SOFI

SEC source: 0001818874-22-000126 · wf-form4_165541665974396.xml · derivative · entry 2

Costolo Richard · CIK 0001590847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

SEC source: 0001818874-22-000126 · wf-form4_165541665974396.xml · nonDerivative · entry 1

Costolo Richard · CIK 0001590847 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by 91063 LLC

Disclosed balance after: 265,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: 250,000 shares are held of record by 91063 LLC. The reporting person is the Manager of 91063 LLC. The remaining 15,714 shares are held of record directly by the Reporting Person.

F2 · ownership.direct: 250,000 shares are held of record by 91063 LLC. The reporting person is the Manager of 91063 LLC. The remaining 15,714 shares are held of record directly by the Reporting Person.

F2 · ownership.nature: 250,000 shares are held of record by 91063 LLC. The reporting person is the Manager of 91063 LLC. The remaining 15,714 shares are held of record directly by the Reporting Person.

SEC source: 0001818874-22-000123 · wf-form4_165541643463388.xml · derivative · entry 3

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,256

Underlying: Common Stock · 69,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

SEC source: 0001818874-22-000123 · wf-form4_165541643463388.xml · nonDerivative · entry 2

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,579

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-22-000123 · wf-form4_165541643463388.xml · nonDerivative · entry 1

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-22-000121 · wf-form4_165541632554511.xml · derivative · entry 2

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,112

Underlying: Common Stock · 42,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

SEC source: 0001818874-22-000121 · wf-form4_165541632554511.xml · nonDerivative · entry 1

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-22-000119 · wf-form4_165541623740343.xml · derivative · entry 3

Borton Chad M · CIK 0001605786 · President - SoFi Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,838

Underlying: Common Stock · 119,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022.

SEC source: 0001818874-22-000119 · wf-form4_165541623740343.xml · nonDerivative · entry 2

Borton Chad M · CIK 0001605786 · President - SoFi Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,578

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-22-000119 · wf-form4_165541623740343.xml · nonDerivative · entry 1

Borton Chad M · CIK 0001605786 · President - SoFi Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-22-000115 · wf-form4_165541600982493.xml · derivative · entry 2

SCHWARTZ HARVEY M · CIK 0001566418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

SEC source: 0001818874-22-000115 · wf-form4_165541600982493.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-22-000113 · wf-form4_165541593096822.xml · derivative · entry 3

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,685

Underlying: Common Stock · 56,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.

SEC source: 0001818874-22-000113 · wf-form4_165541593096822.xml · nonDerivative · entry 2

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391,973

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-22-000113 · wf-form4_165541593096822.xml · nonDerivative · entry 1

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-22-000104 · wf-form4_165515099104199.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513,501

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.3664 reported in Column 4 is the weighted average purchase price for the 46,500 shares acquired by the Reporting Person within a range of $5.36 to $5.39 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-22-000107 · wf-form4_165515404833089.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,352

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.59 reported in Column 4 is the weighted average purchase price for the 53,500 shares acquired by the Reporting Person within a range of $5.50 to $5.73 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-22-000102 · wf-form4_165489206277781.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,467,001

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.979 reported in Column 4 is the weighted average purchase price for the 33,455 shares acquired by the Reporting Person within a range of $5.92 to $6.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-22-000100 · wf-form4_165480501102765.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433,546

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.2975 reported in Column 4 is the weighted average purchase price for the 47,625 shares acquired by the Reporting Person within a range of $6.245 to $6.400 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-22-000098 · wf-form4_165471922982585.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,385,921

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.6491 reported in Column 4 is the weighted average purchase price for the 16,907 shares acquired by the Reporting Person within a range of $6.64 to $6.65 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-22-000096 · wf-form4_165454663578381.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,369,014

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.8975 reported in Column 4 is the weighted average purchase price for the 21,750 shares acquired by the Reporting Person within a range of $6.88 to $6.90 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-22-000091 · wf-form4_165411479596169.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,347,264

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $7.0713 reported in Column 4 is the weighted average purchase price for the 21,215 shares acquired by the Reporting Person within a range of $7.055 to $7.090 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 7

