Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SoFi Technologies, Inc.SOFI · Entity 3232 | Director | August 14, 2023 | August 17, 2023 |
| Social Capital Hedosophia Holdings Corp. VIIPOF · Entity 134562 | Director | October 08, 2020 | October 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SoFi Technologies, Inc.
Report date August 14, 2023 · Filed August 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 26,249 |
Reported balance
After 2023-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-08-14 · Grant · Acquired 26,249 · Balance 26,249 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2023 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2023 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.
Social Capital Hedosophia Holdings Corp. VI
Report date October 08, 2020 · Filed October 09, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2023 Filed Aug 17, 2023 00:03 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 26,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029707 · wk-form4_1692230582.xml · derivative · entry 1 Costolo Richard · CIK 0001590847 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,249 Underlying: Common Stock · 26,249 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2023 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2023 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:11 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000125 · wf-form4_168695345622308.xml · derivative · entry 2 Costolo Richard · CIK 0001590847 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:11 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 35,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000125 · wf-form4_168695345622308.xml · nonDerivative · entry 1 Costolo Richard · CIK 0001590847 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Shares held by 91063 LLC Disclosed balance after: 301,688 F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · ownership.direct: 250,000 shares are held of record by 91063 LLC. The reporting person is the Manager of 91063 LLC. The remaining 51,688 shares are held of record directly by the Reporting Person. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 23:11 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000197 · wf-form4_166077788819350.xml · derivative · entry 1 Costolo Richard · CIK 0001590847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,974 Underlying: Common Stock · 35,974 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:57 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 15,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000126 · wf-form4_165541665974396.xml · derivative · entry 2 Costolo Richard · CIK 0001590847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:57 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 15,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000126 · wf-form4_165541665974396.xml · nonDerivative · entry 1 Costolo Richard · CIK 0001590847 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by 91063 LLC Disclosed balance after: 265,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · balance_after: 250,000 shares are held of record by 91063 LLC. The reporting person is the Manager of 91063 LLC. The remaining 15,714 shares are held of record directly by the Reporting Person. F2 · ownership.direct: 250,000 shares are held of record by 91063 LLC. The reporting person is the Manager of 91063 LLC. The remaining 15,714 shares are held of record directly by the Reporting Person. F2 · ownership.nature: 250,000 shares are held of record by 91063 LLC. The reporting person is the Manager of 91063 LLC. The remaining 15,714 shares are held of record directly by the Reporting Person. Read SEC document |
| September 01, 2021 Filed Sep 4, 2021 00:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 15,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113081 · tm2126991-3_4seq1.xml · derivative · entry 1 Costolo Richard · CIK 0001590847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,714 Underlying: Common Stock · 15,714 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer. F2 · derivative.expiration_date: 100% of the RSU award will vest on the earlier of June 14, 2022 and the date of the Issuer's 2022 annual shareholder meeting, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.