Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Director | June 08, 2022 | June 10, 2022 |
| Helmerich & Payne, Inc.HP · Entity 482 | Director | March 02, 2022 | March 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date June 08, 2022 · Filed June 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,382 |
Reported balance
After 2022-06-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-08 · Grant · Acquired 816 · Balance 47,382 F1: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
Helmerich & Payne, Inc.
Report date March 02, 2022 · Filed March 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,267 |
Reported balance
After 2022-03-02 transaction · row 1
1 source rowRow 1 · 2022-03-02 · Grant · Acquired 4,733 · Balance 61,267 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
S&P Global Inc.
Report date January 03, 2023 · Filed January 06, 2023
Section 16 reporting ended · disclosed 2023-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 77,249.25 |
Reported balance
After 2023-01-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-01-03 · Grant · Acquired 1,235.05 · Balance 77,249.25 F1: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023, the first business day following the date the reporting person ceased to be a director of the S&P Global board. F2: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. The reporting person's service as a director of the S&P Global board ceased on 12/30/2022. |
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2023-01-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023, the first business day following the date the reporting person ceased to be a director of the S&P Global board.
F2: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. The reporting person's service as a director of the S&P Global board ceased on 12/30/2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 6, 2023 01:26 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantPhantom Stock Units · Derivative | 1,235.05 | $335.17 Strike: $0.00 | $413,951.71 |
DisclosureSEC source: 0000064040-23-000044 · wf-form4_167296837854350.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,249.25 Underlying: Common Stock · 1,235.05 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023, the first business day following the date the reporting person ceased to be a director of the S&P Global board. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. The reporting person's service as a director of the S&P Global board ceased on 12/30/2022. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. The reporting person's service as a director of the S&P Global board ceased on 12/30/2022. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 16:25 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 816 | $229.80 | $187,516.80 |
DisclosureSEC source: 0000018230-22-000139 · wf-form4_165487830155306.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,382 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:06 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantCommon Stock | 4,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002543 · form4-03042022_040310.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,267 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:19 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantPhantom Stock Units · Derivative | 851.38 | $461.10 Strike: $0.00 | $392,571.32 |
DisclosureSEC source: 0000064040-22-000038 · wf-form4_164140314875920.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,014.2 Underlying: Common Stock · 851.38 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:45 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantCommon Stock | 6,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002963 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,534 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:50 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-21-000101 · wf-form4_161480101334947.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,151 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 01, 2021 Filed Mar 31, 2022 21:18 UTC Amendment | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-22-000090 · wf-form4a_164876149927965.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,518 F1 · balance_after: Adjusted to correct company's inadvertant clerical error. Includes dividends accrued. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 23:44 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantPhantom Stock Units · Derivative | 1,079.75 | $333.25 Strike: $0.00 | $359,826.69 |
DisclosureSEC source: 0000064040-21-000043 · wf-form4_160997665647873.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,162.82 Underlying: Common Stock · 1,079.75 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/04/2021. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 17:39 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantCommon Stock | 5,154 | $34.92 | $179,977.68 |
DisclosureSEC source: 0001179110-20-003784 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,232 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 22:23 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 375.9576 | $36.76 | $13,820.20 |
DisclosureSEC source: 0001179110-20-002906 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,841.0306 Underlying: Common Stock · 375.9576 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:36 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-20-000101 · wf-form4_158327855150384.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,402 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 00:23 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantPhantom Stock Units · Derivative | 1,178.87 | $277.84 Strike: $0.00 | $327,537.24 |
DisclosureSEC source: 0000064040-20-000044 · wf-form4_157835659878349.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,083.07 Underlying: Common Stock · 1,178.87 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 22:06 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 339.8131 | $39.96 | $13,578.93 |
