Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SoFi Technologies, Inc.SOFI · Entity 3232 | Head of Operations | June 14, 2022 | June 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SoFi Technologies, Inc.
Report date June 14, 2022 · Filed June 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 170,926 |
Ending reported balance
After 2022-06-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-06-14 · Exercise / conversion · Acquired 39,145 · Balance 186,400 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Row 2 · 2022-06-14 · Tax withholding · Disposed 15,474 · Balance 170,926 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| Common StockSEC Table II · derivative / convertible security | Direct | 326,954 |
Reported balance
After 2022-06-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-14 · Exercise / conversion · Disposed 39,145 · Balance 326,954 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2022 Filed Jun 16, 2022 17:49 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 39,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000117 · wf-form4_165541614275353.xml · derivative · entry 3 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,954 Underlying: Common Stock · 39,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 17:49 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 15,474 | $5.88 | $90,987.12 |
DisclosureSEC source: 0001818874-22-000117 · wf-form4_165541614275353.xml · nonDerivative · entry 2 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,926 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 17:49 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 39,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000117 · wf-form4_165541614275353.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 20:09 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 132,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-038263 · tm2210472-2_4.xml · derivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,099 Underlying: Common Stock · 132,114 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 5,783 RSUs on each of the quarterly vesting dates in June 2022 and September 2022, (2) 5,782 RSUs on the quarterly vesting date in December 2022, (3) 12,011 RSUs on the quarterly vesting date in March 2023 and December 2023, (4) 12,010 RSUs on each of the quarterly vesting dates in June 2023 and September 2023, (5) 8,340 RSUs on each of the quarterly vesting dates in March 2024, September 2024, March 2025 and September 2025, and (7) 8,341 RSUs on each of the quarterly vesting dates in June 2024, December 2024, June 2025 and December 2025, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 5,783 RSUs on each of the quarterly vesting dates in June 2022 and September 2022, (2) 5,782 RSUs on the quarterly vesting date in December 2022, (3) 12,011 RSUs on the quarterly vesting date in March 2023 and December 2023, (4) 12,010 RSUs on each of the quarterly vesting dates in June 2023 and September 2023, (5) 8,340 RSUs on each of the quarterly vesting dates in March 2024, September 2024, March 2025 and September 2025, and (7) 8,341 RSUs on each of the quarterly vesting dates in June 2024, December 2024, June 2025 and December 2025, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 17:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 5,000 | $8.01 | $40,046.00 |
DisclosureSEC source: 0001104659-22-035704 · tm229732-2_4seq1.xml · nonDerivative · entry 3 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,255 Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 33,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035704 · tm229732-2_4seq1.xml · derivative · entry 4 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,985 Underlying: Common Stock · 33,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 14,413 | $8.59 | $123,807.67 |
DisclosureSEC source: 0001104659-22-035704 · tm229732-2_4seq1.xml · nonDerivative · entry 2 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,255 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:36 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 33,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-035704 · tm229732-2_4seq1.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 14, 2022 Filed Mar 14, 2022 16:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 5,000 | $7.99 | $39,949.50 |
DisclosureSEC source: 0001104659-22-033292 · tm229214d1_4seq1.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,307 Read SEC document |
| March 14, 2022 Filed Mar 17, 2022 21:56 UTC Amendment | SoFi Technologies, Inc. SOFI · Entity 3232 | PurchaseCommon Stock | 5,000 | $7.99 | $39,949.50 |
DisclosureSEC source: 0001104659-22-035216 · tm229717d1_4a.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,307 F1 · balance_after: The Reporting Person is filing this report on Form 4/A to amend the Form 4/A filed by the Reporting Person on March 15, 2022. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 16:38 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 2,000 | $15.00 | $30,000.00 |
DisclosureSEC source: 0001104659-22-006933 · tm224354-1_4seq1.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,307 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:48 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 33,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-150653 · tm2135685-2_4seq1.xml · derivative · entry 3 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,346 Underlying: Common Stock · 33,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:48 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 14,034 | $14.48 | $203,212.32 |
DisclosureSEC source: 0001104659-21-150653 · tm2135685-2_4seq1.xml · nonDerivative · entry 2 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,307 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:48 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 33,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-150653 · tm2135685-2_4seq1.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 35,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-116534 · tm2127834-2_4seq1.xml · derivative · entry 3 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,710 Underlying: Common Stock · 35,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 14,724 | $14.57 | $214,528.68 |
DisclosureSEC source: 0001104659-21-116534 · tm2127834-2_4seq1.xml · nonDerivative · entry 2 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,977 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 35,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-116534 · tm2127834-2_4seq1.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 07, 2021 Filed Sep 8, 2021 19:42 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 6,250 | $16.00 | $100,000.00 |
DisclosureSEC source: 0001104659-21-113925 · tm2127198-1_4seq1.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,162 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantPerformance Stock Unit · Derivative | 977,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113083 · tm2126991-5_4seq1.xml · derivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,518 Underlying: Common Stock · 977,518 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 21:25 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 5,000 | $14.97 | $74,850.00 |
DisclosureSEC source: 0001104659-21-109952 · tm2126060-1_4seq1.xml · nonDerivative · entry 2 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,412 Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 21:25 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 20,000 | $14.83 | $296,600.00 |
DisclosureSEC source: 0001104659-21-109952 · tm2126060-1_4seq1.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,412 F1 · price: The reported transactions were executed in multiple trades. The sale price of $14.83 reported in Column 4 is the weighted average purchase price for the 20,000 shares disposed of by the Reporting Person within a range of $14.790 to $14.850 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 35,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-100314 · tm2124205d7_4seq1.xml · derivative · entry 3 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,249 Underlying: Common Stock · 35,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 14,127 | $15.47 | $218,544.69 |
DisclosureSEC source: 0001104659-21-100314 · tm2124205d7_4seq1.xml · nonDerivative · entry 2 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,412 Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:44 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 35,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-100314 · tm2124205d7_4seq1.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 227,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075993 · tm2118244-7_4seq1.xml · derivative · entry 5 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,576 Underlying: Common Stock · 227,576 shares Expires not disclosed F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F9 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 15,171 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F9 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 15,171 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 61,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075993 · tm2118244-7_4seq1.xml · derivative · entry 4 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,433 Underlying: Common Stock · 61,433 shares Expires not disclosed F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F7 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 5,119 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F7 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 5,119 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 4,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075993 · tm2118244-7_4seq1.xml · derivative · entry 3 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,357 Underlying: Common Stock · 4,357 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F5 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 2,179 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/8th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F5 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 2,179 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/8th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 78,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075993 · tm2118244-7_4seq1.xml · derivative · entry 2 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,426 Underlying: Common Stock · 78,426 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 13,071 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F3 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 13,071 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 99,996 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-075993 · tm2118244-7_4seq1.xml · nonDerivative · entry 1 Heavener Micah · CIK 0001863183 · Head of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,996 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer. Read SEC document |
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