Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SoFi Technologies, Inc.SOFI · Entity 3232 | Chief Marketing Officer | December 14, 2023 | December 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SoFi Technologies, Inc.
Report date December 14, 2023 · Filed December 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 315,675 |
Ending reported balance
After 2023-12-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-12-14 · Exercise / conversion · Acquired 93,271 · Balance 350,879 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Row 2 · 2023-12-15 · Tax withholding · Disposed 35,204 · Balance 315,675 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 673,791 |
Reported balance
After 2023-12-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-14 · Exercise / conversion · Disposed 93,271 · Balance 673,791 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2023 Filed Dec 18, 2023 20:39 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 35,204 | $9.32 | $328,171.69 |
DisclosureSEC source: 0001818874-23-000200 · wk-form4_1702949944.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,675 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 20:39 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 93,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000200 · wk-form4_1702949944.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,791 Underlying: Common Stock · 93,271 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 20:39 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 93,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000200 · wk-form4_1702949944.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 20:13 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 135,832 | $7.58 | $1,029,796.72 |
DisclosureSEC source: 0001818874-23-000175 · wk-form4_1699492393.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,608 F1 · price: The reported transactions were executed in multiple trades. The sale price of $7.5814 reported in Column 4 is the weighted average purchase price for the 135,832 shares disposed of by the Reporting Person within a range of $7.580 to $7.595 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 20:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 35,776 | $9.03 | $322,985.73 |
DisclosureSEC source: 0001818874-23-000161 · wk-form4_1695082866.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,440 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 20:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 93,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000161 · wk-form4_1695082866.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 767,062 Underlying: Common Stock · 93,271 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 20:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 93,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000161 · wk-form4_1695082866.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 18:10 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 100,000 | $9.29 | $928,800.00 |
DisclosureSEC source: 0001818874-23-000123 · wf-form4_168695342729430.xml · nonDerivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,945 F3 · price: The reported transactions were executed in multiple trades. The sale price of $9.288 reported in Column 4 is the weighted average purchase price for the 100,000 shares disposed of by the Reporting Person within a range of $9.231 to $9.301 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 18:10 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 47,386 | $9.12 | $431,970.78 |
DisclosureSEC source: 0001818874-23-000123 · wf-form4_168695342729430.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 435,945 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 18:10 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 115,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000123 · wf-form4_168695342729430.xml · derivative · entry 4 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 860,333 Underlying: Common Stock · 115,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 18:10 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 115,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000123 · wf-form4_168695342729430.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 483,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 19:55 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 612,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000060 · wf-form4_167952930047393.xml · derivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 975,389 Underlying: Common Stock · 612,595 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 19:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 26,592 | $5.35 | $142,346.98 |
DisclosureSEC source: 0001818874-23-000038 · wf-form4_167900886349998.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,275 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 19:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 64,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000038 · wf-form4_167900886349998.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,794 Underlying: Common Stock · 64,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 19:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 64,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000038 · wf-form4_167900886349998.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 18:30 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 59,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000265 · wf-form4_167123339113030.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,799 Underlying: Common Stock · 59,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 18:30 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 22,679 | $4.57 | $103,620.35 |
DisclosureSEC source: 0001818874-22-000265 · wf-form4_167123339113030.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,862 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 18:30 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 59,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000265 · wf-form4_167123339113030.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:09 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 59,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000221 · wf-form4_166337333548085.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,232 Underlying: Common Stock · 59,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:09 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 24,580 | $5.84 | $143,547.20 |
DisclosureSEC source: 0001818874-22-000221 · wf-form4_166337333548085.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,108 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:09 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 59,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000221 · wf-form4_166337333548085.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 18:17 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock · Derivative | 59,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000138 · wf-form4_165541786018886.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,667 Underlying: Common Stock · 59,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 18:17 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 23,489 | $5.88 | $138,115.32 |
DisclosureSEC source: 0001818874-22-000138 · wf-form4_165541786018886.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,253 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 18:17 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 59,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000138 · wf-form4_165541786018886.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 20:12 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 274,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-038269 · tm2210472-8_4.xml · derivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,100 Underlying: Common Stock · 274,391 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 14,634 RSUs on each of the quarterly vesting dates in June 2022 and September 2022, (3) 14,635 RSUs on the quarterly vesting date in December 2022, (4) 19,207 RSUs on each of the quarterly vesting dates in March 2023, June 2023, December 2023, March 2024, September 2024, March 2025, June 2025 and December 2025, and (5) 19,208 RSUs on each of the quarterly vesting dates in September 2023, June 2024, December 2024 and September 2025, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 14,634 RSUs on each of the quarterly vesting dates in June 2022 and September 2022, (3) 14,635 RSUs on the quarterly vesting date in December 2022, (4) 19,207 RSUs on each of the quarterly vesting dates in March 2023, June 2023, December 2023, March 2024, September 2024, March 2025, June 2025 and December 2025, and (5) 19,208 RSUs on each of the quarterly vesting dates in September 2023, June 2024, December 2024 and September 2025, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:37 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 44,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035709 · tm229732-8_4seq1.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,709 Underlying: Common Stock · 44,799 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:37 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 19,353 | $8.59 | $166,242.27 |
DisclosureSEC source: 0001104659-22-035709 · tm229732-8_4seq1.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,309 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:37 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 44,799 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-035709 · tm229732-8_4seq1.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:51 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 44,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-150660 · tm2135685-8_4seq1.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,508 Underlying: Common Stock · 44,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:51 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 18,715 | $14.61 | $273,426.15 |
DisclosureSEC source: 0001104659-21-150660 · tm2135685-8_4seq1.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,863 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:51 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 44,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-150660 · tm2135685-8_4seq1.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:04 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 44,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-116541 · tm2127834-9_4seq1.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,309 Underlying: Common Stock · 44,799 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:04 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 18,560 | $14.57 | $270,419.20 |
DisclosureSEC source: 0001104659-21-116541 · tm2127834-9_4seq1.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,777 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:04 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 44,799 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-116541 · tm2127834-9_4seq1.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:35 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantPerformance Stock Unit · Derivative | 977,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-113092 · tm2126991-13_4seq1.xml · derivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,518 Underlying: Common Stock · 977,518 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of PSUs granted to the Reporting Person. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 44,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-100313 · tm2124205d6_4seq1.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,239 Underlying: Common Stock · 44,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.exercise_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.expiration_date: Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 17,804 | $15.47 | $275,427.88 |
DisclosureSEC source: 0001104659-21-100313 · tm2124205d6_4seq1.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,538 Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 44,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-100313 · tm2124205d6_4seq1.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:24 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 227,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076005 · tm2118244-27_4.xml · derivative · entry 4 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,576 Underlying: Common Stock · 227,576 shares Expires not disclosed F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F7 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 15,171 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F7 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 15,171 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:24 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 86,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076005 · tm2118244-27_4.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,268 Underlying: Common Stock · 86,268 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F5 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 7,842 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F5 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 7,842 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:24 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 196,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076005 · tm2118244-27_4.xml · derivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,065 Underlying: Common Stock · 196,065 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 21,785 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. F3 · derivative.expiration_date: In connection with the Business Combination, the unvested portion of this Legacy SoFi outstanding RSU award was converted into an RSU award denominated in shares of the Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as to 21,785 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/16th of the total number of RSUs originally granted pursuant to this award, as such total number was converted in the Business Combination. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:24 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 118,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-076005 · tm2118244-27_4.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,541 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.