Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Angel Studios, Inc.PORT · Entity 1495 | Director | January 06, 2022 | January 14, 2022 |
| SoFi Technologies, Inc.SOFI · Entity 3232 | Executive Vice President | September 14, 2022 | September 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Angel Studios, Inc.
Report date January 06, 2022 · Filed January 14, 2022
This filing explicitly reported no securities owned.
SoFi Technologies, Inc.
Report date September 14, 2022 · Filed September 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 373,310 |
Ending reported balance
After 2022-09-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-14 · Exercise / conversion · Acquired 79,578 · Balance 416,005 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Row 2 · 2022-09-14 · Tax withholding · Disposed 42,695 · Balance 373,310 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| Common StockSEC Table II · derivative / convertible security | Direct | 603,453 |
Reported balance
After 2022-09-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-14 · Exercise / conversion · Disposed 79,578 · Balance 603,453 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2022 Filed Sep 16, 2022 20:08 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 79,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000220 · wf-form4_166337331702995.xml · derivative · entry 3 Nuckles Jennifer · CIK 0001863186 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,453 Underlying: Common Stock · 79,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:08 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 42,695 | $5.84 | $249,338.80 |
DisclosureSEC source: 0001818874-22-000220 · wf-form4_166337331702995.xml · nonDerivative · entry 2 Nuckles Jennifer · CIK 0001863186 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,310 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:08 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 79,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000220 · wf-form4_166337331702995.xml · nonDerivative · entry 1 Nuckles Jennifer · CIK 0001863186 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 18:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 79,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000136 · wf-form4_165541775382329.xml · derivative · entry 3 Nuckles Jennifer · CIK 0001863186 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,031 Underlying: Common Stock · 79,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 18:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 41,276 | $5.88 | $242,702.88 |
DisclosureSEC source: 0001818874-22-000136 · wf-form4_165541775382329.xml · nonDerivative · entry 2 Nuckles Jennifer · CIK 0001863186 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,427 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 18:16 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 79,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000136 · wf-form4_165541775382329.xml · nonDerivative · entry 1 Nuckles Jennifer · CIK 0001863186 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 20:10 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 101,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-038266 · tm2210472-5_4.xml · derivative · entry 1 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,610 Underlying: Common Stock · 101,627 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 2,033 RSUs on the quarterly vesting date in March 2023, 2,032 RSUs on the quarterly vesting date in June 2023, 2,033 RSUs on the quarterly vesting date in September 2023, 2,032 RSUs on the quarterly vesting date in December 2023, and 11,687 RSUs on each of the eight quarterly vesting dates thereafter in equal quarterly installments (other than the quarterly vesting date in December 2024 when 11,688 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 2,033 RSUs on the quarterly vesting date in March 2023, 2,032 RSUs on the quarterly vesting date in June 2023, 2,033 RSUs on the quarterly vesting date in September 2023, 2,032 RSUs on the quarterly vesting date in December 2023, and 11,687 RSUs on each of the eight quarterly vesting dates thereafter in equal quarterly installments (other than the quarterly vesting date in December 2024 when 11,688 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 79,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035706 · tm229732-4_4seq1.xml · derivative · entry 3 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,983 Underlying: Common Stock · 79,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 45,117 | $8.59 | $387,555.03 |
DisclosureSEC source: 0001104659-22-035706 · tm229732-4_4seq1.xml · nonDerivative · entry 2 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,124 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 79,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-035706 · tm229732-4_4seq1.xml · nonDerivative · entry 1 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:50 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 79,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-150658 · tm2135685-6_4seq1.xml · derivative · entry 3 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,560 Underlying: Common Stock · 79,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:50 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 41,881 | $14.61 | $611,881.41 |
DisclosureSEC source: 0001104659-21-150658 · tm2135685-6_4seq1.xml · nonDerivative · entry 2 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,664 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:50 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 79,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-150658 · tm2135685-6_4seq1.xml · nonDerivative · entry 1 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:03 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 79,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-116538 · tm2127834-6_4seq1.xml · derivative · entry 3 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,139 Underlying: Common Stock · 79,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:03 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 41,537 | $14.57 | $605,194.09 |
DisclosureSEC source: 0001104659-21-116538 · tm2127834-6_4seq1.xml · nonDerivative · entry 2 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,966 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:03 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 79,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-116538 · tm2127834-6_4seq1.xml · nonDerivative · entry 1 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:33 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantPerformance Stock Unit · Derivative | 684,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113088 · tm2126991-9_4seq1.xml · derivative · entry 1 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,262 Underlying: Common Stock · 684,262 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:42 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 79,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-100307 · tm2124205-2_4seq1.xml · derivative · entry 3 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,718 Underlying: Common Stock · 79,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:42 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 39,845 | $15.47 | $616,402.15 |
DisclosureSEC source: 0001104659-21-100307 · tm2124205-2_4seq1.xml · nonDerivative · entry 2 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,924 Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:42 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 79,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-100307 · tm2124205-2_4seq1.xml · nonDerivative · entry 1 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 455,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076000 · tm2118244-19_4seq1.xml · derivative · entry 5 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,149 Underlying: Common Stock · 455,149 shares Expires not disclosed F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F9 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 30,343 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F9 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 30,343 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 261,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076000 · tm2118244-19_4seq1.xml · derivative · entry 4 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,420 Underlying: Common Stock · 261,420 shares Expires not disclosed F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F7 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 21,785 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F7 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 21,785 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 86,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076000 · tm2118244-19_4seq1.xml · derivative · entry 3 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,268 Underlying: Common Stock · 86,268 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F5 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 7,842 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F5 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 7,842 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 176,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076000 · tm2118244-19_4seq1.xml · derivative · entry 2 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,458 Underlying: Common Stock · 176,458 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 19,606 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F3 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 19,606 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 148,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-076000 · tm2118244-19_4seq1.xml · nonDerivative · entry 1 Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,192 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.