Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.SPGI · Entity 2879 | President, JDPA | August 01, 2016 | August 02, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date August 01, 2016 · Filed August 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,380 |
Ending reported balance
After 2016-08-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2016-08-01 · Exercise / conversion · Acquired 17,296 · Balance 50,772 Row 2 · 2016-08-01 · Exercise / conversion · Acquired 7,282 · Balance 58,054 Row 3 · 2016-08-01 · Sale · Disposed 36,674 · Balance 21,380 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.8400 to $121.2000, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnote (1) to this Form 4. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.41 · Expires 2021-03-31 | Direct | 0 |
Reported balance
After 2016-08-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-08-01 · Exercise / conversion · Disposed 17,296 · Balance 0 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.55 · Expires 2023-03-31 | Direct | 0 |
Reported balance
After 2016-08-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-08-01 · Exercise / conversion · Disposed 7,282 · Balance 0 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.81 · Expires 2024-03-31 | Direct | 4,489 |
Reported balance
Holding disclosure · report date 2016-08-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 4,489 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,144 |
Reported balance
Holding disclosure · report date 2016-08-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,144 F2: The restricted stock units will vest on December 31, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.8400 to $121.2000, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnote (1) to this Form 4.
F2: The restricted stock units will vest on December 31, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2016 Filed Aug 2, 2016 18:52 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 7,282 | $0.00 Strike: $51.55 | $0.00 |
DisclosureSEC source: 0001225208-16-037333 · doc4.xml · derivative · entry 5 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,282 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 18:52 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 17,296 | $0.00 Strike: $37.41 | $0.00 |
DisclosureSEC source: 0001225208-16-037333 · doc4.xml · derivative · entry 4 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,296 shares Expires 2021-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 18:52 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 36,674 | $120.97 | $4,436,501.46 |
DisclosureSEC source: 0001225208-16-037333 · doc4.xml · nonDerivative · entry 3 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,380 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.8400 to $121.2000, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 18:52 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 7,282 | $51.55 | $375,387.10 |
DisclosureSEC source: 0001225208-16-037333 · doc4.xml · nonDerivative · entry 2 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 18:52 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 17,296 | $37.41 | $647,043.36 |
DisclosureSEC source: 0001225208-16-037333 · doc4.xml · nonDerivative · entry 1 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2016 Filed Feb 24, 2016 22:03 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 3,335 | $87.20 | $290,812.00 |
DisclosureSEC source: 0001225208-16-027966 · doc4.xml · nonDerivative · entry 2 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,476 F2 · kind: Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 23, 2016 Filed Feb 24, 2016 22:03 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantCommon Stock | 8,793 | $87.20 | $766,749.60 |
DisclosureSEC source: 0001225208-16-027966 · doc4.xml · nonDerivative · entry 1 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,811 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| April 01, 2015 Filed Apr 2, 2015 20:20 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-009254 · doc4.xml · derivative · entry 2 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144 Underlying: Common Stock · 1,144 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. F2 · derivative.exercise_date: The restricted stock units will vest on December 31, 2017. F2 · derivative.expiration_date: The restricted stock units will vest on December 31, 2017. Read SEC document |
| March 23, 2015 Filed Mar 25, 2015 12:58 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 18,805 | $0.00 Strike: $33.98 | $0.00 |
DisclosureSEC source: 0001225208-15-008470 · doc4.xml · derivative · entry 8 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,805 shares Expires 2020-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2015 Filed Mar 25, 2015 12:58 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 6,715 | $0.00 Strike: $36.91 | $0.00 |
DisclosureSEC source: 0001225208-15-008470 · doc4.xml · derivative · entry 7 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,715 shares Expires 2018-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2015 Filed Mar 25, 2015 12:58 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 6,682 | $106.50 | $711,633.00 |
DisclosureSEC source: 0001225208-15-008470 · doc4.xml · nonDerivative · entry 6 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,018 Read SEC document |
| March 23, 2015 Filed Mar 25, 2015 12:58 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 6,000 | $106.50 | $639,000.00 |
DisclosureSEC source: 0001225208-15-008470 · doc4.xml · nonDerivative · entry 5 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,700 Read SEC document |
| March 23, 2015 Filed Mar 25, 2015 12:58 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 2,328 | $106.50 | $247,932.00 |
DisclosureSEC source: 0001225208-15-008470 · doc4.xml · nonDerivative · entry 4 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,700 Read SEC document |
| March 23, 2015 Filed Mar 25, 2015 12:58 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 2,290 | $106.50 | $243,885.00 |
DisclosureSEC source: 0001225208-15-008470 · doc4.xml · nonDerivative · entry 3 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,028 Read SEC document |
| March 23, 2015 Filed Mar 25, 2015 12:58 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionCommon Stock | 6,715 | $36.91 | $247,850.65 |
DisclosureSEC source: 0001225208-15-008470 · doc4.xml · nonDerivative · entry 2 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2015 Filed Mar 25, 2015 12:58 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionCommon Stock | 18,805 | $33.98 | $638,993.90 |
DisclosureSEC source: 0001225208-15-008470 · doc4.xml · nonDerivative · entry 1 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2015 Filed Feb 19, 2015 20:00 UTC | S&P Global Inc. MHFI · Entity 2879 | SaleCommon Stock | 3,530 | $104.70 | $369,592.06 |
DisclosureSEC source: 0001225208-15-004686 · doc4.xml · nonDerivative · entry 1 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,798 Read SEC document |
| February 13, 2015 Filed Feb 17, 2015 20:37 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 18,805 | $0.00 Strike: $21.95 | $0.00 |
DisclosureSEC source: 0001225208-15-004224 · doc4.xml · derivative · entry 5 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,805 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2015 Filed Feb 17, 2015 20:37 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 7,705 | $102.19 | $787,373.95 |
DisclosureSEC source: 0001225208-15-004224 · doc4.xml · nonDerivative · entry 4 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,328 Read SEC document |
| February 13, 2015 Filed Feb 17, 2015 20:37 UTC | S&P Global Inc. MHFI · Entity 2879 | SaleCommon Stock | 4,723 | $101.72 | $480,433.01 |
DisclosureSEC source: 0001225208-15-004224 · doc4.xml · nonDerivative · entry 3 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,033 Read SEC document |
| February 13, 2015 Filed Feb 17, 2015 20:37 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 4,040 | $102.19 | $412,847.60 |
DisclosureSEC source: 0001225208-15-004224 · doc4.xml · nonDerivative · entry 2 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,756 Read SEC document |
| February 13, 2015 Filed Feb 17, 2015 20:37 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionCommon Stock | 18,805 | $21.95 | $412,769.75 |
DisclosureSEC source: 0001225208-15-004224 · doc4.xml · nonDerivative · entry 1 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2015 Filed Jan 7, 2015 22:14 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 4,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001014 · doc4.xml · nonDerivative · entry 1 ONEILL FINBARR J · CIK 0001314567 · President, JDPA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,991 F1 · kind: Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.