SCHMOKE KURT L

SEC source: 0000064040-22-000124 · wf-form4_165213892447092.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,187.05

Underlying: Common Stock · 364.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 05/05/2022, the first business day following the day Mr. Schmoke ceased to be a director of the S&P Global board.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Mr. Schmoke's service as a director of the S&P Global board ceased on 05/04/2022.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Mr. Schmoke's service as a director of the S&P Global board ceased on 05/04/2022.

SEC source: 0000064040-22-000022 · wf-form4_164140205456697.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,822.09

Underlying: Common Stock · 783.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

SEC source: 0000064040-21-000045 · wf-form4_160997841412289.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,038.49

Underlying: Common Stock · 1,020.43 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

SEC source: 0000064040-20-000046 · wf-form4_157835694496222.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,018.06

Underlying: Common Stock · 1,148.39 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

SEC source: 0000704051-19-000082 · wf-form4_156450841577433.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,268.24

Underlying: Common Stock · 425.77 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-19-000038 · wf-form4_155725663854439.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,842.46

Underlying: Common Stock · 407.82 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-19-000004 · wf-form4_154826554993145.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,434.63

Underlying: Common Stock · 480.69 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000064040-19-000040 · wf-form4_154664509366642.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,869.67

Underlying: Common Stock · 1,695.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

SEC source: 0000704051-18-000119 · wf-form4_154101193463053.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,953.94

Underlying: Common Stock · 487.07 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000092 · wf-form4_153314198947921.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,466.87

Underlying: Common Stock · 3,638 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000081 · wf-form4_153185176344540.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,828.87

Underlying: Common Stock · 352.48 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000028 · wf-form4_152459827113968.xml · derivative · entry 1

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,476.39

Underlying: Common Stock · 257.67 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000006 · wf-form4_151673265560763.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,218.72

Underlying: Common Stock · 222.85 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000064040-18-000028 · wf-form4_151509598612824.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,174.38

Underlying: Common Stock · 1,606.72 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

SEC source: 0000704051-17-000096 · wf-form4_150947464845267.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,995.86

Underlying: Common Stock · 254.91 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-17-000071 · wf-form4_150115326102910.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,740.95

Underlying: Common Stock · 3,041 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-17-000059 · wf-form4_150040385024476.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,699.95

Underlying: Common Stock · 223.91 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-17-000019 · wf-form4_149313464340268.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,476.03

Underlying: Common Stock · 183.92 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-17-000003 · wf-form4_148476931266040.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,292.11

Underlying: Common Stock · 216.28 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0001225208-17-000360 · doc4.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,567.66

Underlying: Common Stock · 2,067.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

SEC source: 0000704051-16-000194 · wf-form4_147802212286051.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,075.83

Underlying: Common Stock · 218.7 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0001225208-16-023537 · doc4.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500.38

Underlying: Common Stock · 2,282.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw hill Financial Director Stock Ownership Plan based on the closing price of McGraw Hill Financial common stock on January 4, 2016.

F2 · derivative.exercise_date: The phantom stock units were accrued under the McGraw Hill Financial Director Deferred Stock Ownership Plan are to be settled 100% in McGraw Hill Financial common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the McGraw Hill Financial Director Deferred Stock Ownership Plan are to be settled 100% in McGraw Hill Financial common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-15-000835 · doc4.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,217.42

Underlying: Common Stock · 2,434.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw Hill Financial Director Stock Ownership Plan based on the closing price of McGraw Hill Financial common stock on January 5, 2015.

F2 · derivative.exercise_date: The phantom stock units were accrued under the McGraw Hill Financial Director Deferred Stock Ownership Plan and are to be settled 100% in McGraw Hill Financial common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the McGraw Hill Financial Director Deferred Stock Ownership Plan and are to be settled 100% in McGraw Hill Financial common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-14-000351 · doc4.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,782.54

Underlying: Common Stock · 2,281.72 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under McGraw Hill Financial Director Deferred Stock Ownership Plan based on the closing price of McGraw Hill Financial common stock on January 2, 2014.

F2 · derivative.exercise_date: The phantom stock units were accrued under McGraw Hill Financial Director Deferred Stock Ownership Plan and are to be settled 100% in McGraw Hill Financial common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under McGraw Hill Financial Director Deferred Stock Ownership Plan and are to be settled 100% in McGraw Hill Financial common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-13-000477 · doc4.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500.82

Underlying: Common Stock · 4,385.42 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 2, 2013.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-12-000709 · doc4.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,115.4

Underlying: Common Stock · 3,547.47 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2012.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-11-000593 · doc4.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,567.93

Underlying: Common Stock · 4,247.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the closing price of McGraw-Hill common stock on January 3, 2011.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-10-000593 · doc4.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,319.97

Underlying: Common Stock · 5,057.97 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2009 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-09-001003 · doc4.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,262

Underlying: Common Stock · 3,565.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2008 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001196168-08-000019 · sch378.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,696.16

Underlying: Common Stock · 2,218.55 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2007 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F3 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F3 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001196168-08-000019 · sch378.xml · nonDerivative · entry 1

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036.47

F1 · balance_after: Includes 8.772 shares acquired in the third and fourth quarters of 2007 under The McGraw-Hill Companies Dividend Reinvestment Plan.

SEC source: 0001196168-07-000065 · sch363.xml · nonDerivative · entry 3

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027.698

SEC source: 0001196168-07-000065 · sch363.xml · nonDerivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827.698

SEC source: 0001196168-07-000065 · sch363.xml · nonDerivative · entry 1

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627.698

F1 · price: 27.698 shares acquired under the dividend reinvestment plan at various prices from March 2003 to June 2007 at prices ranging from $26.57 - $69.61.

SEC source: 0001196168-07-000062 · sch353.xml · nonDerivative · entry 1

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

SEC source: 0001196168-07-000023 · sch330.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,477.61

Underlying: Common Stock · 2,112.22 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2006 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001196168-06-000019 · sch258.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,365.37

Underlying: Common Stock · 2,582.61 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2005 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001196168-05-000015 · sch182.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,391.38

Underlying: Common Stock · 1,258.41 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2004 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0001196168-04-000029 · sch107.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132.97

Underlying: Common Stock · 1,132.97 shares

Expires not disclosed

F2 · price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month of participation during 2003 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F1 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F1 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.