Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director | June 01, 2026 | June 02, 2026 |
| S&P Global Inc.SPGI · Entity 2879 | Director | May 01, 2025 | May 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date June 01, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,671.992 |
Ending reported balance
After 2026-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-01 · Grant · Acquired 1,309.777 · Balance 11,398.13 F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Row 2 · 2026-06-01 · Grant · Acquired 273.862 · Balance 11,671.992 F2: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
F2: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
S&P Global Inc.
Report date May 01, 2025 · Filed May 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,842 |
Ending reported balance
After 2025-05-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2025-05-01 · Sale · Disposed 3,959 · Balance 64,056 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Row 2 · 2025-05-01 · Sale · Disposed 4,544 · Balance 59,512 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.17 to $502.15, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Row 3 · 2025-05-01 · Sale · Disposed 4,514 · Balance 54,998 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.18 to $503.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Row 4 · 2025-05-01 · Sale · Disposed 5,856 · Balance 49,142 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.21 to $503.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Row 5 · 2025-05-01 · Sale · Disposed 300 · Balance 48,842 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.31 to $504.45, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 100,000 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 F6: Shares of common stock held by a grantor retained annuity trust established on February 28, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,168 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,168 F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F8: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,862 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 7,862 F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F9: As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,051 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,051 F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F10: As previously reported, pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.17 to $502.15, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.18 to $503.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.21 to $503.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.31 to $504.45, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
F6: Shares of common stock held by a grantor retained annuity trust established on February 28, 2025.
F7: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F8: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F9: As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F10: As previously reported, pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 2, 2026 21:06 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 273.862 | $209.96 | $57,499.90 |
DisclosureSEC source: 0001628280-26-039858 · wk-form4_1780434364.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,671.992 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:06 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 1,309.777 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-039858 · wk-form4_1780434364.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,398.13 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 21:40 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 340.727 | $168.76 | $57,500.07 |
DisclosureSEC source: 0001628280-25-054800 · wk-form4_1764711652.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,060.251 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 17, 2025 Filed Dec 2, 2025 21:40 UTC | MORGAN STANLEY MS · Entity 2815 | OtherCommon Stock | 4 | $159.72 | $638.86 |
DisclosureSEC source: 0001628280-25-054800 · wk-form4_1764711652.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,719.524 Read SEC document |
| October 09, 2025 Filed Dec 2, 2025 21:40 UTC | MORGAN STANLEY MS · Entity 2815 | OtherCommon Stock | 1 | $154.98 | $154.98 |
DisclosureSEC source: 0001628280-25-054800 · wk-form4_1764711652.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,715.524 Read SEC document |
| October 08, 2025 Filed Dec 2, 2025 21:40 UTC | MORGAN STANLEY MS · Entity 2815 | OtherCommon Stock | 31 | $155.99 | $4,835.69 |
DisclosureSEC source: 0001628280-25-054800 · wk-form4_1764711652.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,714.524 Read SEC document |
| June 01, 2025 Filed Jun 3, 2025 20:09 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 2,155.455 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-029040 · wk-form4_1748981336.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,655.455 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:03 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 300 | $504.38 | $151,314.00 |
DisclosureSEC source: 0000064040-25-000129 · wk-form4_1746216200.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,842 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.31 to $504.45, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:03 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 5,856 | $503.59 | $2,949,023.04 |
DisclosureSEC source: 0000064040-25-000129 · wk-form4_1746216200.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,142 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.21 to $503.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:03 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 4,514 | $502.72 | $2,269,278.08 |
DisclosureSEC source: 0000064040-25-000129 · wk-form4_1746216200.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,998 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.18 to $503.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:03 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 4,544 | $501.73 | $2,279,861.12 |
DisclosureSEC source: 0000064040-25-000129 · wk-form4_1746216200.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,512 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.17 to $502.15, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:03 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 3,959 | $500.67 | $1,982,152.53 |
DisclosureSEC source: 0000064040-25-000129 · wk-form4_1746216200.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,056 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 21:06 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 14,159 | $516.81 | $7,317,512.79 |
DisclosureSEC source: 0000064040-25-000093 · wk-form4_1741295198.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,015 F3 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 21:06 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 25,603 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-25-000093 · wk-form4_1741295198.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,174 F4 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance-based Founders stock unit award. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 21:06 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 5,481 | $516.81 | $2,832,635.61 |
DisclosureSEC source: 0000064040-25-000093 · wk-form4_1741295198.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,571 F3 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 21:06 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 9,910 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-25-000093 · wk-form4_1741295198.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,052 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. F2 · balance_after: Since the reporting person's last report, 100,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust of which he is the trustee. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 40 | $545.12 | $21,804.80 |
DisclosureSEC source: 0000064040-25-000057 · wk-form4_1739998991.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,142 Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,025 | $544.26 | $557,866.50 |
DisclosureSEC source: 0000064040-25-000057 · wk-form4_1739998991.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,182 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.09 to $544.99, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 3,879 | $543.46 | $2,108,081.34 |
DisclosureSEC source: 0000064040-25-000057 · wk-form4_1739998991.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,207 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.09 to $544.06, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 300 | $541.76 | $162,528.00 |
DisclosureSEC source: 0000064040-25-000057 · wk-form4_1739998991.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,086 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.51 to $542.27, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 21:03 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 277 | $540.62 | $149,751.74 |
