Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SoFi Technologies, Inc.SOFI · Entity 3232 | CFO and PAO | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SoFi Technologies, Inc.
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,870,290 |
Ending reported balance
After 2026-09-14 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-09-14 · Exercise / conversion · Acquired 52,954 · Balance 1,878,433 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 2 · 2026-09-14 · Exercise / conversion · Acquired 36,589 · Balance 1,915,022 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 3 · 2026-09-14 · Exercise / conversion · Acquired 14,609 · Balance 1,929,631 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Row 4 · 2026-09-14 · Tax withholding · Disposed 59,341 · Balance 1,870,290 F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 317,716 |
Reported balance
After 2026-09-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-14 · Exercise / conversion · Disposed 52,954 · Balance 317,716 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 237,829 |
Reported balance
After 2026-09-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-14 · Exercise / conversion · Disposed 36,589 · Balance 237,829 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 204,531 |
Reported balance
After 2026-09-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-14 · Exercise / conversion · Disposed 14,609 · Balance 204,531 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2026 Filed Sep 16, 2026 23:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 14,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · derivative · entry 7 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,531 Underlying: Common Stock · 14,609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F5 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. F5 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 23:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 36,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · derivative · entry 6 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,829 Underlying: Common Stock · 36,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 23:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 52,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · derivative · entry 5 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,716 Underlying: Common Stock · 52,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 23:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 59,341 | $17.32 | $1,027,786.12 |
DisclosureSEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · nonDerivative · entry 4 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,870,290 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 23:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 14,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · nonDerivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,929,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 23:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 36,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,915,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 23:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 52,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-26-000008 · wk-form4_1789602297.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,878,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 15, 2026 Filed Jun 18, 2026 00:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 14,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-26-000006 · wk-form4_1781740955.xml · derivative · entry 7 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,140 Underlying: Common Stock · 14,609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F5 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. F5 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. Read SEC document |
| June 15, 2026 Filed Jun 18, 2026 00:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 36,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-26-000006 · wk-form4_1781740955.xml · derivative · entry 6 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,418 Underlying: Common Stock · 36,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| June 15, 2026 Filed Jun 18, 2026 00:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 52,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-26-000006 · wk-form4_1781740955.xml · derivative · entry 5 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,670 Underlying: Common Stock · 52,953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. Read SEC document |
| June 15, 2026 Filed Jun 18, 2026 00:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 55,219 | $16.58 | $915,531.02 |
DisclosureSEC source: 0001864508-26-000006 · wk-form4_1781740955.xml · nonDerivative · entry 4 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,825,479 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| June 15, 2026 Filed Jun 18, 2026 00:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 14,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-26-000006 · wk-form4_1781740955.xml · nonDerivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,880,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 15, 2026 Filed Jun 18, 2026 00:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 36,590 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-26-000006 · wk-form4_1781740955.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,866,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 15, 2026 Filed Jun 18, 2026 00:02 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 52,953 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-26-000006 · wk-form4_1781740955.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,829,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 00:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 36,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-26-000004 · wk-form4_1773879382.xml · derivative · entry 5 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,008 Underlying: Common Stock · 36,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 00:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 119,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-26-000004 · wk-form4_1773879382.xml · derivative · entry 4 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,623 Underlying: Common Stock · 119,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 00:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 82,913 | $17.76 | $1,472,534.88 |
DisclosureSEC source: 0001864508-26-000004 · wk-form4_1773879382.xml · nonDerivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,776,546 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 00:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 36,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-26-000004 · wk-form4_1773879382.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,859,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 00:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 119,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-26-000004 · wk-form4_1773879382.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,822,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 23:19 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 233,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-26-000002 · wk-form4_1773443943.xml · derivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,749 Underlying: Common Stock · 233,749 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 6,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · derivative · entry 5 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,597 Underlying: Common Stock · 6,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 135,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · derivative · entry 4 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 542,941 Underlying: Common Stock · 135,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 74,823 | $27.28 | $2,041,171.44 |
DisclosureSEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · nonDerivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,703,552 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 6,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,778,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 135,248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-25-000010 · wk-form4_1766010664.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,772,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| November 12, 2025 Filed Nov 12, 2025 21:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | OtherPrepaid Forward Contract · Derivative | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-25-000008 · wk-form4_1762983862.xml · derivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · derivative.exercise_price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. F1 · price: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · price: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · price: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. F1 · derivative.exercise_date: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · derivative.exercise_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. F1 · derivative.expiration_date: On November 12, 2025, the Reporting Person entered into a prepaid variable forward contract with an unaffiliated third-party dealer. The contract obligates the Reporting Person to deliver shares of the Issuer's Common Stock or, at the Reporting Person's election, settle the contract in cash, on a settlement date on or about November 12, 2027 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfront cash payment of $11,771,830. The Reporting Person pledged 500,000 shares of the Issuer's Common Stock (the "Pledged Shares" or the "Base Amount") to secure his obligations under the contract. The Reporting Person will retain all voting, dividend and other rights in the Pledged Shares during the term of the pledge. F2 · derivative.expiration_date: If the Reporting Person does not elect to settle the contract in cash, the number of shares of the Issuer's Common Stock that may be delivered by the Reporting Person following the Maturity Date will generally be determined as follows: (a) if the closing price of shares of the Issuer's Common Stock on the Maturity Date (the "Settlement Price") is less than $50.58 ("Cap Level") but greater than $25.38 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; F3 · derivative.expiration_date: (continued from footnote 2 on this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Common Stock equal to the Base Amount. Read SEC document |
