Tapewire

Nasdaq · USD

SOFI

SoFi Technologies, Inc.

Export transactions ↓
Tapewire entity
3232
SEC CIK
0001818874
Parsed reports
564

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202622
Mar 202622
Apr 202601
May 202621
Jun 202613
Jul 202601
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2026 Filed Sep 24, 2026 00:12 UTC
Keough KelliEVP, GBUL, SIPS
SaleCommon Stock 10,203 $16.99 $173,310.20
Disclosure

SEC source: 0002032458-26-000028 · wk-form4_1790208724.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 408,073

F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on July 30, 2025.

F2 · price: The reported transactions were executed in multiple trades. The sale price of $16.9862 reported in Column 4 is the weighted average sale price for the 10,203 shares sold by the Reporting Person within a range of $16.9020 to $17.0766 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Read SEC document
September 21, 2026 Filed Sep 24, 2026 00:10 UTC
Rishel JeremyChief Technology Officer
SaleCommon Stock 18,624 $17.50 $325,920.00
Disclosure

SEC source: 0001934200-26-000011 · wk-form4_1790208644.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 912,650.443

F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 9, 2026.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 23:45 UTC
Keough KelliEVP, GBUL, SIPS
Tax withholdingCommon Stock 66,033 $17.28 $1,140,984.21
Disclosure

SEC source: 0002032458-26-000026 · wk-form4_1789602326.xml · nonDerivative · entry 5

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,276

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 23:44 UTC
Lavet Robert SGeneral Counsel
Tax withholdingCommon Stock 14,414 $17.28 $249,059.51
Disclosure

SEC source: 0001351119-26-000019 · wk-form4_1789602272.xml · nonDerivative · entry 2

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,843

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 23:43 UTC
Pinto ArunChief Risk Officer
Tax withholdingCommon Stock 11,838 $17.28 $204,548.80
Disclosure

SEC source: 0002012135-26-000023 · wk-form4_1789602201.xml · nonDerivative · entry 3

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,623

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 23:43 UTC
Rishel JeremyChief Technology Officer
Tax withholdingCommon Stock 41,750 $17.28 $721,398.25
Disclosure

SEC source: 0001934200-26-000009 · wk-form4_1789602178.xml · nonDerivative · entry 4

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 931,274.443

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 23:42 UTC
Schuppenhauer EricEVP GBUL Borrow
Tax withholdingCommon Stock 2,757 $17.28 $47,638.20
Disclosure

SEC source: 0002034857-26-000014 · wk-form4_1789602153.xml · nonDerivative · entry 2

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,335.81

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:45 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionRestricted Stock Unit · Derivative 5,681 $0.00 $0.00
Disclosure

SEC source: 0002032458-26-000026 · wk-form4_1789602326.xml · derivative · entry 9

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,541

Underlying: Common Stock · 5,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

F5 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:45 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionRestricted Stock Unit · Derivative 13,067 $0.00 $0.00
Disclosure

SEC source: 0002032458-26-000026 · wk-form4_1789602326.xml · derivative · entry 8

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,677

Underlying: Common Stock · 13,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:45 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionRestricted Stock Unit · Derivative 26,476 $0.00 $0.00
Disclosure

SEC source: 0002032458-26-000026 · wk-form4_1789602326.xml · derivative · entry 7

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,861

Underlying: Common Stock · 26,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:45 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionRestricted Stock Unit · Derivative 82,643 $0.00 $0.00
Disclosure

SEC source: 0002032458-26-000026 · wk-form4_1789602326.xml · derivative · entry 6

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,287

Underlying: Common Stock · 82,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:45 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionCommon Stock 5,681 Not disclosed Not disclosed
Disclosure

SEC source: 0002032458-26-000026 · wk-form4_1789602326.xml · nonDerivative · entry 4

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:45 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionCommon Stock 13,067 Not disclosed Not disclosed
Disclosure

SEC source: 0002032458-26-000026 · wk-form4_1789602326.xml · nonDerivative · entry 3