DisclosureSEC source: 0000064040-25-000057 · wk-form4_1739998991.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,386 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.40 to $540.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:13 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 10,051 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-25-000005 · wk-form4_1735938801.xml · derivative · entry 10 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,051 Underlying: Common Stock · 10,051 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F5 · derivative.exercise_date: Pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date. F5 · derivative.expiration_date: Pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 3,871 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-25-000005 · wk-form4_1735938801.xml · derivative · entry 9 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,862 Underlying: Common Stock · 3,871 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 4,044 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-25-000005 · wk-form4_1735938801.xml · derivative · entry 8 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,168 Underlying: Common Stock · 4,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 3,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-25-000005 · wk-form4_1735938801.xml · derivative · entry 7 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% vested on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% vested on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 2,050 | $498.03 | $1,020,961.50 |
DisclosureSEC source: 0000064040-25-000005 · wk-form4_1735938801.xml · nonDerivative · entry 6 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,663 Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 3,871 | $498.03 | $1,927,874.13 |
DisclosureSEC source: 0000064040-25-000005 · wk-form4_1735938801.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 2,237 | $498.03 | $1,114,093.11 |
DisclosureSEC source: 0000064040-25-000005 · wk-form4_1735938801.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,842 Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 4,044 | $498.03 | $2,014,033.32 |
DisclosureSEC source: 0000064040-25-000005 · wk-form4_1735938801.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,711 | $498.03 | $852,129.33 |
DisclosureSEC source: 0000064040-25-000005 · wk-form4_1735938801.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,035 Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 3,604 | $498.03 | $1,794,900.12 |
DisclosureSEC source: 0000064040-25-000005 · wk-form4_1735938801.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2024 Filed Aug 6, 2024 21:10 UTC | S&P Global Inc. SPGI · Entity 2879 | GiftCommon Stock | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-24-000165 · wk-form4_1722978602.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,142 F4 · shares: Represents shares donated by the reporting person to a charitable donor advised fund. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 21:10 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,050 | $484.16 | $992,528.00 |
DisclosureSEC source: 0000064040-24-000165 · wk-form4_1722978602.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,912 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $483.91 to $484.35, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 21:10 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 4,950 | $483.37 | $2,392,681.50 |
DisclosureSEC source: 0000064040-24-000165 · wk-form4_1722978602.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,962 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $482.88 to $483.87, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F2 · balance_after: 54,100 shares previously reported as indirectly beneficially owned by a grantor retained annuity trust were transferred back to the direct holdings of the reporting person in satisfaction of an annuity payment since his last Form 4 filing. Balance is reduced from prior reports by 1 share due to overreporting. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:01 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,011 | $433.62 | $872,009.82 |
DisclosureSEC source: 0000064040-24-000132 · wk-form4_1715976064.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,813 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $433.52 to $433.73, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:01 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,013 | $432.98 | $871,588.74 |
DisclosureSEC source: 0000064040-24-000132 · wk-form4_1715976064.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 109,824 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $432.50 to $433.47, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:01 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 702 | $431.40 | $302,842.80 |
DisclosureSEC source: 0000064040-24-000132 · wk-form4_1715976064.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,837 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $431.10 to $431.85, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:01 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 100 | $429.63 | $42,963.00 |
DisclosureSEC source: 0000064040-24-000132 · wk-form4_1715976064.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 112,539 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:01 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,174 | $429.13 | $503,798.62 |
DisclosureSEC source: 0000064040-24-000132 · wk-form4_1715976064.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 112,639 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $428.52 to $429.31, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:16 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 6,661 | $422.31 | $2,813,006.91 |
DisclosureSEC source: 0000064040-24-000103 · wk-form4_1709853399.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,913 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:16 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 12,044 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-24-000103 · wk-form4_1709853399.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,574 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:31 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 11,733 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-24-000079 · wk-form4_1709681472.xml · derivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,733 Underlying: Common Stock · 11,733 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2024, 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2024, 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 22:13 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,384 | $425.64 | $1,014,725.76 |
DisclosureSEC source: 0000064040-24-000077 · wk-form4_1708467207.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,530 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $425.44 to $426.00, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 22:13 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,818 | $424.96 | $772,577.28 |
DisclosureSEC source: 0000064040-24-000077 · wk-form4_1708467207.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,914 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $424.37 to $425.30, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 22:13 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,798 | $423.34 | $761,165.32 |
DisclosureSEC source: 0000064040-24-000077 · wk-form4_1708467207.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,732 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $422.80 to $423.52, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:43 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 4,044 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · derivative · entry 9 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,212 Underlying: Common Stock · 4,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:43 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 3,498 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · derivative · entry 8 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,604 Underlying: Common Stock · 3,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:43 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 2,744 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · derivative · entry 7 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:43 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 2,237 | $440.52 | $985,443.24 |
DisclosureSEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 6 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,530 Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:43 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 4,044 | $440.52 | $1,781,462.88 |
DisclosureSEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.