| November 05, 2025 Filed Nov 8, 2025 02:25 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionPerformance Stock Units · Derivative | 276,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-25-000005 · wk-form4_1762568703.xml · derivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 553,927 Underlying: Common Stock · 276,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. F1 · derivative.exercise_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. F1 · derivative.expiration_date: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. Read SEC document |
| November 05, 2025 Filed Nov 8, 2025 02:25 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 146,534 | $27.16 | $3,979,863.44 |
DisclosureSEC source: 0001864508-25-000005 · wk-form4_1762568703.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,637,029 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| November 05, 2025 Filed Nov 8, 2025 02:25 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 276,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-25-000005 · wk-form4_1762568703.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,783,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. F2 · price: PSUs convert into common stock on a one-for-one basis. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 22:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 6,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-25-000003 · wk-form4_1758146759.xml · derivative · entry 5 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,695 Underlying: Common Stock · 6,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 22:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 135,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001864508-25-000003 · wk-form4_1758146759.xml · derivative · entry 4 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,189 Underlying: Common Stock · 135,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 22:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 73,965 | $26.55 | $1,963,770.75 |
DisclosureSEC source: 0001864508-25-000003 · wk-form4_1758146759.xml · nonDerivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,506,600 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 22:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 6,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-25-000003 · wk-form4_1758146759.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,580,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 22:06 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 135,248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864508-25-000003 · wk-form4_1758146759.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,574,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 22:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 6,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-25-000126 · wk-form4_1750287279.xml · derivative · entry 5 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,794 Underlying: Common Stock · 6,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 22:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 135,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-25-000126 · wk-form4_1750287279.xml · derivative · entry 4 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 813,437 Underlying: Common Stock · 135,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023 and March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023 and March 13, 2024. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 22:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 74,703 | $14.09 | $1,052,565.27 |
DisclosureSEC source: 0001818874-25-000126 · wk-form4_1750287279.xml · nonDerivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,439,218 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 22:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 6,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-25-000126 · wk-form4_1750287279.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,513,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 22:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 135,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-25-000126 · wk-form4_1750287279.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,507,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 135,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-25-000037 · wk-form4_1742344275.xml · derivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 948,684 Underlying: Common Stock · 135,249 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023 and March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023 and March 13, 2024. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 71,834 | $11.39 | $818,189.26 |
DisclosureSEC source: 0001818874-25-000037 · wk-form4_1742344275.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,372,576 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 135,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-25-000037 · wk-form4_1742344275.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,444,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 22:04 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 365,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-25-000027 · wk-form4_1741817049.xml · derivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,892 Underlying: Common Stock · 365,892 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 1.67% of the award shall vest three months after March 14, 2025, 1.67% shall vest each quarter thereafter for the following two quarters, 10% shall vest each quarter thereafter for the following eight quarters, and 3.75% will vest each quarter thereafter for the following four quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 1.67% of the award shall vest three months after March 14, 2025, 1.67% shall vest each quarter thereafter for the following two quarters, 10% shall vest each quarter thereafter for the following eight quarters, and 3.75% will vest each quarter thereafter for the following four quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 23:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 222,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-24-000262 · wk-form4_1734566057.xml · derivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,083,933 Underlying: Common Stock · 222,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, March 22, 2023 and March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, March 22, 2023 and March 13, 2024. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 23:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 117,540 | $16.25 | $1,910,025.00 |
DisclosureSEC source: 0001818874-24-000262 · wk-form4_1734566057.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,309,161 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 23:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 222,821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-24-000262 · wk-form4_1734566057.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,426,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 23:34 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 222,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-24-000211 · wk-form4_1726702492.xml · derivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,306,754 Underlying: Common Stock · 222,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, March 22, 2023 and March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, March 22, 2023 and March 13, 2024. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 23:34 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 117,543 | $7.74 | $909,782.82 |
DisclosureSEC source: 0001818874-24-000211 · wk-form4_1726702492.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,203,880 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 23:34 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 222,825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-24-000211 · wk-form4_1726702492.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,321,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 14, 2024 Filed Jun 19, 2024 00:31 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 222,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-24-000143 · wk-form4_1718757060.xml · derivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,529,579 Underlying: Common Stock · 222,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, March 22, 2023 and March 13, 2024. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, March 22, 2023 and March 13, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.