person · Reporting owner
HUTTON GEORGE THOMPSON
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lemonade, Inc.LMND · Entity 4057 | Director | January 19, 2021 | January 21, 2021 |
| PORTAGE FINTECH ACQUISITION CORP.PFTA · Entity 110416 | Director | July 20, 2021 | July 20, 2021 |
| SoFi Technologies, Inc.SOFI · Entity 3232 | Director | July 14, 2026 | July 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lemonade, Inc.
Report date January 19, 2021 · Filed January 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
After 2021-01-19 transaction · row 1
1 source rowRow 1 · 2021-01-19 · Sale · Disposed 100,000 · Balance 15,000 F1: Prior to the transaction reported herein, the Reporting Person received 115,000 shares of Common Stock of the Issuer in a pro-rata distribution in-kind that was exempt from reporting pursuant to Rule 16a-9. F2: The price per share received by the Reporting Person was $159.43125. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior to the transaction reported herein, the Reporting Person received 115,000 shares of Common Stock of the Issuer in a pro-rata distribution in-kind that was exempt from reporting pursuant to Rule 16a-9.
F2: The price per share received by the Reporting Person was $159.43125.
PORTAGE FINTECH ACQUISITION CORP.
Report date July 20, 2021 · Filed July 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-07-20 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-257185 ) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-257185 ) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
SoFi Technologies, Inc.
Report date July 14, 2026 · Filed July 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 13,993 |
Reported balance
After 2026-07-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-14 · Grant · Acquired 13,993 · Balance 13,993 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2026 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2026 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 14, 2026 Filed Jul 27, 2026 23:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 13,993 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001196460-26-000004 · wk-form4_1785193365.xml · derivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,993 Underlying: Common Stock · 13,993 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2026 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2026 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. Read SEC document |
| June 09, 2026 Filed Jun 12, 2026 00:38 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 18,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001196460-26-000002 · wk-form4_1781224690.xml · derivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025. F2 · derivative.expiration_date: Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025. Read SEC document |
| June 09, 2026 Filed Jun 12, 2026 00:38 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 18,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001196460-26-000002 · wk-form4_1781224690.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 00:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | OtherPrepaid Forward Contract · Derivative | 664,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001196460-25-000008 · wk-form4_1764635777.xml · derivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Reporting Person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96 Disclosed balance after: 664,938 Underlying: Common Stock · 664,938 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price"). F2 · derivative.exercise_price: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027. F3 · derivative.exercise_price: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable. F1 · price: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price"). F2 · price: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027. F3 · price: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable. F1 · derivative.exercise_date: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price"). F2 · derivative.exercise_date: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027. F3 · derivative.exercise_date: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable. F1 · derivative.expiration_date: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on December 1, 2025, the Reporting Person executed a postpaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the common stock, $0.0001 par value per share (the "Shares") of SoFi Technologies, Inc. Pursuant to the Contract, the Reporting Person expects to receive a cash payment upon settlement of the Contract in exchange for agreeing to deliver to the dealer 664,938 Shares (the "Maximum Number of Shares") or an equivalent amount of cash if cash settlement of the Contract is applicable. The amount of cash that may be received will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the settlement date (the "Settlement Price"). F2 · derivative.expiration_date: On the settlement date, the Reporting Person expects to receive a cash payment in an amount equal to the Maximum Number of Shares multiplied by (i) if the Settlement Price is less than approximately $20.47 (the "Floor Price"), the Floor Price; or (ii) if the Settlement Price is greater than the Floor Price but less than or equal to approximately $57.47 (the "Cap Price"), the Settlement Price; or (iii) if the Settlement Price is greater than the Cap Price, the Cap Price. The Contract is expected to be settled in December 2027. F3 · derivative.expiration_date: Under the Contract, the Reporting Person pledged the Maximum Number of Shares to the dealer. The Reporting Person retains beneficial ownership, dividend and voting rights of the Shares unless and until cash settlement of the Contract is applicable. Read SEC document |
| October 29, 2025 Filed Nov 8, 2025 02:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GiftCommon Stock | 121,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001196460-25-000006 · wk-form4_1762568472.xml · nonDerivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Reporting Person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96. Disclosed balance after: 664,938 F3 · price: This transaction involved a gift of securities by the Reporting Person. Acquisition price is not applicable as this transaction was a bona fide gift. F2 · balance_after: 487,000 shares indirectly held were previously reported as directly held. Read SEC document |
| October 29, 2025 Filed Nov 8, 2025 02:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GiftCommon Stock | 121,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001196460-25-000006 · wk-form4_1762568472.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction involved a gift of securities by the Reporting Person to Hutton Living Trust, 12/10/96, of which the Reporting Person is the sole beneficiary and trustee . Disposition price is not applicable as this transaction was a bona fide gift. F2 · balance_after: 487,000 shares indirectly held were previously reported as directly held. Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:08 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GiftCommon Stock | 154,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-25-000190 · wk-form4_1756411692.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96. Disclosed balance after: 56,589 F1 · price: This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:56 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 18,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-25-000112 · wk-form4_1749765363.xml · derivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,388 Underlying: Common Stock · 18,388 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to the Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after June 9, 2025 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F2 · derivative.expiration_date: Reflects a grant of RSUs to the Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after June 9, 2025 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. Read SEC document |
