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person · Reporting owner

Matturri Alexander JR

Disclosed activity across 2 companies

Tapewire entity
15847
SEC CIK
0001606963

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cboe Global Markets, Inc.CBOE · Entity 3134DirectorFebruary 18, 2026February 20, 2026
S&P Global Inc.SPGI · Entity 2879CEO, S&P Dow Jones IndicesApril 01, 2020April 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cboe Global Markets, Inc.

Report date February 18, 2026 · Filed February 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,761 Reported balance After 2026-02-18 transaction · row 1
1 source row

Row 1 · 2026-02-18 · Sale · Disposed 1,500 · Balance 4,761

S&P Global Inc.

Report date April 01, 2020 · Filed April 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct717 Reported balance After 2020-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-01 · Grant · Acquired 717 · Balance 717

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: The reporting person was granted 717 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct529 Reported balance Holding disclosure · report date 2020-04-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 529

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4: As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct251 Reported balance Holding disclosure · report date 2020-04-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 251

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F5: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan2,417.02 Reported balance Holding disclosure · report date 2020-04-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,417.02

F1: The SPGI Stock Fund under The 401(k) Savings and Profit Sharing Plan of S&P Global Inc. is denominated in units, representing ownership interests in a fund that includes both S&P Global common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the SPGI Stock Fund as of March 31, 2020, as reported by the plan administrator, divided by the closing price of S&P Global common stock on that date.

Common StockSEC Table I · non-derivativeDirect18,728 Reported balance Holding disclosure · report date 2020-04-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 18,728

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.41 · Expires 2021-03-31Direct5,560 Reported balance Holding disclosure · report date 2020-04-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 5,560

Filing footnotes · ownership attribution and instrument terms

F1: The SPGI Stock Fund under The 401(k) Savings and Profit Sharing Plan of S&P Global Inc. is denominated in units, representing ownership interests in a fund that includes both S&P Global common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the SPGI Stock Fund as of March 31, 2020, as reported by the plan administrator, divided by the closing price of S&P Global common stock on that date.

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: The reporting person was granted 717 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2026 Filed Feb 20, 2026 21:31 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 SaleCommon Stock 1,500 $285.36 $428,040.00
Disclosure

SEC source: 0001606963-26-000002 · form4-02202026_090215.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,761

Read SEC document
May 06, 2025 Filed May 8, 2025 20:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantCommon Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012362 · form4-05082025_080534.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,261

F1 · price: Represents a restricted stock unit award granted under the Company's Third Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 6, 2026, provided that the filing person has remained in service continuously through such date.

Read SEC document
May 16, 2024 Filed May 20, 2024 20:36 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantCommon Stock 937 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013766 · form4-05202024_080538.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,532

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 16, 2025, provided that the filing person has remained in service continuously through such date.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:44 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008008 · form4-05152023_080506.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,595

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

Read SEC document
May 12, 2022 Filed May 16, 2022 20:25 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantCommon Stock 1,448 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005017 · form4-05162022_010545.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,372

F1 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:18 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantCommon Stock 1,276 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005404 · edgar.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,924

F1 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:50 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantCommon Stock 648 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-012130 · edgar.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648

F1 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:41 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000090 · wf-form4_158595727141559.xml · derivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717

Underlying: Common Stock · 717 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The reporting person was granted 717 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: The reporting person was granted 717 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:44 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,706 $280.14 $477,918.84
Disclosure

SEC source: 0000064040-20-000078 · wf-form4_158345904491636.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,728

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:44 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 3,462 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000078 · wf-form4_158345904491636.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,434

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:38 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · derivative · entry 10

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529

Underlying: Common Stock · 260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F5 · derivative.exercise_date: As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5 · derivative.expiration_date: As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:38 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · derivative · entry 9

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:38 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 316 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · derivative · entry 8

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 316 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:38 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 88 $273.05 $24,028.40
Disclosure

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 6

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,972

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:38 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 260 $273.05 $70,993.00
Disclosure

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 5

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:38 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 94 $273.05 $25,666.70
Disclosure

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 4

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:38 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 244 $273.05 $66,624.20
Disclosure

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:38 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 125 $273.05 $34,131.25
Disclosure

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,650

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:38 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 316 $273.05 $86,283.80
Disclosure

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:42 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionOptions (Right to Buy) · Derivative 5,104 $0.00 Strike: $33.98 $0.00
Disclosure

SEC source: 0000064040-19-000203 · wf-form4_157420691451750.xml · derivative · entry 5

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,104 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:42 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,098 $262.10 $287,785.80
Disclosure

SEC source: 0000064040-19-000203 · wf-form4_157420691451750.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,459

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:42 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 2,908 $262.08 $762,128.64
Disclosure

SEC source: 0000064040-19-000203 · wf-form4_157420691451750.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,557

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.00 to $262.23, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:42 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 5,104 $33.98 $173,433.92
Disclosure

SEC source: 0000064040-19-000203 · wf-form4_157420691451750.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 18:43 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionOptions (Right to Buy) · Derivative 1,007 $0.00 Strike: $24.23 $0.00
Disclosure

