nonDerivative · entry 3 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,380 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.8400 to $121.2000, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 18:52 UTC |
ONEILL FINBARR JPresident, JDPA
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Exercise / conversionCommon Stock | 7,282 | $51.55 | $375,387.10 |
DisclosureSEC source: 0001225208-16-037333 · doc4.xml · nonDerivative · entry 2 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 18:52 UTC |
ONEILL FINBARR JPresident, JDPA
|
Exercise / conversionCommon Stock | 17,296 | $37.41 | $647,043.36 |
DisclosureSEC source: 0001225208-16-037333 · doc4.xml · nonDerivative · entry 1 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2016 Filed Aug 2, 2016 13:12 UTC |
Callahan John F JrEVP and CFO
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Tax withholdingCommon Stock | 22,858 | $122.20 | $2,793,247.60 |
DisclosureSEC source: 0001225208-16-037289 · doc4.xml · nonDerivative · entry 10 Callahan John F Jr · CIK 0001361758 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,834 F3 · shares: Withholding of shares of Common Stock under the S&P Global 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.