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 8,925.6097

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001818874-22-000088 · wf-form4_165403144978590.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,174,969

Underlying: Common Stock · 101,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001818874-22-000088 · wf-form4_165403144978590.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326,049

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001818874-22-000088 · wf-form4_165403144978590.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,378,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-22-000086 · wf-form4_165342628462643.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,276,895

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.7203 reported in Column 4 is the weighted average purchase price for the 37,056 shares acquired by the Reporting Person within a range of $6.64 to $6.85 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001104659-22-063459 · tm2216256d1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,239,839

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $7.3181 reported in Column 4 is the weighted average purchase price for the 27,000 shares acquired by the Reporting Person within a range of $7.15 to $7.485 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001104659-22-062958 · tm2216142-1_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212,839

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $7.7884 reported in Column 4 is the weighted average purchase price for the 13,500 shares acquired by the Reporting Person within a range of $7.62 to $7.97 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001104659-22-060270 · tm2215593-1_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,199,339

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.50 reported in Column 4 is the weighted average purchase price for the 39,000 shares acquired by the Reporting Person within a range of $6.48 to $6.53 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001104659-22-061840 · tm2215836-1_4.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,852

SEC source: 0001104659-22-055370 · tm2214324-1_4.xml · derivative · entry 3

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,977,012

Underlying: Common Stock · 49,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-22-055370 · tm2214324-1_4.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771,105

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001104659-22-055370 · tm2214324-1_4.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,796,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-22-052439 · tm2213866-1_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,276,632

Underlying: Common Stock · 101,664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-22-052439 · tm2213866-1_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,160,339

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001104659-22-052439 · tm2213866-1_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-22-042935 · tm2211791-1_4seq1.xml · derivative · entry 3

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026,028

Underlying: Common Stock · 49,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-22-042935 · tm2211791-1_4seq1.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747,406

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001104659-22-042935 · tm2211791-1_4seq1.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-22-039612 · tm2210650-1_4seq1.xml · derivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,479,959

Underlying: Common Stock · 1,016,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 254,065 RSUs per quarter, starting with the quarterly vesting date in March 2025, in equal quarterly installments (other than with respect to the June 2025 quarterly vesting date when 254,066 RSUs will vest), subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing approximately 1/4th of the total number of RSUs originally granted pursuant to this award.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 254,065 RSUs per quarter, starting with the quarterly vesting date in March 2025, in equal quarterly installments (other than with respect to the June 2025 quarterly vesting date when 254,066 RSUs will vest), subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing approximately 1/4th of the total number of RSUs originally granted pursuant to this award.

SEC source: 0001104659-22-041891 · tm2211366-1_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,378,296

Underlying: Common Stock · 101,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001104659-22-041891 · tm2211366-1_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,111,185

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001104659-22-041891 · tm2211366-1_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001104659-22-038264 · tm2210472-3_4.xml · derivative · entry 1

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,090

Underlying: Common Stock · 335,366 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 34,654 RSUs on the quarterly vesting date in June 2022, (2) 34,655 RSUs on the quarterly vesting date in September 2022, (3) 34,654 RSUs on the quarterly vesting date in December 2022, (4) 25,991 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2023, and (5) 15,930 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2024 and 2025 (other than the quarterly vesting date in December 2024 when 15,929 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 34,654 RSUs on the quarterly vesting date in June 2022, (2) 34,655 RSUs on the quarterly vesting date in September 2022, (3) 34,654 RSUs on the quarterly vesting date in December 2022, (4) 25,991 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2023, and (5) 15,930 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2024 and 2025 (other than the quarterly vesting date in December 2024 when 15,929 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-038269 · tm2210472-8_4.xml · derivative · entry 1