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:45 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionCommon Stock 26,476 Not disclosed Not disclosed
Disclosure

SEC source: 0002032458-26-000026 · wk-form4_1789602326.xml · nonDerivative · entry 2

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:45 UTC
Keough KelliEVP, GBUL, SIPS
Exercise / conversionCommon Stock 82,643 Not disclosed Not disclosed
Disclosure

SEC source: 0002032458-26-000026 · wk-form4_1789602326.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:44 UTC Exercise / conversionRestricted Stock Unit · Derivative 14,609 $0.00 $0.00
Disclosure

SEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · derivative · entry 7

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,531

Underlying: Common Stock · 14,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

F5 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:44 UTC Exercise / conversionRestricted Stock Unit · Derivative 36,589 $0.00 $0.00
Disclosure

SEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · derivative · entry 6

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,829

Underlying: Common Stock · 36,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:44 UTC Exercise / conversionRestricted Stock Unit · Derivative 52,954 $0.00 $0.00
Disclosure

SEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · derivative · entry 5

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,716

Underlying: Common Stock · 52,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:44 UTC Tax withholdingCommon Stock 59,341 $17.32 $1,027,786.12
Disclosure

SEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · nonDerivative · entry 4

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,870,290

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:44 UTC Exercise / conversionCommon Stock 14,609 Not disclosed Not disclosed
Disclosure

SEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · nonDerivative · entry 3

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,929,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:44 UTC Exercise / conversionCommon Stock 36,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,915,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:44 UTC Exercise / conversionCommon Stock 52,954 Not disclosed Not disclosed
Disclosure

SEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,878,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:44 UTC
Lavet Robert SGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 36,057 $0.00 $0.00
Disclosure

SEC source: 0001351119-26-000019 · wk-form4_1789602272.xml · derivative · entry 3

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,058

Underlying: Common Stock · 36,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:44 UTC
Lavet Robert SGeneral Counsel
Exercise / conversionCommon Stock 36,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001351119-26-000019 · wk-form4_1789602272.xml · nonDerivative · entry 1

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 55,191 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · derivative · entry 7

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,668

Underlying: Common Stock · 55,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

F5 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 154,197 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · derivative · entry 6

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,990

Underlying: Common Stock · 154,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 136,166 $0.00 $0.00
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · derivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 816,992

Underlying: Common Stock · 136,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 188,259 $17.32 $3,260,645.88
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · nonDerivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,276,337

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 55,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,464,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 154,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,409,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 136,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001613438-26-000022 · wk-form4_1789602225.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,255,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Pinto ArunChief Risk Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,740 $0.00 $0.00
Disclosure

SEC source: 0002012135-26-000023 · wk-form4_1789602201.xml · derivative · entry 5

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,354

Underlying: Common Stock · 9,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Pinto ArunChief Risk Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,434 $0.00 $0.00
Disclosure

SEC source: 0002012135-26-000023 · wk-form4_1789602201.xml · derivative · entry 4

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,342

Underlying: Common Stock · 11,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Pinto ArunChief Risk Officer
Exercise / conversionCommon Stock 9,740 Not disclosed Not disclosed
Disclosure

SEC source: 0002012135-26-000023 · wk-form4_1789602201.xml · nonDerivative · entry 2

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Pinto ArunChief Risk Officer
Exercise / conversionCommon Stock 11,434 Not disclosed Not disclosed
Disclosure

SEC source: 0002012135-26-000023 · wk-form4_1789602201.xml · nonDerivative · entry 1

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Rishel JeremyChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,363 $0.00 $0.00
Disclosure

SEC source: 0001934200-26-000009 · wk-form4_1789602178.xml · derivative · entry 7

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,080

Underlying: Common Stock · 11,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

F5 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Rishel JeremyChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 28,748 $0.00 $0.00
Disclosure

SEC source: 0001934200-26-000009 · wk-form4_1789602178.xml · derivative · entry 6