| August 14, 2023 Filed Aug 17, 2023 00:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 26,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029713 · wk-form4_1692230791.xml · derivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,249 Underlying: Common Stock · 26,249 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2023 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2023 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:12 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000128 · wf-form4_168695351103950.xml · derivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:12 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 35,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000128 · wf-form4_168695351103950.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 818,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · balance_after: The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 23:11 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000196 · wf-form4_166077787153150.xml · derivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,974 Underlying: Common Stock · 35,974 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 22:39 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 31,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000152 · wf-form4_165671515017335.xml · derivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 22:39 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 31,122 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000152 · wf-form4_165671515017335.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · ownership.direct: The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:52 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 42,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000121 · wf-form4_165541632554511.xml · derivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,112 Underlying: Common Stock · 42,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:52 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 42,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000121 · wf-form4_165541632554511.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 21:03 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 16,800 | $18.50 | $310,823.52 |
DisclosureSEC source: 0001104659-21-145398 · tm2134272-2_4seq1.xml · nonDerivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 709,258 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $18.5014 reported in Column 4 is the weighted average sale price for the 16,800 shares disposed of by the Reporting Person within a range of $18.50 to $18.51 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. F3 · ownership.nature: The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 21:03 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 103,462 | $18.52 | $1,915,650.66 |
DisclosureSEC source: 0001104659-21-145398 · tm2134272-2_4seq1.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 726,058 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $18.5155 reported in Column 4 is the weighted average sale price for the 103,462 shares disposed of by the Reporting Person within a range of $18.50 to $18.67 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. F3 · ownership.nature: The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:37 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionStock Options (right to buy) · Derivative | 348,560 | $0.00 Strike: $0.02 | $0.00 |
DisclosureSEC source: 0001104659-21-143613 · tm2133881-2_4seq1.xml · derivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,361 Underlying: Common Stock · 348,560 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the exercise of a portion of the stock options granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:37 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 348,560 | $6,971.20 | $2,429,881,472.00 |
DisclosureSEC source: 0001104659-21-143613 · tm2133881-2_4seq1.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 829,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. Read SEC document |
| September 01, 2021 Filed Sep 4, 2021 00:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 42,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113084 · tm2126991-6_4seq1.xml · derivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,706 Underlying: Common Stock · 42,584 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer. F2 · derivative.expiration_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| August 23, 2021 Filed Aug 26, 2021 00:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 11,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109445 · tm2125933d2_4.xml · derivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,122 Underlying: Common Stock · 11,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| August 23, 2021 Filed Aug 26, 2021 00:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 11,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-109445 · tm2125933d2_4.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 11,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075994 · tm2118244-9_4seq1.xml · derivative · entry 7 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,669 Underlying: Common Stock · 11,669 shares Expires not disclosed F11 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F12 · derivative.exercise_date: 100% of the RSU award will fully vest on June 29, 2021. F12 · derivative.expiration_date: 100% of the RSU award will fully vest on June 29, 2021. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 31,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075994 · tm2118244-9_4seq1.xml · derivative · entry 6 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,122 Underlying: Common Stock · 31,122 shares Expires not disclosed F9 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F10 · derivative.exercise_date: Subject to the reporting person's continued service with the Issuer, 100% of the RSU award will fully vest on June 29, 2022. F10 · derivative.expiration_date: Subject to the reporting person's continued service with the Issuer, 100% of the RSU award will fully vest on June 29, 2022. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantStock Options (right to buy) · Derivative | 37,081 | Not disclosed Strike: $6.95 | Not disclosed |
DisclosureSEC source: 0001104659-21-075994 · tm2118244-9_4seq1.xml · derivative · entry 5 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,081 Underlying: Common Stock · 37,081 shares Expires 2030-06-29 F8 · price: Received in connection with the Business Combination in exchange for options to acquire 21,277 shares of common stock of Legacy SoFi for $12.11 per share. F7 · derivative.exercise_date: 100% of the option will fully vest on June 29, 2021. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantStock Options (right to buy) · Derivative | 174,280 | Not disclosed Strike: $2.78 | Not disclosed |
DisclosureSEC source: 0001104659-21-075994 · tm2118244-9_4seq1.xml · derivative · entry 4 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,280 Underlying: Common Stock · 174,280 shares Expires 2026-12-30 F6 · price: Received in connection with the Business Combination in exchange for options to acquire 100,000 shares of common stock of Legacy SoFi for $4.84 per share. F5 · derivative.exercise_date: 100% of the option has fully vested and is immediately exercisable Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantStock Options (right to buy) · Derivative | 348,560 | Not disclosed Strike: $0.02 | Not disclosed |
DisclosureSEC source: 0001104659-21-075994 · tm2118244-9_4seq1.xml · derivative · entry 3 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,560 Underlying: Common Stock · 348,560 shares Expires 2022-02-28 F4 · price: Received in connection with the Business Combination in exchange for options to acquire 200,000 shares of common stock of Legacy SoFi for $0.0275 per share. F3 · derivative.exercise_date: 100% of the option has fully vested and is immediately exercisable. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 210,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-075994 · tm2118244-9_4seq1.xml · nonDerivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 210,589 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer. F2 · ownership.nature: The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 258,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-075994 · tm2118244-9_4seq1.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,702 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:59 UTC | Lemonade, Inc. LMND · Entity 4057 | SaleCOMMON STOCK | 100,000 | $159.43 | $15,943,130.00 |
DisclosureSEC source: 0001691421-21-000011 · wf-form4_161127354195594.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Prior to the transaction reported herein, the Reporting Person received 115,000 shares of Common Stock of the Issuer in a pro-rata distribution in-kind that was exempt from reporting pursuant to Rule 16a-9. F2 · price: The price per share received by the Reporting Person was $159.43125. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.