SOFI

SEC source: 0001104659-21-116539 · tm2127834-7_4seq1.xml · nonDerivative · entry 1

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-116537 · tm2127834-5_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,932,481

Underlying: Common Stock · 94,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-116537 · tm2127834-5_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,532,234

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001104659-21-116537 · tm2127834-5_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,579,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-116536 · tm2127834-4_4seq1.xml · derivative · entry 3

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,335

Underlying: Common Stock · 53,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-116536 · tm2127834-4_4seq1.xml · nonDerivative · entry 2

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,343

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001104659-21-116536 · tm2127834-4_4seq1.xml · nonDerivative · entry 1

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-116533 · tm2127834-1_4seq1.xml · derivative · entry 3

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,143,858

Underlying: Common Stock · 127,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-116533 · tm2127834-1_4seq1.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406,218

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001104659-21-116533 · tm2127834-1_4seq1.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-115952 · tm2127697-1_4.xml · nonDerivative · entry 1

Wilkes Thomas Clayton · CIK 0001864754 · Director · Vice Chairman - Galileo

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,802,242

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $15.16 reported in Column 4 is the weighted average sale price for the 1,119,413 shares disposed of by the Reporting Person within a range of $15.00 to $15.27 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.

F2 · ownership.nature: Consists of (i) 49,353,832 shares held of record by Red Crow Capital, LLC and (ii) 3,448,410 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares. The reporting person serves as the Manager of Red Crow Capital, LLC.

SEC source: 0001104659-21-115175 · tm2127487d1_4.xml · derivative · entry 3

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271,543

Underlying: Common Stock · 49,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-115175 · tm2127487d1_4.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,345,174

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001104659-21-115175 · tm2127487d1_4.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-113925 · tm2127198-1_4seq1.xml · nonDerivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,162

SEC source: 0001104659-21-113100 · tm2126991-8_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,027,333

Underlying: Common Stock · 101,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-113100 · tm2126991-8_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484,410

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001104659-21-113100 · tm2126991-8_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,534,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-113095 · tm2126991-15_4seq1.xml · derivative · entry 2

White Derek J · CIK 0001778401 · CEO of Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296,177

Underlying: Common Stock · 1,296,177 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSU award will vest as to 324,045 RSUs on the first quarterly vesting date and will then vest as to 69,438 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with the first installment representing 1/4th of the total number of RSUs granted pursuant to this award and each installment other than the first installment representing 1/14th of the remaining 3/4th of RSUs granted pursuant to this award.

F4 · derivative.expiration_date: The RSU award will vest as to 324,045 RSUs on the first quarterly vesting date and will then vest as to 69,438 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with the first installment representing 1/4th of the total number of RSUs granted pursuant to this award and each installment other than the first installment representing 1/14th of the remaining 3/4th of RSUs granted pursuant to this award.

SEC source: 0001062993-21-008258 · form4.xml · nonDerivative · entry 1

SOFTBANK GROUP CORP · CIK 0001065521 · Director

Delaware Project 10 L.L.C. · CIK 0001872350 · Director

Combes Michel · CIK 0001708849 · Director

CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Delaware Project 10 L.L.C.

Disclosed balance after: 117,827,360

F1 · shares: Represents shares of common stock pursuant to an award of RSUs granted to Messrs. Combes and Medeiros in connection with their services as directors of the Issuer. Messrs. Combes and Medeiros assigned all rights, title and interest in the RSUs reported herein to Delaware Project 10 L.L.C ("DE Project 10"). Accordingly, the RSUs were issued directly to DE Project 10. Messrs. Combes and Medeiros disclaim beneficial ownership of such shares as they have no pecuniary interest in the shares. These RSUs vest on the earlier of (i) June 14, 2022 and (ii) the time of the annual stockholder meeting that occurs during the 2022 fiscal year.

F2 · ownership.nature: The shares are directly held by DE Project 10. SoftBank Group Corp. ("SoftBank") may be deemed to have voting and dispositive power with respect to the shares held by DE Project 10. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3 · ownership.nature: Messrs. Combes and Medeiros serve as managers of DE Project 10 and in other roles at SoftBank entities. As a result, each of DE Project 10 and SoftBank is a director by deputization for Section 16 purposes.

SEC source: 0001104659-21-113080 · tm2126991-2_4seq1.xml · derivative · entry 1

Ruzwana Bashir · CIK 0001866161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Underlying: Common Stock · 15,714 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer.

