Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.SPGI · Entity 2879 | SVP and Controller | April 03, 2018 | April 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date April 03, 2018 · Filed April 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,680 |
Ending reported balance
After 2018-04-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-04-03 · Exercise / conversion · Acquired 255 · Balance 9,805 Row 2 · 2018-04-03 · Tax withholding · Disposed 125 · Balance 9,680 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-04-03 | Direct | 518 |
Reported balance
After 2018-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-03 · Exercise / conversion · Disposed 255 · Balance 518 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2: The restricted stock units vested 33% on 4/3/2018 and will vest 33% on 4/3/2019 and 34% on 4/3/2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-12-31 | Direct | 816 |
Reported balance
Holding disclosure · report date 2018-04-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 816 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-12-31 | Direct | 1,586 |
Reported balance
Holding disclosure · report date 2018-04-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,586 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 844 |
Reported balance
Holding disclosure · report date 2018-04-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 844 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respectivevesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The restricted stock units vested 33% on 4/3/2018 and will vest 33% on 4/3/2019 and 34% on 4/3/2020.
F3: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respectivevesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2018 Filed Apr 5, 2018 18:24 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 255 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000118 · wf-form4_152295263175877.xml · derivative · entry 3 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518 Underlying: Common Stock · 255 shares Expires 2020-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 4/3/2018 and will vest 33% on 4/3/2019 and 34% on 4/3/2020. F2 · derivative.expiration_date: The restricted stock units vested 33% on 4/3/2018 and will vest 33% on 4/3/2019 and 34% on 4/3/2020. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:24 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 125 | $189.20 | $23,650.00 |
DisclosureSEC source: 0000064040-18-000118 · wf-form4_152295263175877.xml · nonDerivative · entry 2 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,680 Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:24 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 255 | $189.20 | $48,246.00 |
DisclosureSEC source: 0000064040-18-000118 · wf-form4_152295263175877.xml · nonDerivative · entry 1 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 21:59 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 844 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000096 · wf-form4_152287917973060.xml · derivative · entry 2 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844 Underlying: Common Stock · 844 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:01 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 3,452 | $193.14 | $666,719.28 |
DisclosureSEC source: 0000064040-18-000068 · wf-form4_151993085708624.xml · nonDerivative · entry 2 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,550 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:01 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 7,052 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000068 · wf-form4_151993085708624.xml · nonDerivative · entry 1 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,002 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 402 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · derivative · entry 6 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816 Underlying: Common Stock · 402 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 5,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · derivative · entry 5 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: 12/31/2017 F2 · derivative.expiration_date: 12/31/2017 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 149 | $169.40 | $25,240.60 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · nonDerivative · entry 4 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 2,014 | $169.40 | $341,171.60 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · nonDerivative · entry 3 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,099 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 402 | $169.40 | $68,098.80 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · nonDerivative · entry 2 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 5,349 | $169.40 | $906,120.60 |
DisclosureSEC source: 0000064040-18-000016 · wf-form4_151501308764239.xml · nonDerivative · entry 1 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,218 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007534 · doc4.xml · derivative · entry 3 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218 Underlying: Common Stock · 1,218 shares Expires 2019-12-31 F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:32 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 773 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007534 · doc4.xml · derivative · entry 2 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773 Underlying: Common Stock · 773 shares Expires 2020-04-03 F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 4/3/2018, 33% on 4/3/2019 and 34% on 4/3/2020. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 4/3/2018, 33% on 4/3/2019 and 34% on 4/3/2020. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 18:40 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 3,838 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000239 · doc4.xml · derivative · entry 3 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,349 Underlying: Common Stock · 3,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The RSU awards will vest 12/31/2016 and 12/31/2017. F2 · derivative.expiration_date: The RSU awards will vest 12/31/2016 and 12/31/2017. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 18:40 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,476 | $107.54 | $158,729.04 |
DisclosureSEC source: 0001225208-17-000239 · doc4.xml · nonDerivative · entry 2 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,362 Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 18:40 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 3,838 | $107.54 | $412,738.52 |
DisclosureSEC source: 0001225208-17-000239 · doc4.xml · nonDerivative · entry 1 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 20:23 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,586 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-030811 · doc4.xml · derivative · entry 1 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,586 Underlying: Common Stock · 1,586 shares Expires 2018-12-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. Read SEC document |
| May 01, 2015 Filed May 4, 2015 18:30 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,511 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-010931 · doc4.xml · derivative · entry 2 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,187 Underlying: Common Stock · 1,511 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. F3 · derivative.exercise_date: The restricted stock units will vest on December 31, 2017. F3 · derivative.expiration_date: The restricted stock units will vest on December 31, 2017. Read SEC document |
| May 01, 2015 Filed May 4, 2015 18:30 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 7,676 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-010931 · doc4.xml · derivative · entry 1 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,676 Underlying: Common Stock · 7,676 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest in two equal annual installments beginning December 31, 2016. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest in two equal annual installments beginning December 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.