Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Payoneer Global Inc.PAYO · Entity 4375 | Chief Platform Officer | September 20, 2023 | September 21, 2023 |
| SoFi Technologies, Inc.SOFI · Entity 3232 | Chief Product Officer | June 14, 2022 | June 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Payoneer Global Inc.
Report date September 20, 2023 · Filed September 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,628,996 |
Reported balance
After 2023-09-20 transaction · row 1
1 source rowRow 1 · 2023-09-20 · Tax withholding · Disposed 221,344 · Balance 2,628,996 F1: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.
SoFi Technologies, Inc.
Report date June 14, 2022 · Filed June 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 636,156 |
Ending reported balance
After 2022-06-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-06-14 · Exercise / conversion · Acquired 95,523 · Balance 673,904 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Row 2 · 2022-06-14 · Tax withholding · Disposed 37,748 · Balance 636,156 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| Common StockSEC Table II · derivative / convertible security | Direct | 486,447 |
Reported balance
After 2022-06-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-14 · Exercise / conversion · Disposed 95,523 · Balance 486,447 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2023 Filed Sep 21, 2023 16:35 UTC | Payoneer Global Inc. PAYO · Entity 4375 | Tax withholdingCommon Stock | 221,344 | $6.03 | $1,334,704.32 |
DisclosureSEC source: 0000950103-23-013862 · dp200315_4-ronen.xml · nonDerivative · entry 1 Ronen Assaf · CIK 0001863472 · Chief Platform Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,628,996 F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale. Read SEC document |
| October 25, 2022 Filed Oct 26, 2022 21:48 UTC | Payoneer Global Inc. PAYO · Entity 4375 | GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-018407 · dp183119_4-ronen.xml · nonDerivative · entry 2 Ronen Assaf · CIK 0001863472 · Chief Platform Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850,340 F2 · kind: Represents the maximum amount of shares of Common Stock underlying restricted stock units that will vest upon the achievement of both a time-based vesting condition and a stock price based performance condition and that were granted to the Reporting Person on October 25, 2022 under the Issuer's Omnibus Equity Incentive Plan in connection with the Reporting Person's appointment as Chief Platform Officer of the Issuer. One-fourth of the Reporting Person's restricted stock units will satisfy the time-based vesting condition on September 19, 2023 and the remainder will satisfy the time-based vesting condition in 1/16 installments of the total number of restricted stock units on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable time-vesting date. F3 · kind: The stock price based performance condition will be determined to have been achieved with respect to (i) 300,000 restricted stock units upon the achievement of a target stock price of $15.00, and (ii) 300,000 restricted stock units upon the achievement of a target stock price of $20.00, with the target stock prices only deemed to have been achieved if the closing price of the Issuer's stock is at or above the applicable target stock price for a minimum of 20 out of 30 consecutive trading days occurring on or before October 1, 2027, subject to the Reporting Person remaining in continuous service through the achievement of each of the applicable target stock prices. F2 · price: Represents the maximum amount of shares of Common Stock underlying restricted stock units that will vest upon the achievement of both a time-based vesting condition and a stock price based performance condition and that were granted to the Reporting Person on October 25, 2022 under the Issuer's Omnibus Equity Incentive Plan in connection with the Reporting Person's appointment as Chief Platform Officer of the Issuer. One-fourth of the Reporting Person's restricted stock units will satisfy the time-based vesting condition on September 19, 2023 and the remainder will satisfy the time-based vesting condition in 1/16 installments of the total number of restricted stock units on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable time-vesting date. F3 · price: The stock price based performance condition will be determined to have been achieved with respect to (i) 300,000 restricted stock units upon the achievement of a target stock price of $15.00, and (ii) 300,000 restricted stock units upon the achievement of a target stock price of $20.00, with the target stock prices only deemed to have been achieved if the closing price of the Issuer's stock is at or above the applicable target stock price for a minimum of 20 out of 30 consecutive trading days occurring on or before October 1, 2027, subject to the Reporting Person remaining in continuous service through the achievement of each of the applicable target stock prices. Read SEC document |
| October 25, 2022 Filed Oct 26, 2022 21:48 UTC | Payoneer Global Inc. PAYO · Entity 4375 | GrantCommon Stock | 2,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-018407 · dp183119_4-ronen.xml · nonDerivative · entry 1 Ronen Assaf · CIK 0001863472 · Chief Platform Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250,340 F1 · kind: Represents shares of Common Stock underlying restricted stock units subject to time-based vesting, granted to the Reporting Person on October 25, 2022 in connection with the Reporting Person's appointment as Chief Platform Officer of the Issuer, under the Issuer's Omnibus Equity Incentive Plan. One-fourth of these restricted stock units will vest on September 19, 2023, and the remainder will vest ratably in approximately 1/16 installments of the total number of time-based restricted stock units on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date. F1 · price: Represents shares of Common Stock underlying restricted stock units subject to time-based vesting, granted to the Reporting Person on October 25, 2022 in connection with the Reporting Person's appointment as Chief Platform Officer of the Issuer, under the Issuer's Omnibus Equity Incentive Plan. One-fourth of these restricted stock units will vest on September 19, 2023, and the remainder will vest ratably in approximately 1/16 installments of the total number of time-based restricted stock units on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 18:45 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 95,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000143 · wf-form4_165541949227128.xml · derivative · entry 3 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,447 Underlying: Common Stock · 95,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 18:45 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 37,748 | $5.88 | $221,958.24 |