SEC source: 0001104659-21-113079 · tm2126991-1_4seq1.xml · derivative · entry 1

Al-Hammadi Ahmed Ali · CIK 0001865265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Underlying: Common Stock · 15,714 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to Reporting Person's continued service with the Issuer.

SEC source: 0001104659-21-113092 · tm2126991-13_4seq1.xml · derivative · entry 1

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,518

Underlying: Common Stock · 977,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-21-113086 · tm2126991-7_4seq1.xml · derivative · entry 1

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,890

Underlying: Common Stock · 830,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-21-113088 · tm2126991-9_4seq1.xml · derivative · entry 1

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,262

Underlying: Common Stock · 684,262 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-21-113090 · tm2126991-11_4seq1.xml · derivative · entry 1

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,937

Underlying: Common Stock · 654,937 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-21-113083 · tm2126991-5_4seq1.xml · derivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,518

Underlying: Common Stock · 977,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-21-113093 · tm2126991-14_4seq1.xml · derivative · entry 1

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,393

Underlying: Common Stock · 1,026,393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-21-113100 · tm2126991-8_4seq1.xml · derivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,428,578

Underlying: Common Stock · 6,428,578 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: Represents shares issuable on settlement of performance stock units ("PSUs") granted to the Reporting Person. Each PSU represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to Reporting Person's continued service with the Issuer through each such vesting date.

F5 · derivative.expiration_date: Represents shares issuable on settlement of performance stock units ("PSUs") granted to the Reporting Person. Each PSU represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to Reporting Person's continued service with the Issuer through each such vesting date.

SEC source: 0001104659-21-113095 · tm2126991-15_4seq1.xml · derivative · entry 1

White Derek J · CIK 0001778401 · CEO of Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-21-113091 · tm2126991-12_4seq1.xml · derivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Underlying: Common Stock · 15,714 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer.

SEC source: 0001104659-21-113089 · tm2126991-10_4seq1.xml · derivative · entry 1

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,759

Underlying: Common Stock · 488,759 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-21-113084 · tm2126991-6_4seq1.xml · derivative · entry 1

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,706

Underlying: Common Stock · 42,584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer.

SEC source: 0001104659-21-113082 · tm2126991-4_4seq1.xml · derivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,173

Underlying: Common Stock · 601,173 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-21-113081 · tm2126991-3_4seq1.xml · derivative · entry 1

Costolo Richard · CIK 0001590847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Underlying: Common Stock · 15,714 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer.

SEC source: 0000899243-21-035162 · doc4.xml · nonDerivative · entry 1

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,714

F1 · kind: Reflects a grant of restricted stock units to Michael J. Bingle, a director of Sofi Technologies, Inc. (the "Issuer") and an executive of Silver Lake Group, L.L.C. ("SLG"), which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after June 14, 2021 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F1 · ownership.nature: Reflects a grant of restricted stock units to Michael J. Bingle, a director of Sofi Technologies, Inc. (the "Issuer") and an executive of Silver Lake Group, L.L.C. ("SLG"), which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after June 14, 2021 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F2 · ownership.nature: Represents restricted stock units held by Michael J. Bingle, a director of the Issuer and an executive of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

SEC source: 0001104659-21-110600 · tm2126060-2_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,433,152

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $14.3063 reported in Column 4 is the weighted average purchase price for the 7,150 shares acquired by the Reporting Person within a range of $14.29 to $14.32 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001104659-21-109952 · tm2126060-1_4seq1.xml · nonDerivative · entry 2

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,412

SEC source: 0001104659-21-109952 · tm2126060-1_4seq1.xml · nonDerivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,412

F1 · price: The reported transactions were executed in multiple trades. The sale price of $14.83 reported in Column 4 is the weighted average purchase price for the 20,000 shares disposed of by the Reporting Person within a range of $14.790 to $14.850 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.

SEC source: 0001104659-21-109446 · tm2125933d3_4.xml · nonDerivative · entry 1

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,763

SEC source: 0001104659-21-109445 · tm2125933d2_4.xml · derivative · entry 2

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,122

Underlying: Common Stock · 11,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-109445 · tm2125933d2_4.xml · nonDerivative · entry 1

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-21-109444 · tm2125933d1_4.xml · derivative · entry 3

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,320,559

Underlying: Common Stock · 274,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-109444 · tm2125933d1_4.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,461

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001104659-21-109444 · tm2125933d1_4.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 2,000

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-21-109071 · tm2125822-1_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,128,996

Underlying: Common Stock · 399,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-21-109071 · tm2125822-1_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426,002

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001104659-21-109071 · tm2125822-1_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 1,900

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.