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,100

Underlying: Common Stock · 274,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 14,634 RSUs on each of the quarterly vesting dates in June 2022 and September 2022, (3) 14,635 RSUs on the quarterly vesting date in December 2022, (4) 19,207 RSUs on each of the quarterly vesting dates in March 2023, June 2023, December 2023, March 2024, September 2024, March 2025, June 2025 and December 2025, and (5) 19,208 RSUs on each of the quarterly vesting dates in September 2023, June 2024, December 2024 and September 2025, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 14,634 RSUs on each of the quarterly vesting dates in June 2022 and September 2022, (3) 14,635 RSUs on the quarterly vesting date in December 2022, (4) 19,207 RSUs on each of the quarterly vesting dates in March 2023, June 2023, December 2023, March 2024, September 2024, March 2025, June 2025 and December 2025, and (5) 19,208 RSUs on each of the quarterly vesting dates in September 2023, June 2024, December 2024 and September 2025, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-038266 · tm2210472-5_4.xml · derivative · entry 1

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,610

Underlying: Common Stock · 101,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 2,033 RSUs on the quarterly vesting date in March 2023, 2,032 RSUs on the quarterly vesting date in June 2023, 2,033 RSUs on the quarterly vesting date in September 2023, 2,032 RSUs on the quarterly vesting date in December 2023, and 11,687 RSUs on each of the eight quarterly vesting dates thereafter in equal quarterly installments (other than the quarterly vesting date in December 2024 when 11,688 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 2,033 RSUs on the quarterly vesting date in March 2023, 2,032 RSUs on the quarterly vesting date in June 2023, 2,033 RSUs on the quarterly vesting date in September 2023, 2,032 RSUs on the quarterly vesting date in December 2023, and 11,687 RSUs on each of the eight quarterly vesting dates thereafter in equal quarterly installments (other than the quarterly vesting date in December 2024 when 11,688 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-038268 · tm2210472-7_4.xml · derivative · entry 1

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,970

Underlying: Common Stock · 101,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 25,407 RSUs per quarter (other than the quarterly vesting date in September 2023 when 25,406 RSUs will vest), starting with the quarterly vesting date in March 2023, in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/4th of the total number of RSUs originally granted pursuant to this award.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 25,407 RSUs per quarter (other than the quarterly vesting date in September 2023 when 25,406 RSUs will vest), starting with the quarterly vesting date in March 2023, in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/4th of the total number of RSUs originally granted pursuant to this award.

SEC source: 0001104659-22-038263 · tm2210472-2_4.xml · derivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,099

Underlying: Common Stock · 132,114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 5,783 RSUs on each of the quarterly vesting dates in June 2022 and September 2022, (2) 5,782 RSUs on the quarterly vesting date in December 2022, (3) 12,011 RSUs on the quarterly vesting date in March 2023 and December 2023, (4) 12,010 RSUs on each of the quarterly vesting dates in June 2023 and September 2023, (5) 8,340 RSUs on each of the quarterly vesting dates in March 2024, September 2024, March 2025 and September 2025, and (7) 8,341 RSUs on each of the quarterly vesting dates in June 2024, December 2024, June 2025 and December 2025, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 5,783 RSUs on each of the quarterly vesting dates in June 2022 and September 2022, (2) 5,782 RSUs on the quarterly vesting date in December 2022, (3) 12,011 RSUs on the quarterly vesting date in March 2023 and December 2023, (4) 12,010 RSUs on each of the quarterly vesting dates in June 2023 and September 2023, (5) 8,340 RSUs on each of the quarterly vesting dates in March 2024, September 2024, March 2025 and September 2025, and (7) 8,341 RSUs on each of the quarterly vesting dates in June 2024, December 2024, June 2025 and December 2025, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-038270 · tm2210472-9_4.xml · derivative · entry 1

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,042

Underlying: Common Stock · 223,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 3,011 RSUs in equal quarterly installments on each of the quarterly vesting dates in June 2022, September 2022 and December 2022, (2) 15, 244 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2023, and (3) 19,196 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2024 and 2025 (other than the quarterly vesting date in September 2024 when 19,197 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 3,011 RSUs in equal quarterly installments on each of the quarterly vesting dates in June 2022, September 2022 and December 2022, (2) 15, 244 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2023, and (3) 19,196 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2024 and 2025 (other than the quarterly vesting date in September 2024 when 19,197 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.