Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
S&P Global Inc.
Report date December 31, 2017 · Filed January 03, 2018
Section 16 reporting ended · disclosed 2018-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,980 |
Ending reported balance
After 2017-12-31 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-12-31 · Exercise / conversion · Acquired 1,372 · Balance 5,367 Row 2 · 2017-12-31 · Exercise / conversion · Acquired 367 · Balance 5,734 Row 3 · 2017-12-31 · Tax withholding · Disposed 602 · Balance 5,132 Row 4 · 2017-12-31 · Tax withholding · Disposed 152 · Balance 4,980 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-12-31 | Direct | 0 |
Reported balance
After 2017-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-31 · Exercise / conversion · Disposed 1,372 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-12-31 | Direct | 746 |
Reported balance
After 2017-12-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-31 · Exercise / conversion · Disposed 367 · Balance 746 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-12-31 | Direct | 1,450 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,450 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.81 · Expires 2024-03-31 | Direct | 6,092 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 6,092 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.55 · Expires 2023-03-31 | Direct | 8,842 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 8,842 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 367 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · derivative · entry 6 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746 Underlying: Common Stock · 367 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · derivative · entry 5 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,372 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 152 | $169.40 | $25,748.80 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · nonDerivative · entry 4 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,980 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 602 | $169.40 | $101,978.80 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · nonDerivative · entry 3 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,132 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 367 | $169.40 | $62,169.80 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · nonDerivative · entry 2 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,372 | $169.40 | $232,416.80 |
DisclosureSEC source: 0000064040-18-000022 · wf-form4_151501339872125.xml · nonDerivative · entry 1 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:31 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007533 · doc4.xml · derivative · entry 2 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113 Underlying: Common Stock · 1,113 shares Expires 2019-12-31 F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:24 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 2,841 | $130.76 | $371,489.16 |
DisclosureSEC source: 0001225208-17-004119 · doc4.xml · nonDerivative · entry 2 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,995 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:24 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 6,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004119 · doc4.xml · nonDerivative · entry 1 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,836 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| May 20, 2016 Filed May 20, 2016 18:43 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,000 | $107.83 | $215,660.20 |
DisclosureSEC source: 0001225208-16-033681 · doc4.xml · nonDerivative · entry 4 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 20, 2016 Filed May 20, 2016 18:43 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,000 | $107.85 | $215,700.20 |
DisclosureSEC source: 0001225208-16-033681 · doc4.xml · nonDerivative · entry 3 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| May 20, 2016 Filed May 20, 2016 18:43 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,247 | $107.54 | $134,102.38 |
DisclosureSEC source: 0001225208-16-033681 · doc4.xml · nonDerivative · entry 2 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| May 20, 2016 Filed May 20, 2016 18:43 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,000 | $107.79 | $107,787.50 |
DisclosureSEC source: 0001225208-16-033681 · doc4.xml · nonDerivative · entry 1 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,247 Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 17:16 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-030685 · doc4.xml · derivative · entry 2 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450 Underlying: Common Stock · 1,450 shares Expires 2018-12-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. Read SEC document |
| February 23, 2016 Filed Feb 25, 2016 17:02 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 4,429 | $87.20 | $386,208.80 |
DisclosureSEC source: 0001225208-16-028114 · doc4.xml · nonDerivative · entry 2 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,247 F2 · kind: Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 23, 2016 Filed Feb 25, 2016 17:02 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantCommon Stock | 10,676 | $87.20 | $930,947.20 |
DisclosureSEC source: 0001225208-16-028114 · doc4.xml · nonDerivative · entry 1 SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,676 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.