DisclosureSEC source: 0001179110-19-012265 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465.073 Underlying: Common Stock · 339.8131 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 22:10 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 364.9271 | $36.50 | $13,319.84 |
DisclosureSEC source: 0001179110-19-010137 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,125.2599 Underlying: Common Stock · 364.9271 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| June 03, 2019 Filed Jun 7, 2019 19:04 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 265.759 | $49.41 | $13,131.15 |
DisclosureSEC source: 0001179110-19-007329 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,760.3328 Underlying: Common Stock · 265.759 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 15:35 UTC | Helmerich & Payne, Inc. HP · Entity 482 | Exercise / conversionStock Option (right to buy) · Derivative | 2,349 | $0.00 Strike: $38.02 | $0.00 |
DisclosureSEC source: 0001179110-19-004320 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,349 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 15:35 UTC | Helmerich & Payne, Inc. HP · Entity 482 | Exercise / conversionCommon Stock | 2,349 | $38.02 | $89,297.24 |
DisclosureSEC source: 0001179110-19-004320 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 23:03 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-19-000106 · wf-form4_155191340989744.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,181 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:52 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 237.7539 | $54.52 | $12,962.34 |
DisclosureSEC source: 0001179110-19-003328 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,494.5738 Underlying: Common Stock · 237.7539 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:58 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantPhantom Stock Units · Derivative | 1,731.59 | $169.85 Strike: $0.00 | $294,110.56 |
DisclosureSEC source: 0000064040-19-000050 · wf-form4_154664630708000.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,904.2 Underlying: Common Stock · 1,731.59 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 22:32 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantCommon Stock | 2,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013967 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,729 Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 16:27 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 228.5524 | $62.40 | $14,261.67 |
DisclosureSEC source: 0001179110-18-013484 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,315.412 Underlying: Common Stock · 228.5524 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| December 03, 2018 Filed Mar 5, 2019 22:35 UTC Amendment | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 205.3928 | $62.40 | $12,816.51 |
DisclosureSEC source: 0001179110-19-003318 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,256.8199 Underlying: Common Stock · 205.3928 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 21:44 UTC | Helmerich & Payne, Inc. HP · Entity 482 | Exercise / conversionStock Option (right to buy) · Derivative | 4,122 | $0.00 Strike: $21.07 | $0.00 |
DisclosureSEC source: 0001209191-18-054031 · doc4.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,122 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vest over 4 years in 25% increments. The noted date represents the date options first began to vest. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 21:44 UTC | Helmerich & Payne, Inc. HP · Entity 482 | Exercise / conversionCommon Stock | 4,122 | $21.07 | $86,829.93 |
DisclosureSEC source: 0001209191-18-054031 · doc4.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 20:22 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 193.34 | $65.58 | $12,679.24 |
DisclosureSEC source: 0001209191-18-049548 · doc4.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,051.4271 Underlying: Common Stock · 193.34 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 19:04 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 188.7462 | $65.53 | $12,368.54 |
DisclosureSEC source: 0001209191-18-035521 · doc4.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,858.0871 Underlying: Common Stock · 188.7462 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:05 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-18-000095 · wf-form4_152046754233720.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,032 Read SEC document |
| March 01, 2018 Filed Mar 9, 2018 20:48 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 188.3152 | $64.98 | $12,236.72 |
DisclosureSEC source: 0001209191-18-018451 · doc4.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,669.3409 Underlying: Common Stock · 188.3152 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a Director, or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:04 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantPhantom Stock Units · Derivative | 1,579.8 | $168.12 Strike: $0.00 | $265,595.98 |
DisclosureSEC source: 0000064040-18-000032 · wf-form4_151509624141933.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,172.61 Underlying: Common Stock · 1,579.8 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:53 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 261 | $158.00 | $41,238.00 |
DisclosureSEC source: 0000018230-18-000013 · wf-form4_151500916875573.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,789 Underlying: Common Stock · 261 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is equivalent to one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:34 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantStock Option (right to buy) · Derivative | 7,371 | $0.00 Strike: $58.43 | $0.00 |
DisclosureSEC source: 0001209191-17-064190 · doc4.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,371 Underlying: Common Stock · 7,371 shares Expires 2027-12-04 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:34 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantCommon Stock | 1,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064190 · doc4.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,644 Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 22:12 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 204.5248 | $59.13 | $12,093.55 |