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,865

Underlying: Common Stock · 28,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Rishel JeremyChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 37,824 $0.00 $0.00
Disclosure

SEC source: 0001934200-26-000009 · wk-form4_1789602178.xml · derivative · entry 5

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,123

Underlying: Common Stock · 37,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Rishel JeremyChief Technology Officer
Exercise / conversionCommon Stock 11,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001934200-26-000009 · wk-form4_1789602178.xml · nonDerivative · entry 3

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 973,024.443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Rishel JeremyChief Technology Officer
Exercise / conversionCommon Stock 28,748 Not disclosed Not disclosed
Disclosure

SEC source: 0001934200-26-000009 · wk-form4_1789602178.xml · nonDerivative · entry 2

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 961,661.443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:43 UTC
Rishel JeremyChief Technology Officer
Exercise / conversionCommon Stock 37,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001934200-26-000009 · wk-form4_1789602178.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932,913.443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:42 UTC
Schuppenhauer EricEVP GBUL Borrow
Exercise / conversionRestricted Stock Unit · Derivative 6,493 $0.00 $0.00
Disclosure

SEC source: 0002034857-26-000014 · wk-form4_1789602153.xml · derivative · entry 3

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,903

Underlying: Common Stock · 6,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 23:42 UTC
Schuppenhauer EricEVP GBUL Borrow
Exercise / conversionCommon Stock 6,493 Not disclosed Not disclosed
Disclosure

SEC source: 0002034857-26-000014 · wk-form4_1789602153.xml · nonDerivative · entry 1

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,092.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
August 20, 2026 Filed Aug 24, 2026 22:26 UTC
Keough KelliEVP, GBUL, SIPS
SaleCommon Stock 11,286 $18.00 $203,184.12
Disclosure

SEC source: 0002032458-26-000024 · wk-form4_1787610387.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 356,442

F1 · shares: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on July 30, 2025.

F2 · price: The reported transactions were executed in multiple trades. The sale price of $18.0032 reported in Column 4 is the weighted average sale price for the 11,286 shares sold by the Reporting Person within a range of $17.7392 to $18.9300 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 23:31 UTC
Schuppenhauer EricEVP GBUL Borrow
Tax withholdingCommon Stock 23,720 $18.00 $427,007.44
Disclosure

SEC source: 0002034857-26-000012 · wk-form4_1787182314.xml · nonDerivative · entry 2

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,599.81

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 23:29 UTC
Pinto ArunChief Risk Officer
Tax withholdingCommon Stock 25,118 $18.00 $452,174.24
Disclosure

SEC source: 0002012135-26-000021 · wk-form4_1787182188.xml · nonDerivative · entry 2

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,287

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 23:31 UTC
Schuppenhauer EricEVP GBUL Borrow
Exercise / conversionRestricted Stock Unit · Derivative 55,731 $0.00 $0.00
Disclosure

SEC source: 0002034857-26-000012 · wk-form4_1787182314.xml · derivative · entry 3

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,848

Underlying: Common Stock · 55,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 23:31 UTC
Schuppenhauer EricEVP GBUL Borrow
Exercise / conversionCommon Stock 55,731 Not disclosed Not disclosed
Disclosure

SEC source: 0002034857-26-000012 · wk-form4_1787182314.xml · nonDerivative · entry 1

Schuppenhauer Eric · CIK 0002034857 · EVP GBUL Borrow

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,319.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 23:29 UTC
Pinto ArunChief Risk Officer
Exercise / conversionRestricted Stock Unit · Derivative 45,389 $0.00 $0.00
Disclosure

SEC source: 0002012135-26-000021 · wk-form4_1787182188.xml · derivative · entry 3

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,332

Underlying: Common Stock · 45,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 23:29 UTC
Pinto ArunChief Risk Officer
Exercise / conversionCommon Stock 45,389 Not disclosed Not disclosed
Disclosure

SEC source: 0002012135-26-000021 · wk-form4_1787182188.xml · nonDerivative · entry 1

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.