DisclosureSEC source: 0001818874-22-000143 · wf-form4_165541949227128.xml · nonDerivative · entry 2 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,156 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 18:45 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 95,523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000143 · wf-form4_165541949227128.xml · nonDerivative · entry 1 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 20:11 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 101,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-038268 · tm2210472-7_4.xml · derivative · entry 1 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,970 Underlying: Common Stock · 101,627 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 25,407 RSUs per quarter (other than the quarterly vesting date in September 2023 when 25,406 RSUs will vest), starting with the quarterly vesting date in March 2023, in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/4th of the total number of RSUs originally granted pursuant to this award. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 25,407 RSUs per quarter (other than the quarterly vesting date in September 2023 when 25,406 RSUs will vest), starting with the quarterly vesting date in March 2023, in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/4th of the total number of RSUs originally granted pursuant to this award. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 95,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035707 · tm229732-6_4seq1.xml · derivative · entry 3 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,343 Underlying: Common Stock · 95,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 41,262 | $8.59 | $354,440.58 |
DisclosureSEC source: 0001104659-22-035707 · tm229732-6_4seq1.xml · nonDerivative · entry 2 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,381 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 95,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-035707 · tm229732-6_4seq1.xml · nonDerivative · entry 1 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:52 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 84,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-150663 · tm2135685-11_4seq1.xml · derivative · entry 3 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,867 Underlying: Common Stock · 84,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:52 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 35,391 | $14.48 | $512,461.68 |
DisclosureSEC source: 0001104659-21-150663 · tm2135685-11_4seq1.xml · nonDerivative · entry 2 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,119 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:52 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 84,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-150663 · tm2135685-11_4seq1.xml · nonDerivative · entry 1 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:03 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 84,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-116540 · tm2127834-8_4seq1.xml · derivative · entry 3 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,011 Underlying: Common Stock · 84,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:03 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 34,859 | $14.57 | $507,895.63 |
DisclosureSEC source: 0001104659-21-116540 · tm2127834-8_4seq1.xml · nonDerivative · entry 2 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,366 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:03 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 84,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-116540 · tm2127834-8_4seq1.xml · nonDerivative · entry 1 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:34 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantPerformance Stock Unit · Derivative | 654,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113090 · tm2126991-11_4seq1.xml · derivative · entry 1 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,937 Underlying: Common Stock · 654,937 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:41 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 84,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-100306 · tm2124205-1_4seq1.xml · derivative · entry 3 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,159 Underlying: Common Stock · 84,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:41 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 33,439 | $15.47 | $517,301.33 |
DisclosureSEC source: 0001104659-21-100306 · tm2124205-1_4seq1.xml · nonDerivative · entry 2 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,077 Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:41 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 84,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-100306 · tm2124205-1_4seq1.xml · nonDerivative · entry 1 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:23 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 358,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076003 · tm2118244-23_4seq1.xml · derivative · entry 5 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,295 Underlying: Common Stock · 358,295 shares Expires not disclosed F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F9 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 17,156 RSUs per quarter in equal quarterly installments for three quarters commencing on June 14, 2021 and will vest as to 28,534 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2022, as to 28,145 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2023 and as to 20,027 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2024, in each case subject to the reporting person's continued service with the Issuer through the applicable vesting date. F9 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 17,156 RSUs per quarter in equal quarterly installments for three quarters commencing on June 14, 2021 and will vest as to 28,534 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2022, as to 28,145 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2023 and as to 20,027 RSUs per quarter in equal quarterly installments for four quarters commencing on March 14, 2024, in each case subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:23 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 77,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076003 · tm2118244-23_4seq1.xml · derivative · entry 4 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,880 Underlying: Common Stock · 77,880 shares Expires not disclosed F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F7 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 7,080 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F7 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 7,080 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:23 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 98,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076003 · tm2118244-23_4seq1.xml · derivative · entry 3 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,032 Underlying: Common Stock · 98,032 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F5 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 10,892 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F5 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 10,892 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:23 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 294,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076003 · tm2118244-23_4seq1.xml · derivative · entry 2 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,097 Underlying: Common Stock · 294,097 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 49,016 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F3 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 49,016 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:23 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 375,371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-076003 · tm2118244-23_4seq1.xml · nonDerivative · entry 1 Ronen Assaf · CIK 0001863472 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,371 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.