DisclosureSEC source: 0001209191-17-063989 · doc4.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,481.0257 Underlying: Common Stock · 204.5248 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1. F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 21:14 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 330 | $125.03 | $41,259.90 |
DisclosureSEC source: 0000018230-17-000286 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,333 Underlying: Common Stock · 330 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 19:55 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 278.7816 | $42.68 | $11,898.40 |
DisclosureSEC source: 0001209191-17-051584 · doc4.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,276.5009 Underlying: Common Stock · 278.7816 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1. F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:14 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 386 | $106.94 | $41,278.84 |
DisclosureSEC source: 0000018230-17-000211 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,771 Underlying: Common Stock · 386 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awareded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 14:19 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 218.8413 | $53.67 | $11,745.21 |
DisclosureSEC source: 0001209191-17-037531 · doc4.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,997.7193 Underlying: Common Stock · 218.8413 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1. F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| May 10, 2017 Filed May 12, 2017 14:00 UTC | Helmerich & Payne, Inc. HP · Entity 482 | Exercise / conversionStock Option (right to buy) · Derivative | 3,823 | $0.00 Strike: $35.11 | $0.00 |
DisclosureSEC source: 0001209191-17-031714 · doc4.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,823 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 14:00 UTC | Helmerich & Payne, Inc. HP · Entity 482 | Exercise / conversionCommon Stock | 3,823 | $35.11 | $134,206.42 |
DisclosureSEC source: 0001209191-17-031714 · doc4.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:58 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 472 | $92.63 | $43,721.36 |
DisclosureSEC source: 0000018230-17-000119 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,137 Underlying: Common Stock · 472 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awareded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:44 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-17-000070 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,039 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 16:42 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 167.3346 | $69.49 | $11,628.08 |
DisclosureSEC source: 0001209191-17-016312 · doc4.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,778.878 Underlying: Common Stock · 167.3346 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1. F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:34 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantPhantom Stock Units · Derivative | 3,020.56 | $108.39 Strike: $0.00 | $327,398.50 |
DisclosureSEC source: 0001225208-17-000304 · doc4.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,592.81 Underlying: Common Stock · 3,020.56 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of SPGI common stock on January 3, 2017. F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:43 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 471 | $92.79 | $43,704.09 |
DisclosureSEC source: 0000018230-17-000015 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,411 Underlying: Common Stock · 471 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awareded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 20:36 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 330.7295 | $79.37 | $26,250.00 |
DisclosureSEC source: 0001209191-16-153859 · doc4.xml · derivative · entry 3 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,611.5434 Underlying: Common Stock · 330.7295 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1. F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 20:36 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantStock Option (right to buy) · Derivative | 4,790 | $0.00 Strike: $81.31 | $0.00 |
DisclosureSEC source: 0001209191-16-153859 · doc4.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,790 Underlying: Common Stock · 4,790 shares Expires 2026-12-05 Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 20:36 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantCommon Stock | 1,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153859 · doc4.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,310 Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 16:53 UTC | Helmerich & Payne, Inc. HP · Entity 482 | GrantPhantom Stock · Derivative | 145.2903 | $77.74 | $11,294.87 |
DisclosureSEC source: 0001209191-16-152846 · doc4.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,280.8139 Underlying: Common Stock · 145.2903 shares Expires not disclosed F1 · security: Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan. F2 · derivative.exercise_price: 1-for-1. F3 · derivative.exercise_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). F3 · derivative.expiration_date: The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sump payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10). Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 17:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionStock Appreciation Right · Derivative | 5,833 | $0.00 Strike: $63.04 | $0.00 |
DisclosureSEC source: 0000018230-16-000735 · edgar.xml · derivative · entry 3 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,833 shares Expires 2017-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.