SEC source: 0000064040-19-000174 · wf-form4_156598097784142.xml · derivative · entry 4

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,007 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 18:43 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,007 $254.46 $256,241.22
Disclosure

SEC source: 0000064040-19-000174 · wf-form4_156598097784142.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,361

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 18:43 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 1,007 $24.23 $24,399.61
Disclosure

SEC source: 0000064040-19-000174 · wf-form4_156598097784142.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:25 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionOptions (Right to Buy) · Derivative 1,007 $0.00 Strike: $24.23 $0.00
Disclosure

SEC source: 0000064040-19-000157 · wf-form4_156288389341890.xml · derivative · entry 4

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

Underlying: Common Stock · 1,007 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:25 UTC S&P Global Inc. SPGI · Entity 2879 OtherCommon Stock 5.39 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000157 · wf-form4_156288389341890.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,721.39

F2 · kind: Shares acquired under SPGI Stock Fund.

F3 · balance_after: Includes shares acquired under SPGI Stock Fund.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:25 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,007 $230.44 $232,053.08
Disclosure

SEC source: 0000064040-19-000157 · wf-form4_156288389341890.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,716

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:25 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 1,007 $24.23 $24,399.61
Disclosure

SEC source: 0000064040-19-000157 · wf-form4_156288389341890.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:17 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 789 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000116 · wf-form4_155434064693299.xml · derivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789

Underlying: Common Stock · 789 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2019 Filed Apr 4, 2019 01:17 UTC S&P Global Inc. SPGI · Entity 2879 OtherCommon Stock 27.96 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000116 · wf-form4_155434064693299.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,716

F1 · kind: Shares acquired under SPGI Stock Fund.

F2 · balance_after: Includes shares acquired under SPGI Stock Fund.

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March 28, 2019 Filed Apr 1, 2019 22:14 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionOptions (Right to Buy) · Derivative 1,790 $0.00 Strike: $21.95 $0.00
Disclosure

SEC source: 0000064040-19-000098 · wf-form4_155415684947533.xml · derivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,790 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 22:14 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,790 $205.88 $368,525.20
Disclosure

SEC source: 0000064040-19-000098 · wf-form4_155415684947533.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,688.04

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

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March 28, 2019 Filed Apr 1, 2019 22:14 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 1,790 $21.95 $39,290.50
Disclosure

SEC source: 0000064040-19-000098 · wf-form4_155415684947533.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,478.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:54 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionOptions (Right to Buy) · Derivative 1,791 $0.00 Strike: $21.95 $0.00
Disclosure

SEC source: 0000064040-19-000092 · wf-form4_155208204665573.xml · derivative · entry 4

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790

Underlying: Common Stock · 1,791 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:54 UTC S&P Global Inc. SPGI · Entity 2879 OtherCommon Stock 13.5 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000092 · wf-form4_155208204665573.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,688.04

F2 · kind: Shares acquired under SPGI Stock Fund.

F3 · balance_after: Includes shares acquired under SPGI Stock Fund.

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March 06, 2019 Filed Mar 8, 2019 21:54 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,791 $198.02 $354,653.82
Disclosure

SEC source: 0000064040-19-000092 · wf-form4_155208204665573.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,674.54

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:54 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 1,791 $21.95 $39,312.45
Disclosure

SEC source: 0000064040-19-000092 · wf-form4_155208204665573.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,465.54

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 02:14 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,883 $201.48 $379,386.84
Disclosure

SEC source: 0000064040-19-000080 · wf-form4_155140645488136.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,674.54

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

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February 26, 2019 Filed Mar 1, 2019 02:14 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 3,993 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000080 · wf-form4_155140645488136.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,557.54

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

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February 12, 2019 Filed Feb 13, 2019 23:56 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionOptions (Right to Buy) · Derivative 1,791 $0.00 Strike: $21.95 $0.00
Disclosure

SEC source: 0000064040-19-000064 · wf-form4_155010217065607.xml · derivative · entry 4

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,581

Underlying: Common Stock · 1,791 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:56 UTC S&P Global Inc. SPGI · Entity 2879 OtherCommon Stock 1.94 $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000064 · wf-form4_155010217065607.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,564.54

F2 · kind: Shares acquired under SPGI Stock Fund.

F3 · balance_after: Includes shares acquired under SPGI Stock Fund.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:56 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,791 $195.74 $350,570.34
Disclosure

SEC source: 0000064040-19-000064 · wf-form4_155010217065607.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,562.6

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:56 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 1,791 $21.95 $39,312.45
Disclosure

SEC source: 0000064040-19-000064 · wf-form4_155010217065607.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,353.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:17 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · derivative · entry 10

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F5 · derivative.exercise_date: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5 · derivative.expiration_date: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:17 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · derivative · entry 9

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

Underlying: Common Stock · 306 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:17 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · derivative · entry 8

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 967 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:17 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 84 $169.94 $14,274.96
Disclosure

SEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · nonDerivative · entry 7

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,562.6

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:17 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 103 $169.94 $17,503.82
Disclosure

SEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · nonDerivative · entry 6

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,646.6

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.